0001144204-17-032533.txt : 20170614
0001144204-17-032533.hdr.sgml : 20170614
20170614162855
ACCESSION NUMBER: 0001144204-17-032533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170614
FILED AS OF DATE: 20170614
DATE AS OF CHANGE: 20170614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Lane Capital Corp.
CENTRAL INDEX KEY: 0001495222
IRS NUMBER: 272859071
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 983-5275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frantz Leroy Scott
CENTRAL INDEX KEY: 0001619007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22432
FILM NUMBER: 17911443
MAIL ADDRESS:
STREET 1: C/O HAEBLER CAPITAL
STREET 2: 8 SOUND SHORE DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
v468788_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-14
0
0001495222
Oxford Lane Capital Corp.
OXLC
0001619007
Frantz Leroy Scott
8 SOUND SHORE DRIVE
GREENWICH
CT
06830
0
0
1
0
6.75% Series 2024 Term Preferred Stock
2017-06-14
4
P
0
200000
25.00
A
200000
D
Common Stock
1012
D
7.50% Series 2023 Term Preferred Stock
437622
D
8.125% Series 2024 Term Preferred Stock
200000
D
/s/ Leroy Scott Frantz
2017-06-14