FMAC US 04/14/22 C10 SHORT

0001752724-22-053983.txt : 20220301 0001752724-22-053983.hdr.sgml : 20220301 20220301151431 ACCESSION NUMBER: 0001752724-22-053983 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220301 PERIOD START: 20220930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERPARK FUNDS TRUST CENTRAL INDEX KEY: 0001494928 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22431 FILM NUMBER: 22697401 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-484-2100 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019

0001494928 S000030034 RiverPark Short Term High Yield Fund

C000092096 Retail Class RPHYX

C000092097 Institutional Class RPHIX

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RiverPark Large Growth Fund

December 31, 2021 (Unaudited)

Description Shares Value (000)

Schedule of Investments

Common Stock — 99.5%**

Communication Services – 19.6%

Alphabet, Cl A * 594 $ 1,721

Alphabet, Cl C * 592 1,713

Meta Platforms, Cl A * 9,984 3,358

Pinterest, Cl A * 78,294 2,846

Snap, Cl A * 61,348 2,885

Twitter * 43,457 1,878

Walt Disney * 13,924 2,157

16,558

Consumer Discretionary – 10.5%

Airbnb, Cl A * 13,282 2,211

Amazon.com * 1,281 4,271

Farfetch, Cl A * 70,016 2,341

8,823

Financials – 11.8%

Blackstone, Cl A (a) 25,605 3,313

Charles Schwab 34,758 2,923

KKR 25,668 1,912

SoFi Technologies * 116,047 1,835

9,983

Health Care – 13.9%

Dexcom * 3,021 1,622

Exact Sciences * 32,587 2,536

Illumina * 5,548 2,111

Intuitive Surgical * 6,211 2,231

UnitedHealth Group 2,543 1,277

Zoetis, Cl A 8,100 1,977

11,754

Industrials – 3.9%

Uber Technologies * 77,520 3,251

Information Technology – 35.8%

Adobe * 3,028 1,717

Apple 17,912 3,181

Autodesk * 6,917 1,945

Block, Cl A * 10,417 1,682

Mastercard, Cl A 7,186 2,582

Microsoft 9,611 3,232

PayPal Holdings * 13,303 2,509

RingCentral, Cl A * 16,063 3,009

ServiceNow * 3,321 2,156

Shopify, Cl A * 1,268 1,747

Snowflake, Cl A * 4,523 1,532

Twilio, Cl A * 9,602 2,529

Visa, Cl A 10,754 2,330

30,151

Real Estate – 4.0%

Zillow Group, Cl A * 53,711 3,342

Total Common Stock

(Cost $54,150) (000) 83,862

Total Investments — 99.5%

(Cost $54,150) (000) $ 83,862

As of December 31, 2021, all of the Fund’s investments were considered Level 1 in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

For the period ended December 31, 2021 there were no transfers in or out of Level 3.

Percentages are based on Net Assets of $84,302 (000).

* Non-income producing security.

** More Narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.

(a) Security considered Master Limited Partnership. At December 31, 2021, these securities amounted to $3,313 (000) or 3.9% of Net Assets.

Cl — Class

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2200

Wedgewood Fund

December 31, 2021 (Unaudited)

Description Shares Value (000)

Schedule of Investments

Common Stock — 98.3%**

Communication Services – 17.7%

Alphabet, Cl A * 1,371 $ 3,972

Meta Platforms, Cl A * 11,051 3,717

7,689

Consumer Discretionary – 12.4%

Booking Holdings * 579 1,389

Starbucks 11,022 1,289

Tractor Supply 11,481 2,740

5,418

Energy – 2.0%

Texas Pacific Land 710 887

Financials – 9.2%

First Republic Bank 6,913 1,428

Progressive 14,360 1,474

S&P Global 2,380 1,123

4,025

Health Care – 8.6%

Edwards Lifesciences * 17,140 2,220

UnitedHealth Group 3,038 1,526

3,746

Industrials – 6.7%

Copart * 12,098 1,834

Old Dominion Freight Line 2,975 1,066

2,900

Information Technology – 41.7%

Apple 16,685 2,962

CDW 11,920 2,441

Keysight Technologies * 7,326 1,513

Microsoft 7,668 2,579

Motorola Solutions 9,394 2,552

PayPal Holdings * 8,339 1,573

Taiwan Semiconductor Manufacturing ADR 15,858 1,908

Visa, Cl A 12,127 2,628

18,156

Total Common Stock

(Cost $24,485) (000) 42,821

Total Investments — 98.3%

(Cost $24,485) (000) $ 42,821

As of December 31, 2021, all of the Fund’s investments were considered Level 1 in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

