0001144204-13-068256.txt : 20131219 0001144204-13-068256.hdr.sgml : 20131219 20131219191403 ACCESSION NUMBER: 0001144204-13-068256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131219 DATE AS OF CHANGE: 20131219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashenfelter Mark Jeffrey CENTRAL INDEX KEY: 0001507793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 131289444 MAIL ADDRESS: STREET 1: C/O OXFORD LANE CAPITAL CORP. STREET 2: 8 SOUND SHORE DRIVE, SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 v363530_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-19 0 0001495222 Oxford Lane Capital Corp. OXLC 0001507793 Ashenfelter Mark Jeffrey C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 0 0 0 Common Stock 2013-12-19 4 P 0 1000 17.004 A 10000 D /s/ Patrick F. Conroy, attorney-in-fact 2013-12-19