0001140361-18-018582.txt : 20180413
0001140361-18-018582.hdr.sgml : 20180413
20180413193922
ACCESSION NUMBER: 0001140361-18-018582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180411
FILED AS OF DATE: 20180413
DATE AS OF CHANGE: 20180413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Braunstein Douglas L
CENTRAL INDEX KEY: 0001495110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37820
FILM NUMBER: 18755304
MAIL ADDRESS:
STREET 1: HUDSON EXECUTIVE CAPITAL LP
STREET 2: 1185 AVENUE OF THE AMERICAS, 32ND FL
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEC Management GP LLC
CENTRAL INDEX KEY: 0001700567
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37820
FILM NUMBER: 18755305
BUSINESS ADDRESS:
STREET 1: 1185 AVENUE OF THE AMERICAS, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 521-8495
MAIL ADDRESS:
STREET 1: 1185 AVENUE OF THE AMERICAS, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hudson Executive Capital LP
CENTRAL INDEX KEY: 0001652522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37820
FILM NUMBER: 18755306
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 521-8495
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardtronics plc
CENTRAL INDEX KEY: 0001671013
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BUILDING 4, 1ST FLOOR TRIDENT PLACE
STREET 2: MOSQUITO WAY
CITY: HATFIELD
STATE: X0
ZIP: AL10 9UL
BUSINESS PHONE: 44 01707 248781
MAIL ADDRESS:
STREET 1: BUILDING 4, 1ST FLOOR TRIDENT PLACE
STREET 2: MOSQUITO WAY
CITY: HATFIELD
STATE: X0
ZIP: AL10 9UL
FORMER COMPANY:
FORMER CONFORMED NAME: Cardtronics Group Ltd
DATE OF NAME CHANGE: 20160331
4
1
doc1.xml
FORM 4
X0306
4
2018-04-11
0
0001671013
Cardtronics plc
CATM
0001652522
Hudson Executive Capital LP
570 LEXINGTON AVENUE
35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001700567
HEC Management GP LLC
570 LEXINGTON AVENUE
35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001495110
Braunstein Douglas L
570 LEXINGTON AVENUE
35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Ordinary Shares
2018-04-11
4
P
0
958355
23.55
A
7346185
I
See footnotes
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $22.85 to
$23.55. Hudson Executive Capital LP, a Delaware limited partnership ("Hudson Executive") and the other Reporting Persons undertake to provide Cardtronics plc, any security
holder of Cardtronics plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in footnote 1 to this Form 4.
In addition to Hudson Executive, this Form 4 is being filed jointly by HEC Management GP LLC, a Delaware limited liability company ("Management GP"), and Douglas L.
Braunstein, a citizen of the United States of America (together with Hudson Executive and Management GP, the "Reporting Persons"), each of whom has the same business
address as Hudson Executive and may be deemed to have a pecuniary interest in the securities beneficially owned by Hudson Executive (the "Subject Securities").
Hudson Executive, as the investment adviser to certain affiliated investment funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule
16a-1(a) under the Securities Exchange Act of 1934. Management GP, as the general partner of Hudson Executive, may be deemed to be the beneficial owner of the Subject
Securities for purposes of Rule 16a-1(a). By virtue of Mr. Braunstein's position as Managing Partner of Hudson Executive and Managing Member of Management GP, Mr.
Braunstein may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
HUDSON EXECUTIVE CAPITAL LP By: HEC Management GP LLC, its general partner By: /s/Douglas L. Braunstein Name: Douglas L. Braunstein Title: Managing Member
2018-04-13
HEC MANAGEMENT GP LLC By:/s/ Douglas L. Braunstein Name: Douglas L. Braunstein Title: Managing Member
2018-04-13
By: /s/Douglas L.Braunstein Douglas L. Braunstein
2018-04-13