For the period ended December 31, 2021 there were no transfers in or out of Level 3.

Percentages are based on Net Assets of $43,558 (000).

* Non-income producing security.

**
More Narrow industries are utilized for compliance purposes,

whereas broad sectors are utilized for reporting purposes.

ADR — American Depositary Receipt

Cl — Class

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2200

RiverPark Short Term High Yield Fund

December 31, 2021 (Unaudited)

Description Face Amount (000)‡/Shares Value (000)

Schedule of Investments

Corporate Obligations — 42.6%

Communication Services – 14.3%

CCO Holdings

4.000%, 03/01/23 (a) 19,769 $ 19,794

DISH DBS

5.875%, 07/15/22 23,034 23,438

Level 3 Financing

5.375%, 05/01/25 27,166 27,791

Linkem

6.000%, VAR Euribor 3 Month + 6.000%, 08/09/22 (a) EUR 27,399 31,043

Lumen Technologies

5.800%, 03/15/22 28,791 29,043

Netflix

5.500%, 02/15/22 11,525 11,602

T-Mobile USA

4.000%, 04/15/22 9,534 9,601

152,312

Consumer Discretionary – 6.2%

Foot Locker

8.500%, 01/15/22 20,040 20,132

Ford Motor Credit

5.596%, 01/07/22 4,141 4,149

3.219%, 01/09/22 1,778 1,780

MGM Resorts International

7.750%, 03/15/22 13,769 13,959

Sally Holdings

8.750%, 04/30/25 (a) 15,573 16,601

Scientific Games International

5.000%, 10/15/25 (a) 8,835 9,107

65,728

Consumer Staples – 7.1%

B&G Foods

5.250%, 04/01/25 11,000 11,247

Chobani

7.500%, 04/15/25 (a) 18,270 18,813

Cooke Omega Investments

8.500%, 12/15/22 (a) 10,282 10,473

Fresh Market

9.750%, 05/01/23 (a) 34,458 35,490

76,023

Energy – 0.8%

Western Midstream Operating

4.000%, 07/01/22 8,632 8,664

Financials – 1.4%

FS KKR Capital

4.750%, 05/15/22 15,000 15,158

Health Care – 3.2%

Surgery Center Holdings

6.750%, 07/01/25 (a) 8,631 8,705

Trulieve Cannabis

9.750%, 06/18/24 23,842 25,302

34,007

Industrials – 2.5%

Altera Shuttle Tankers

7.125%, 08/15/22 3,000 3,075

Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl B

4.950%, 01/15/22 4,017 4,017

Icahn Enterprises

6.750%, 02/01/24 13,920 13,969

Quad

7.000%, 05/01/22 3,000 3,045

Rumo Luxembourg SARL

5.875%, 01/18/25 (a) 2,380 2,449

26,555

Information Technology – 6.1%

NortonLifeLock

3.950%, 06/15/22 15,759 15,863

Nuance Communications

5.625%, 12/15/26 17,825 18,411

Sprint Communications

6.000%, 11/15/22 14,980 15,611

Xerox

4.070%, 03/17/22 15,270 15,353

65,238

Materials – 1.0%

Kraton Polymers

4.250%, 12/15/25 (a) 10,465 10,845

Total Corporate Obligations

(Cost $454,965) (000) 454,530

Special Purpose Acquisition Companies — 18.1%

Common Stock– 18.1%

Diversified Financials – 18.1%

ACE Convergence Acquisition, Cl A * 957,574 9,537

RiverPark Short Term High Yield Fund

December 31, 2021 (Unaudited)

