0001752724-24-044681.txt : 20240228 0001752724-24-044681.hdr.sgml : 20240228 20240228101730 ACCESSION NUMBER: 0001752724-24-044681 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 PERIOD START: 20240930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERPARK FUNDS TRUST CENTRAL INDEX KEY: 0001494928 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22431 FILM NUMBER: 24691137 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-484-2100 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 0001494928 S000083478 RiverPark/Next Century Large Growth Fund C000247129 Institutional Class Shares C000247130 Retail Class Shares NPORT-P 1 primary_doc.xml NPORT-P false 0001494928 XXXXXXXX S000083478 C000247130 C000247129 RiverPark Funds Trust 811-22431 0001494928 549300MZL2U4WJYG1566 156 WEST 56TH STREET 17TH FLOOR NEW YORK 10019 2124842100 RiverPark/Next Century Large Growth Fund S000083478 52990083JDZFOZP6EM97 2024-09-30 2023-12-31 N 2001000.00 0.00 2001000.00 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2001000.00000000 N 2023-12-31 RiverPark Funds Trust Paul Genova Paul Genova CFO XXXX GRAPHIC 2 image_001.jpg JPG begin 644 image_001.jpg M_]C_X 02D9)1@ ! 0$ > !X #_VP!# ," @," @,# P,$ P,$!0@%!00$ M!0H'!P8(# H,# L*"PL-#A(0#0X1#@L+$!80$1,4%145# \7&!84&!(4%13_ MVP!# 0,$! 4$!0D%!0D4#0L-%!04%!04%!04%!04%!04%!04%!04%!04%!04 M%!04%!04%!04%!04%!04%!04%!04%!3_P 1" V / # 2( A$! 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RiverPark Large Growth Fund
December 31, 2023 (Unaudited)

         
Description  Shares   Value (000) 
Schedule of Investments        
Common Stock — 95.9%**
Communication Services – 19.6%          
Alphabet, Cl A *   8,023   $1,121 
Alphabet, Cl C *   7,988    1,126 
Meta Platforms, Cl A *   4,865    1,722 
Netflix *   2,960    1,441 
Pinterest, Cl A *   23,542    872 
Snap, Cl A *   44,854    759 
Walt Disney   14,097    1,273 
         8,314 
Consumer Discretionary – 12.7%          
Amazon.com *   12,136    1,844 
Booking Holdings *   355    1,259 
Lululemon Athletica *   960    491 
McDonald's   1,290    382 
NIKE, Cl B   9,825    1,067 
Starbucks   3,239    311 
         5,354 
Consumer Staples – 2.6%          
Costco Wholesale   1,003    662 
PepsiCo   2,524    429 
         1,091 
Financials – 15.9%          
Adyen ADR *   61,589    793 
Blackstone, Cl A   10,457    1,369 
Charles Schwab   18,630    1,282 
KKR   11,579    959 
Mastercard, Cl A   3,163    1,349 
Visa, Cl A   3,809    992 
         6,744 
Health Care – 8.5%          
Eli Lilly   1,092    637 
Illumina *   3,740    521 
Intuitive Surgical *   3,417    1,153 
UnitedHealth Group   1,359    715 
Zoetis, Cl A   2,939    580 
         3,606 
Industrials – 4.6%          
Lockheed Martin   708    321 
Uber Technologies *   26,403    1,625 
         1,946 
Information Technology – 31.5%          
Adobe *   1,524    909 
Apple   9,383    1,807 
Autodesk *   3,732    909 

 

Description  Shares   Value (000) 
Datadog, Cl A *   5,982   $726 
Five9 *   10,425    820 
Intuit   1,709    1,068 
Microsoft   5,750    2,162 
NVIDIA   2,380    1,179 
RingCentral, Cl A *   12,554    426 
ServiceNow *   1,451    1,025 
Shopify, Cl A *   18,291    1,425 
Workday, Cl A *   3,111    859 
         13,315 
Real Estate – 0.5%          
Equinix   257    207 
           
Total Common Stock          
(Cost $21,964) (000)        40,577 
           
Total Investments — 95.9%          
(Cost $21,964) (000)       $40,577 

  

  Percentages are based on Net Assets of $42,327 (000).
* Non-income producing security.
**

More Narrow industries are utilized for compliance purposes,

whereas broad sectors are utilized for reporting purposes.

