0001144204-17-032533.txt : 20170614 0001144204-17-032533.hdr.sgml : 20170614 20170614162855 ACCESSION NUMBER: 0001144204-17-032533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170614 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frantz Leroy Scott CENTRAL INDEX KEY: 0001619007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 17911443 MAIL ADDRESS: STREET 1: C/O HAEBLER CAPITAL STREET 2: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 v468788_4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-14 0 0001495222 Oxford Lane Capital Corp. OXLC 0001619007 Frantz Leroy Scott 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 6.75% Series 2024 Term Preferred Stock 2017-06-14 4 P 0 200000 25.00 A 200000 D Common Stock 1012 D 7.50% Series 2023 Term Preferred Stock 437622 D 8.125% Series 2024 Term Preferred Stock 200000 D /s/ Leroy Scott Frantz 2017-06-14