Description Shares Value (000)

Alpha Partners Technology Merger, Cl A * 12,808 $ 124

Anzu Special Acquisition I, Cl A * 98,738 963

Apeiron Capital Investment * 114,352 1,154

Apollo Strategic Growth Capital, Cl A * 700,868 6,918

APx Acquisition I * 96,362 970

Atlantic Coastal Acquisition, Cl A 1,000,000 9,760

Ault Disruptive Technologies * 255,000 2,583

AxonPrime Infrastructure Acquisition, Cl A * 440,000 4,321

Better World Acquisition * 3,773 38

Biotech Acquisition, Cl A * 799,001 7,862

Blockchain Moon Acquisition * 5,100 50

Canna-Global Acquisition * 117,609 1,191

Capstar Special Purpose Acquisition, Cl A * 13,721 137

Cartesian Growth, Cl A * 321,503 3,176

CleanTech Acquisition * 151,200 1,506

Crown PropTech Acquisitions, Cl A 822,131 8,139

Direct Selling Acquisition, Cl A * 300,443 2,983

Dune Acquisition, Cl A 565,572 5,599

Energem * 47,546 483

FirstMark Horizon Acquisition, Cl A * 1,052,141 10,406

FoxWayne Enterprises Acquisition * 22,477 223

G Squared Ascend I, Cl A * 110,000 1,087

G&P Acquisition, Cl A * 58,519 574

Globis Acquisition * 568,145 5,750

Golden Path Acquisition * 162,002 1,614

Gores Metropoulos II, Cl A * 100,000 997

Hambro Perks Acquisition, Cl A * 619,686 8,405

Haymaker Acquisition III, Cl A * 100,000 983

Highland Transcend Partners I, Cl A 451,954 4,483

InFinT Acquisition * 200,000 2,006

Innovative International Acquisition * 142,500 1,429

Integrated Rail and Resources Acquisition * 341,026 3,427

Investcorp Europe Acquisition I * 340,000 3,427

Kairous Acquisition Ltd. * 100,000 1,018

L&F Acquisition, Cl A 704,313 7,064

Larkspur Health Acquisition * 700,000 7,021

Liberty Resources Acquisition * 50,000 514

LMF Acquisition Opportunities, Cl A * 4,509 45

M3-Brigade Acquisition II, Cl A * 143,007 1,417

M3-Brigade Acquisition III * 358,543 3,593

Magnum Opus Acquisition, Cl A * 287,097 2,848

Mercato Partners Acquisition, Cl A * 400,000 3,920

Motive Capital, Cl A * 150,000 1,476

Mountain Crest Acquisition V * 47,909 482

Nabors Energy Transition 75,000 761

Novus Capital II, Cl A * 419,935 4,157

Oaktree Acquisition II, Cl A * 101,567 1,004

Onyx Acquisition I * 70,000 709

Pershing Square Tontine Holdings, Cl A * 125,000 2,465

Pine Technology Acquisition, Cl A * 50,000 492

Pioneer Merger, Cl A * 50,000 494

RMG Acquisition III, Cl A * 100,000 975

SCVX * 140,745 1,406

Semper Paratus Acquisition * 175,000 1,771

Silver Crest Acquisition, Cl A * 76,200 748

Sizzle Acquisition * 75,000 770

Spree Acquisition 1 * 702,000 7,034

Tailwind Acquisition, Cl A * 299,640 2,948

Talon 1 Acquisition * 82,222 831

Thayer Ventures Acquisition, Cl A * 144,675 1,461

Virgin Group Acquisition II, Cl A * 350,000 3,455

VPC Impact Acquisition Holdings III, Cl A * 174,298 1,743

Yellowstone Acquisition, Cl A * 215,024 2,187

Zanite Acquisition, Cl A * 1,609,223 16,382

193,496

Warrant– 0.0%

Diversified Financials – 0.0%

Alpha Partners Technology Merger

11.500%, 04/03/28 * 183 123

RiverPark Short Term High Yield Fund

December 31, 2021 (Unaudited)

Description Shares/Face
Amount
(000)‡ Value (000)