 

ADR — American Depositary Receipt
Cl — Class

 

RPF-QH-001-2600

 

 

 

 

Wedgewood Fund
December 31, 2023 (Unaudited)

         
Description  Shares   Value (000) 
Schedule of Investments        
Common Stock — 97.4%**
Communication Services – 16.6%          
Alphabet, Cl A *   16,786   $2,345 
Meta Platforms, Cl A *   6,837    2,420 
         4,765 
Consumer Discretionary – 14.7%          
Booking Holdings *   401    1,422 
O'Reilly Automotive *   589    560 
Pool   2,156    860 
Tractor Supply   6,432    1,383 
         4,225 
Energy – 1.6%          
Texas Pacific Land   299    470 
           
Financials – 16.6%          
PayPal Holdings *   31,248    1,919 
S&P Global   1,615    711 
Visa, Cl A   8,231    2,143 
         4,773 
Health Care – 9.7%          
Edwards Lifesciences *   15,711    1,198 
UnitedHealth Group   3,008    1,584 
         2,782 
Industrials – 8.6%          
Copart *   34,202    1,676 
Old Dominion Freight Line   1,958    793 
         2,469 
Information Technology – 29.6%          
Apple   11,009    2,119 
CDW   6,334    1,440 
Microsoft   4,500    1,692 
Motorola Solutions   5,017    1,571 
Taiwan Semiconductor Manufacturing ADR   15,950    1,659 
         8,481 
Total Common Stock          
(Cost $16,927) (000)        27,965 
           
Total Investments — 97.4%          
(Cost $16,927) (000)       $27,965 

   
  Percentages are based on Net Assets of $28,712 (000).
* Non-income producing security.
**

More Narrow industries are utilized for compliance purposes,

whereas broad sectors are utilized for reporting purposes.

 

ADR — American Depositary Receipt
Cl — Class
 

 

RPF-QH-001-2600

 

 

RiverPark Short Term High Yield Fund
December 31, 2023 (Unaudited)

             
Description      Face Amount (000)‡   Value (000) 
Schedule of Investments            
Corporate Obligations — 68.2%
Communication Services – 9.5%               
Charter Communications Operating               
7.289%, TSFR3M + 1.912%, 02/01/24 (a)        3,146   $3,146 
4.500%, 02/01/24        20,910    20,877 
Opnet               
10.925%, EUR003M + 7.000%, 02/09/26 (a) (b)   EUR    19,254    21,388 
TEGNA               
4.750%, 03/15/26 (b)        11,464    11,167 
Videotron               
5.375%, 06/15/24 (b)        18,136    18,057 
              74,635 
Consumer Discretionary – 11.1%               
Brinker International               
5.000%, 10/01/24 (b)        1,600    1,587 
Ford Motor Credit               
3.810%, 01/09/24        27,111    27,099 
Las Vegas Sands               
3.200%, 08/08/24        15,620    15,328 
Michael Kors USA               
4.250%, 11/01/24 (b)        1,107    1,083 
Travel + Leisure               
5.650%, 04/01/24        106    106 
TRI Pointe Group               
5.875%, 06/15/24        16,585    16,604 
Valvoline               
4.250%, 02/15/30 (b)        25,331    25,161 
              86,968 
Consumer Staples – 6.5%               
Chobani               
7.500%, 04/15/25 (b)        19,515    19,434 
Coty               
6.500%, 04/15/26 (b)        8,464    8,462 
Performance Food Group               
6.875%, 05/01/25 (b)        22,480    22,589 
              50,485 
Energy – 19.1%               
Calumet Specialty Products Partners               
9.250%, 07/15/24 (b)        435    437 
CrownRock               
5.625%, 10/15/25 (b)        23,000    22,984 

 

