0001144204-14-014866.txt : 20140311
0001144204-14-014866.hdr.sgml : 20140311
20140311164549
ACCESSION NUMBER: 0001144204-14-014866
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140307
FILED AS OF DATE: 20140311
DATE AS OF CHANGE: 20140311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Lane Capital Corp.
CENTRAL INDEX KEY: 0001495222
IRS NUMBER: 272859071
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 983-5275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ashenfelter Mark Jeffrey
CENTRAL INDEX KEY: 0001507793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22432
FILM NUMBER: 14684761
MAIL ADDRESS:
STREET 1: C/O OXFORD LANE CAPITAL CORP.
STREET 2: 8 SOUND SHORE DRIVE, SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
v371327_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-03-07
0
0001495222
Oxford Lane Capital Corp.
OXLC
0001507793
Ashenfelter Mark Jeffrey
C/O OXFORD LANE CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
1
0
0
0
Common Stock
2014-03-07
4
P
0
2500
17
A
12500
D
/s/ Patrick F. Conroy, attorney-in-fact
2014-03-11