AxonPrime Infrastructure Acquisition

11.500%, 07/11/23 * 147 $ 102

Mercato Partners Acquisition

11.500%, 12/31/26 * 200 118

343

Total Special Purpose Acquisition Companies

(Cost $193,378) (000) 193,839

Commercial Paper — 11.5%

Consumer Discretionary – 1.9%

General Motors Financial

0.400%, 01/20/22 (a) (b) 15,000 14,997

0.380%, 01/05/22 (a) (b) 5,308 5,308

20,305

Consumer Staples – 1.5%

Conagra Brands

0.400%, 01/06/22 (a) (b) 16,104 16,103

Health Care – 1.7%

Viatris

0.550%, 01/18/22 (a) (b) 17,525 17,521

Information Technology – 2.1%

Jabil

0.500%, 02/08/22 (b) 6,633 6,628

0.470%, 01/06/22 (a) (b) 2,250 2,250

0.470%, 01/24/22 (a) (b) 13,823 13,818

22,696

Materials – 4.3%

Albemarle

0.500%, 02/10/22 (a) (b) 8,000 7,996

0.450%, 02/07/22 (a) (b) 12,000 11,995

Glencore Funding

0.250%, 02/17/22 (a) (b) 18,287 18,279

Parker-Hannifin

0.400%, 02/01/22 (a) (b) 8,000 7,998

46,268

Total Commercial Paper

(Cost $122,895) (000) 122,893

Convertible Bonds — 7.9%

Energy – 6.5%

Cheniere Energy CV to 7.2265

4.250%, 03/15/45 37,436 31,691

Golar LNG CV to 26.9925

2.750%, 02/15/22 37,132 37,245

68,936

Health Care – 0.9%

Flexion Therapeutics CV to 37.3413

3.375%, 05/01/24 9,385 9,432

Industrials – 0.5%

Fortive CV to 10.9568

0.875%, 02/15/22 5,687 5,716

Total Convertible Bonds

(Cost $83,782) (000) 84,084

Trade Claims — 2.2%

Energy – 2.2%

Brazos Electric Power * (e) 25,659 23,093

Total Trade Claims

(Cost $23,265) (000) 23,093

Bank Loan Obligations — 13.6%

Consumer Discretionary – 2.1%

Change Healthcare Holdings, Inc. (fka Emdeon Inc.), Closing Date Term Loan, 1st Lien

3.500%, 03/01/24 10,392 10,380

Golden Nugget Online Gaming, Inc., 2020 Initial Term Loan, 1st Lien

13.000%, VAR LIBOR + 0.120%, 10/04/23 10,957 11,669

22,049

Financials – 1.1%

JZ Capital Partners, Term loan

10.750%, 06/12/22 (e) (f) (g) 11,890 11,890

Health Care – 4.2%

Mallinckrodt International, 1st Lien

4.310%, 02/28/22 45,578 44,496

Materials – 1.6%

Forterra Finance, LLC, Replacement Term Loan

4.000%, VAR LIBOR + 0.030%, 10/25/23 17,542 17,520

RiverPark Short Term High Yield Fund

December 31, 2021 (Unaudited)

Description Face Amount
(000)‡ Value (000)

Telecommunications – 4.6%

Intelsat Jackson Holdings S.A., DIP Facility, 1st Lien

4.750%, 07/13/22 29,900 $ 29,853

Intelsat Jackson Holdings S.A., Tranche B-3 Term Loan

8.000%, 11/27/23 4,829 4,815

Intelsat Jackson Holdings, Term Loan B-4

8.750%, 01/02/24 2,738 2,731

Intelsat Jackson Holdings, Term Loan B-5

6.625%, 01/02/24 (c) 12,217 12,192

49,591

Total Bank Loan Obligations

(Cost $146,685) (000) 145,546

Total Investments — 95.9%

(Cost $1,024,970) (000) $ 1,023,985

Written Options — 0.0%(d)

Total Written Options

(Premiums Received $31) (000) $ (36 )

A list of the open forward foreign currency contracts held by the Fund at December 31, 2021, is as follows (000):