Description      Face Amount (000)‡   Value (000) 
CVR Energy               
5.250%, 02/15/25 (b)        21,537   $21,518 
NGL Energy Partners               
6.125%, 03/01/25        20,109    20,085 
PDC Energy               
5.750%, 05/15/26        35,760    35,720 
Vital Energy               
9.500%, 01/15/25        47,893    47,943 
              148,687 
Financials – 8.1%               
Brookfield Finance               
4.000%, 04/01/24        983    979 
Enova International               
8.500%, 09/01/24 (b)        12,731    12,731 
Fairfax US               
4.875%, 08/13/24 (b)        3,055    3,050 
Kistefos               
10.370%, NIBOR3M + 5.750%, 09/11/24 (a) (b)   NOK    19,600    1,953 
StoneX Group               
8.625%, 06/15/25 (b)        9,105    9,239 
UBS Group               
7.000%, USSW5 + 4.344%, 07/31/72 (a) (b)        35,625    35,637 
              63,589 
Health Care – 1.3%               
Cannabist Holdings               
13.000%, 05/14/24        3,088    3,082 
9.500%, 02/03/26 (b)        8,000    6,760 
              9,842 
Industrials – 8.7%               
Delta Air Lines 2019-1 Class AA Pass Through Trust               
3.204%, 04/25/24        3,644    3,615 
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl A               
3.900%, 01/15/26        4,964    4,686 
Icahn Enterprises               
4.750%, 09/15/24        49,836    49,562 
IEA Energy Services               
6.625%, 08/15/29 (b)        8,025    7,432 
United Airlines Holdings               
5.000%, 02/01/24        2,756    2,761 
              68,056 

 

 

 

RiverPark Short Term High Yield Fund
December 31, 2023 (Unaudited)

         
Description  Face Amount (000)‡   Value (000) 
Information Technology – 1.6%          
Broadcom          
3.625%, 01/15/24   12,569   $12,558 
           
Materials – 2.3%          
Eastman Chemical          
7.250%, 01/15/24   17,831    17,839 
           
Total Corporate Obligations          
(Cost $534,277) (000)        532,659 
           
Commercial Paper — 21.0%          
Communication Services – 4.0%          
Rogers Communications          
5.934%, 02/01/24 (c)   10,000    9,947 
5.920%, 01/18/24 (c)   6,600    6,580 
Walt Disney          
5.600%, 02/01/24 (c)   15,000    14,922 
         31,449 
Consumer Discretionary – 3.4%          
Bacardi Martini          
5.991%, 01/17/24 (c)   9,000    8,972 
General Motors Financials          
5.764%, 02/14/24 (c)   8,000    7,940 
5.707%, 01/10/24 (c)   9,500    9,483 
         26,395 
Consumer Staples – 4.1%          
Conagra Brands          
5.903%, 02/01/24 (c)   16,000    15,910 
Walgreens Boots Alliance          
6.291%, 01/10/24 (c)   15,588    15,557 
         31,467 
Industrials – 1.8%          
L3Harris Technologies          
5.774%, 02/12/24 (c)   14,250    14,150 
          
Information Technology – 2.4%          
Fidelity          
5.674%, 01/08/24 (c)   10,633    10,617 
Global Payments          
6.011%, 01/05/24 (c)   1,350    1,348 
Microchip Technology          
5.627%, 01/12/24 (c)   6,991    6,976 
         18,941 
Materials – 5.3%          
Albemarle          
6.022%, 01/05/24 (c)   15,455    15,437 

 

Description  Face Amount (000)‡/ Shares   Value (000) 
FMC          
6.132%, 01/12/24 (c)   11,886   $11,858 
Glencore Funding          
5.836%, 01/19/24 (c)   14,000    13,954 
         41,249 
Total Commercial Paper          
(Cost $163,722) (000)        163,651 
           
