0001213900-16-014765.txt : 20160706
0001213900-16-014765.hdr.sgml : 20160706
20160706170612
ACCESSION NUMBER: 0001213900-16-014765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ener-Core, Inc.
CENTRAL INDEX KEY: 0001495536
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 460525350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9400 TOLEDO WAY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 616-3300
MAIL ADDRESS:
STREET 1: 9400 TOLEDO WAY
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER COMPANY:
FORMER CONFORMED NAME: Ener-Core Inc.
DATE OF NAME CHANGE: 20130516
FORMER COMPANY:
FORMER CONFORMED NAME: Inventtech Inc.
DATE OF NAME CHANGE: 20100629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Markscheid Stephen
CENTRAL INDEX KEY: 0001494971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37642
FILM NUMBER: 161754522
MAIL ADDRESS:
STREET 1: C/O ENER-CORE, INC.
STREET 2: 9400 TOLEDO WAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
f4070116markscheid_enercore.xml
OWNERSHIP DOCUMENT
X0306
4
2016-07-01
0
0001495536
Ener-Core, Inc.
ENCR
0001494971
Markscheid Stephen
419 WASHINGTON AVENUE
WILMETTE
IL
60091
1
0
0
0
Stock option (Right to Buy)
4.31
2016-07-01
4
A
0
6000
0
A
2026-07-01
Common Stock
6000
6000
D
The option becomes exercisable as follows: (i) 1/4 of the total number of shares underlying the option will become vested on June 29, 2017 and (ii) 1/48 of the total number of shares underlying the option will become vested after each month thereafter.
/s/ Stephen Markscheid
2016-07-06