Counterparty Maturity Date Currency to Deliver Currency to Receive Unrealized
Depreciation

Brown Brothers Harriman 01/05/22 GBP 6,228 USD 8,246 $ (159 )

Brown Brothers Harriman 01/05/22 EUR 27,711 USD 31,222 (149 )

$ (308 )

A list of the open option contracts held by the Fund at December 31, 2021 was as follows (000):

Description Number of Contracts Notional Amount
(000) Exercise Price Expiration Date Value
(000)

WRITTEN OPTIONS — 0.0%

Call Options

FMAC* (300 ) $ (320 ) $ 10.00 04/16/22 $ (20 )

Pershing Square Tontine Holdings Ltd.* (59 ) (121 ) 20.00 06/18/22 (4 )

Pershing Square Tontine Holdings Ltd.* (603 ) (1,218 ) 20.00 03/19/22 (12 )

(1,659 ) (36 )

Total Written Options

(Premiums Received $31) (000) $ (1,659 ) $ (36 )

The following is a list of the inputs used as of December 31, 2021 in valuing the Fund’s investments and other financial instruments carried at value (000), in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP:

Investments in Securities
Level 1

Level 2

Level 3

Total

Corporate Obligations $ — $ 454,530 $ — $ 454,530

Special Purpose Acquisition Companies 193,496 343 — 193,839

Commercial Paper — 122,893 — 122,893

Convertible Bonds — 84,084 — 84,084

Trade Claims — — 23,093 23,093

Bank Loan Obligations — 133,656 11,890 145,546

Total Investments in Securities $ 193,496 $ 795,506 $ 34,983 $ 1,023,985

Other Financial Instruments
Level 1

Level 2

Level 3

Total

Written Options $ (36 ) $ — $ — $ (36 )

Forwards Contracts*

Unrealized Depreciation — (308 ) — (308 )

Total Other Financial Instruments $ (36 ) $ (308 ) $ — $ (344 )

* Forward contracts are valued at the unrealized depreciation on the instrument.

The following is a reconciliation of the investments in which significant unobservable inputs (Level 3) were used in determining value (000):

Trade

Claims

Bank Loan Obligation

Totals

Beginning balance as of October 1, 2021 $ 23,093 $ — $ 23,093

Change in unrealized appreciation/ (depreciation) — — —

Realized gain/(loss) — — —

Purchases — 11,890 11,890

Sales — — —

Transfer into Level 3 — — —

Transfer out of Level 3 — — —

Ending balance as of December 31, 2021 $ 23,093 $ 11,890 $ 34,983

Change in unrealized gains/(losses) included in earnings related to securities still held at reporting date $ (172 ) $ — $ (172 )

RiverPark Short Term High Yield Fund

December 31, 2021 (Unaudited)

For the period ended December 31, 2021 there were no transfers in or out of Level 3.

Percentages are based on Net Assets of $1,067,438 (000).

‡ In U.S. Dollar unless otherwise indicated.

* Non-income producing security.

(a) Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2021, these securities amounted to $279,585 (000) or 26.2% of Net Assets.

(b) Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at the time purchase.

(c) Unsettled bank loan. Interest rate may not be available.

(d) Refer to table below for details on Options Contracts.

(e) Level 3 security in accordance with fair value hierarchy.

(f) Securities considered illiquid. The total value of such securities as of December 31, 2021 was $11,890 (000) and represented 1.1% of Net Assets.

(g) Variable or floating rate security, the interest rate of which adjusts periodically based on changes in current interest rates.

Cl — Class

CV — Convertible Security

EUR — Euro

EURIBOR— Euro London Interbank Offered Rate

GBP — British Pound Sterling

LIBOR— London Interbank Offered Rate

LLC — Limited Liability Company

Ltd. — Limited

Ser — Series

USD— U.S. Dollar

VAR— Variable Rate

Unfunded commitments as of December 31, 2021:

Asset Type Symbol Description
Unfunded

Commitment

(000)

Special Purpose Acquisition Companies APTMF Alpha Partners Technology Merger Founder Shares $ 451

Special Purpose Acquisition Companies APMIF AxonPrime Infrastructure Acquisition Founder Shares 220

Total Unfunded Commitments $ 671

The Fund expects to meet the unfunded commitments reflected in the above table as they become due.