Convertible Bonds — 8.7%          
Health Care – 2.1%          
Intercept Pharmaceuticals          
2.000%, 05/15/26   2,505    2,511 
Jazz Investments I          
1.500%, 08/15/24   14,552    14,185 
         16,696 
Information Technology – 6.6%          
Alteryx          
0.500%, 08/01/24   5,250    5,122 
DocuSign          
0.000%, 01/15/24(d)   46,122    46,123 
         51,245 
Total Convertible Bonds          
(Cost $67,756) (000)        67,941 
           
Special Purpose Acquisition Company — 0.0%          
Common Stock– 0.0%          
Diversified Financials – 0.0%          
Alpha Partners Technology Merger Founder Shares, Cl A * (e) (f)   45,106    3 
           
Total Special Purpose Acquisition Company          
(Cost $–) (000)        3 
           
Total Investments — 97.9%          
(Cost $765,755) (000)       $764,254 

 

 

 

RiverPark Short Term High Yield Fund
December 31, 2023 (Unaudited)

 
A list of the open forward foreign currency contracts held by the Fund at December 31, 2023, is as follows (000):
 
Counterparty  Maturity Date  Currency to Deliver  Currency to Receive  Unrealized
Appreciation
(Depreciation)		 
Brown Brothers Harriman  01/04/24  EUR   19,768   USD   21,412   $(411)
Brown Brothers Harriman  01/04/24  NOK   20,331   USD   1,871    (131)
                      $(542)

 

  Percentages are based on Net Assets of $780,513 (000).
‡ In U.S. Dollar unless otherwise indicated.
* Non-income producing security.
(a) Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates.
(b) Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2023, these securities amounted to $250,670 (000) or 32.1% of Net Assets.
(c) The rate reported on the Schedule of Investments is the effective yield at the time of purchase.
(d) Zero coupon security.
(e) Level 3 security in accordance with fair value hierarchy.  As of December 31, 2023, the total amount of Level 3 securities held by the Fund was $3 (000).
(f) Security is fair valued.

 

Cl — Class
EUR — Euro
EUR003M — Three-Month Euribor
NIBOR — Norwegian Interbank Offered Rate
NOK — Norwegian Krone
Ser — Series
TSFR3M — Three-Month Secured Overnight Finance Rate
 

 

Amounts designated as “—” are $0 or have been rounded to $0.

 

RPF-QH-001-2600

 

 

 

 

RiverPark Long/Short Opportunity Fund
December 31, 2023 (Unaudited)

         
Description  Shares   Value (000) 
Schedule of Investments        
Common Stock — 81.7%**
Communication Services – 18.6%          
Alphabet, Cl A *   8,867   $1,239 
Alphabet, Cl C *   8,769    1,236 
Meta Platforms, Cl A *(a)   5,537    1,960 
Netflix *   3,063    1,491 
Pinterest, Cl A *   24,549    909 
Snap, Cl A *   45,540    771 
Walt Disney   14,203    1,282 
         8,888 
Consumer Discretionary – 11.8%          
Amazon.com *   11,922    1,811 
Booking Holdings *   371    1,316 
Lululemon Athletica *   1,097    561 
McDonald's   1,536    455 
NIKE, Cl B   10,643    1,156 
Starbucks   3,291    316 
         5,615 
Consumer Staples – 2.4%          
Costco Wholesale   1,075    710 
PepsiCo   2,710    460 
         1,170 
Financials – 11.4%          
Adyen ADR *   61,475    792 
Blackstone, Cl A   10,977    1,437 
KKR   12,693    1,052 
Mastercard, Cl A (a)   2,539    1,083 
Visa, Cl A   4,130    1,075 
         5,439 
Health Care – 7.7%          
Eli Lilly   919    536 
Illumina *   3,972    553 
Intuitive Surgical *   3,437    1,159 
UnitedHealth Group   1,514    797 
Zoetis, Cl A   3,327    657 
         3,702 
Industrials – 4.3%          
Lockheed Martin   750    340 
Uber Technologies *   27,930    1,720 
         2,060 
Information Technology – 25.0%          
Adobe *   1,592    950 
Apple   9,958    1,917 
Autodesk *   3,834    934 
Datadog, Cl A *   5,992    727 

 

