0001213900-16-014765.txt : 20160706 0001213900-16-014765.hdr.sgml : 20160706 20160706170612 ACCESSION NUMBER: 0001213900-16-014765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core, Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Ener-Core Inc. DATE OF NAME CHANGE: 20130516 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Markscheid Stephen CENTRAL INDEX KEY: 0001494971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37642 FILM NUMBER: 161754522 MAIL ADDRESS: STREET 1: C/O ENER-CORE, INC. STREET 2: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 f4070116markscheid_enercore.xml OWNERSHIP DOCUMENT X0306 4 2016-07-01 0 0001495536 Ener-Core, Inc. ENCR 0001494971 Markscheid Stephen 419 WASHINGTON AVENUE WILMETTE IL 60091 1 0 0 0 Stock option (Right to Buy) 4.31 2016-07-01 4 A 0 6000 0 A 2026-07-01 Common Stock 6000 6000 D The option becomes exercisable as follows: (i) 1/4 of the total number of shares underlying the option will become vested on June 29, 2017 and (ii) 1/48 of the total number of shares underlying the option will become vested after each month thereafter. /s/ Stephen Markscheid 2016-07-06