Description  Shares   Value (000) 
Five9 *   10,828   $852 
Intuit   1,757    1,098 
Microsoft   6,522    2,453 
NVIDIA (a)   268    133 
ServiceNow *   1,484    1,048 
Shopify, Cl A *   19,786    1,541 
Workday, Cl A *(a)   980    271 
         11,924 
Real Estate – 0.5%          
Equinix   306    246 
           
Total Common Stock          
(Cost $20,113) (000)        39,044 
           
Total Investments — 81.7%          
(Cost $20,113) (000)       $39,044 

 

 

 

RiverPark Long/Short Opportunity Fund
December 31, 2023 (Unaudited)

 
A list of open swap agreements held by the Fund at December 31, 2023 was as follows:
 
Long Exposure                            
                            Net
                            Unrealized
                    Notional       Apprecation/
            Payment   Maturity   Amount   Value   (Depreciation)
Company Reference   Counterparty   Fund Pays   Frequency1   Date   (000)   (000)   (000)†
Charles Schwab     Goldman Sachs International   USD-SOFR + 0.61%   Maturity   05/01/2024   $           1,131   $          1,410    $                       279
Mastercard, Class A   Goldman Sachs International   USD-SOFR + 0.61%   Maturity   07/09/2024                   398                  445                               47
NVIDIA   Goldman Sachs International   USD-SOFR + 0.61%   Maturity   04/26/2024                   492                  886                             394
Ringcentral   Goldman Sachs International   USD-SOFR + 0.61%   Maturity   02/22/2024                   538                  471                             (67)
Workday, Class A   Goldman Sachs International   USD-SOFR + 0.61%   Maturity   10/30/2024                   541                  644                             103
                     $          3,100    $         3,856    $                       756

 

Short Exposure                               
Company Reference  Counterparty   Fund Receives     Fund Pays    Payment Frequency1    Maturity Date    Notional Amount (000)   Value (000)   Net Unrealized Apprecation/ (Depreciation) (000)†
Ares Management, Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    04/19/2024   $(271)  $(394)  $(123)
Block Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/02/2025    (241)   (292)   (51)
Boston Properties  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (209)   (269)   (60)
Capital One Financial Corp  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    12/26/2024    (360)   (444)   (84)
Carmax  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    12/26/2024    (320)   (380)   (60)
Entegris  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (276)   (360)   (84)
Exact Sciences  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (278)   (313)   (35)
Expedia Group  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/02/2025    (240)   (268)   (28)
Fidelity Natl Info Svcs  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (284)   (318)   (34)
Flex Ltd.  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    05/14/2024    (182)   (251)   (69)
Hilton Worldwide Holdings  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/18/2024    (386)   (515)   (129)
Invesco QQQ Trust ETF  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    10/23/2024    (1,150)   (1,260)   (110)
Iron Mountain Incorporated  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (338)   (402)   (64)
Ishares Expanded Tech - Software Sector ETF  Goldman Sachs International   USD-SOFR    -0.60%   Maturity    07/10/2024    (675)   (745)   (70)
Lyondellbasell Industries N.V., Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/18/2024    (335)   (392)   (57)
Marriott International, Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/18/2024    (350)   (487)   (137)
Planet Fitness, Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/02/2025    (241)   (259)   (18)
Ralph Lauren Corp, Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    01/10/2024    (326)   (439)   (113)
Smartsheet, Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (217)   (256)   (39)
SPDR S&P Homebuilders ETF  Goldman Sachs International   USD-SOFR    -0.72%   Maturity    08/15/2024    (229)   (259)   (30)
Squarespace  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    06/24/2024    (334)   (374)   (40)
Surgery Partners  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (286)   (337)   (51)
Synchrony Financial  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    10/30/2024    (299)   (375)   (76)
Twilio, Class A  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (284)   (383)   (99)
Ventas  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (211)   (261)   (50)
Wynn Resorts, Limited  Goldman Sachs International   USD-SOFR    -0.50%   Maturity    11/06/2024    (212)   (208)   4 
                          $(8,534)  $(10,241)  $(1,707)

 

1The payment frequency is the maturity date of each swap contract or the settlement date of a closing transaction, whichever comes first.
†Inclusive of accrued dividends and interest related to Total Return Swaps.

 

  Percentages are based on Net Assets of $47,794 (000).
* Non-income producing security.
** More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.
(a) Underlying security for a Total Return Swap.

 

ADR — American Depositary Receipt
Cl — Class
ETF — Exchange Traded Fund
Ltd. — Limited
SOFR — Secured Overnight Financing Rate
SPDR — Standard & Poor’s Depository Receipt
S&P — Standard & Poor’s
USD — United States Dollar

 

RPF-QH-001-2600

 

 

 

RiverPark/Next Century Growth Fund
December 31, 2023 (Unaudited)

         
Description  Shares   Value (000) 
Schedule of Investments        
Common Stock — 97.5%
Consumer Discretionary – 6.6%          
Floor & Decor Holdings, Cl A *   131   $15 
Global-e Online *   792    31 
Kura Sushi USA, Cl A *   369    28 
LGI Homes *   739    98 
         172 
Consumer Staples – 4.8%          
Celsius Holdings *   1,620    88 
Freshpet *   413    36 
         124 
Energy – 1.0%          
Patterson-UTI Energy   1,103    12 
Permian Resources, Cl A   1,113    15 
         27 
Financials – 7.6%          
Flywire *   3,195    74 
Kinsale Capital Group   296    99 
Ryan Specialty Holdings, Cl A *   602    26 
         199 
Health Care – 23.0%          
Alphatec Holdings *   5,033    76 
Axonics *   1,185    74 
Castle Biosciences *   619    13 
Inspire Medical Systems *   168    34 
Medpace Holdings *   86    26 
Natera *   433    27 
OrthoPediatrics *   968    32 
Penumbra *   110    28 
Progyny *   1,067    40 
RxSight *   668    27 
SI-BONE *   3,151    66 
Tactile Systems Technology *   954    14 
Tandem Diabetes Care *   916    27 
TransMedics Group *   1,319    104 
Treace Medical Concepts *   1,041    13 
         601 
Industrials – 25.6%          
AeroVironment *   388    49 
AerSale *   1,569    20 
Astronics *   5,815    101 
ExlService Holdings *   1,274    39 
Hexcel   1,078    79 
Knight-Swift Transportation Holdings, Cl A   447    26 

 

Description  Shares   Value (000) 
MYR Group *   194   $28 
Paylocity Holding *   152    25 
Quanta Services   138    30 
RBC Bearings *   196    56 
Saia *   232    102 
Verra Mobility, Cl A *   4,899    113 
         668 
Information Technology – 28.9%          
Aehr Test Systems *   449    12 
Agilysys *   383    32 
Appfolio, Cl A *   183    32 
Braze, Cl A *   391    21 
Clearwater Analytics Holdings, Cl A *   1,164    23 
Credo Technology Group Holding *   1,583    31 
Endava ADR *   192    15 
Five9 *   538    42 
Guidewire Software *   251    27 
Lattice Semiconductor *   821    57 
MACOM Technology Solutions Holdings *   923    86 
Napco Security Technologies   1,671    57 
Q2 Holdings *   1,332    58 
Sprout Social, Cl A *   1,247    77 
SPS Commerce *   354    69 
Vertex, Cl A *   3,319    89 
Workiva, Cl A *   247    25 
         753 
Total Common Stock          
(Cost $2,404) (000)        2,544 
           
Total Investments — 97.5%          
(Cost $2,404) (000)       $2,544 

 

  Percentages are based on Net Assets of $2,610 (000).
* Non-income producing security.

 

ADR — American Depositary Receipt
Cl — Class
 
 

 

RPF-QH-001-2600

 

 

 

 

RiverPark Floating Rate CMBS Fund
December 31, 2023 (Unaudited)

         
Description  Face Amount (000)   Value (000) 
Schedule of Investments        
Commercial Mortgage-Backed Securities — 94.5%
Non-Agency Mortgage-Backed Obligation – 94.5%          
BX Commercial Mortgage Trust, Ser 2021-VOLT, Cl F          
7.876%, TSFR1M + 2.514%, 09/15/36 (a) (b)  $500   $477 
BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl F          
7.827%, TSFR1M + 2.464%, 06/15/38 (a) (b)   1,857    1,778 
BX Commercial Mortgage Trust, Ser 2021-XL2, Cl F          
7.721%, TSFR1M + 2.359%, 10/15/38 (a) (b)   2,346    2,237 
BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl E          
7.277%, TSFR1M + 1.914%, 06/15/38 (a) (b)   928    906 
BX Commercial Mortgage Trust, Ser 2021-CIP, Cl D          
7.148%, TSFR1M + 1.785%, 12/15/38 (a) (b)   1,500    1,446 
BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl C          
6.577%, TSFR1M + 1.214%, 06/15/38 (a) (b)   427    418 
BX Commercial Mortgage Trust, Ser 2021-ACNT, Cl A          
6.327%, TSFR1M + 0.964%, 11/15/38 (a) (b)   1,460    1,439 
BX Trust, Ser 2022-IND, Cl E          
9.349%, TSFR1M + 3.987%, 04/15/37 (a) (b)   1,546    1,502 
BX Trust, Ser 2019-MMP, Cl F          
8.198%, TSFR1M + 2.836%, 08/15/36 (a) (b)   2,985    2,770 
BX Trust, Ser 2022-PSB, Cl A          
7.813%, TSFR1M + 2.451%, 08/15/39 (a) (b)   1,873    1,878 
BX Trust, Ser 2021-MFM1, Cl E          
7.727%, TSFR1M + 2.364%, 01/15/34 (a) (b)   766    740 
BX Trust, Ser 2021-RISE, Cl A          
6.224%, TSFR1M + 0.862%, 11/15/36 (a) (b)   1,834    1,804 

 

Description  Face Amount (000)   Value (000) 
ILPT Commercial Mortgage Trust, Ser 2022-LPF2, Cl E          
11.302%, TSFR1M + 5.940%, 10/15/39 (a) (b)  $1,000   $948 
ILPT Commercial Mortgage Trust, Ser 2022-LPF2, Cl C          
8.855%, TSFR1M + 3.493%, 10/15/39 (a) (b)   2,000    1,957 
JP Morgan Chase Commercial Mortgage Securities Trust, Ser 2021-MHC, Cl E          
7.927%, TSFR1M + 2.564%, 04/15/38 (a) (b)   1,300    1,258 
KNDL Mortgage Trust, Ser 2019-KNSQ, Cl A          
6.358%, TSFR1M + 0.996%, 05/15/36 (a) (b)   1,000    996 
MHC Trust, Ser 2021-MHC2, Cl B          
6.577%, TSFR1M + 1.214%, 05/15/38 (a) (b)   1,336    1,313 
MHP, Ser 2022-MHIL, Cl E          
7.972%, TSFR1M + 2.611%, 01/15/27 (a) (b)   912    865 
MHP, Ser 2021-STOR, Cl F          
7.677%, TSFR1M + 2.314%, 07/15/38 (a) (b)   1,500    1,432 
OPG Trust, Ser 2021-PORT F          
7.425%, TSFR1M + 2.062%, 10/15/36 (a) (b)   658    629 
TTAN, Ser 2021-MHC, Cl D          
7.227%, TSFR1M + 1.864%, 03/15/38 (a) (b)   1,544    1,511 
           
Total Commercial Mortgage-Backed Securities          
(Cost $29,026) (000)        28,304 
           
Total Investments — 94.5%          
(Cost $29,026) (000)       $28,304 
           

 

 

 

RiverPark Floating Rate CMBS Fund
December 31, 2023 (Unaudited)

 

  Percentages are based on Net Assets of $29,951 (000).
(a) Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates.
(b) Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2023, these securities amounted to $28,304 (000) or 94.5% of Net Assets.

 

Cl — Class
Ser — Series
TSFR1M — Term Secured Overnight Finance Rate 1-Month
 
 

 

RPF-QH-001-2600