The following table summarizes the quantitative inputs and assumptions used for items categorized as material Level 3 investments as of December 31, 2021. The following disclosures also include qualitative information on the sensitivity of the fair value measurements to changes in the significant unobservable inputs.

Asset Fair Value at December 31, 2021 (000) Valuation Technique Unobservable Input Range (Weighted Average)

Trade Claims

Brazos Electric Power $23,093 Transaction Method Offered Quotes 90—92

Bank Debt

JZ Capital Partners 10.75% 6/12/22 $11,890 Transaction Method Performing Loan on private assets, which are in excess of current debt —

The unobservable inputs used to determine fair value of recurring Level 3 assets may have similar or diverging impacts on valuation. Significant increases and decreases in these inputs in isolation and interrelationships between those inputs could result in significantly higher or lower fair value measurement.

Amounts designated as “—” are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2200

RiverPark Long/Short Opportunity Fund

December 31, 2021 (Unaudited)

Description Shares Value (000)

Schedule of Investments

Common Stock — 99.1%**

Communication Services – 20.4%

Alphabet, Cl A *(a) 4,966 $ 14,387

Alphabet, Cl C *(a) 4,951 14,326

Meta Platforms, Cl A *(a) 50,014 16,823

Pinterest, Cl A *(a) 386,758 14,059

Snap, Cl A *(a) 334,630 15,737

Twitter *(a) 285,540 12,341

Walt Disney * 74,472 11,535

99,208

Consumer Discretionary – 12.7%

Airbnb, Cl A *(a) 77,046 12,828

Amazon.com *(a) 7,721 25,744

Farfetch, Cl A *(a) 371,144 12,407

NIKE, Cl B 65,554 10,926

61,905

Financials – 11.8%

Blackstone, Cl A (b) (c) 218,014 28,209

Charles Schwab (a) 12,492 1,050

KKR 237,004 17,657

SoFi Technologies *(a) 665,655 10,524

57,440

Health Care – 19.5%

Dexcom *(a) 20,950 11,249

Exact Sciences *(a) 223,853 17,423

Illumina *(a) 33,991 12,932

Intuitive Surgical *(a) 29,781 10,700

IQVIA Holdings * 44,919 12,673

UnitedHealth Group (a) 23,334 11,717

Zoetis, Cl A 75,201 18,351

95,045

Industrials – 3.7%

Uber Technologies *(a) 433,561 18,179

Information Technology – 29.1%

Adobe *(a) 17,526 9,938

Apple 135,578 24,075

Autodesk *(a) 18,731 5,267

Block, Cl A * 50,130 8,097

Mastercard, Cl A (a) 20,679 7,430

Microsoft 85,086 28,616

PayPal Holdings *(a) 91,256 17,209

RingCentral, Cl A *(a) 5,168 968

ServiceNow *(a) 22,874 14,848

Shopify, Cl A *(a) 6,616 9,113

Twilio, Cl A *(a) 36,603 9,639

Visa, Cl A (a) 31,219 6,765

141,965

Real Estate – 1.9%

Zillow Group, Cl A *(a) 144,971 9,020

Total Common Stock

(Cost $331,492) (000) 482,762

Total Investments — 99.1%

(Cost $331,492) (000) $ 482,762

RiverPark Long/Short Opportunity Fund

December 31, 2021 (Unaudited)

A list of open swap agreements held by the Fund at December 31, 2021 was as follows:

Long Exposure

Company Reference Counterparty Fund Pays Payment Frequency¹ Maturity Date Notional Amount (000) Value (000) Net Unrealized Appreciation / (Depreciation) (000)†

Ringcentral Goldman Sachs International USD-SOFR + 0.61% Maturity 01/19/2023 $ 20,417 $ 20,471 $ 54

Charles Schwab Goldman Sachs International USD-SOFR + 0.61% Maturity 03/02/2022 12,454 20,217 7,763

Zillow Group, Class A Goldman Sachs International USD-SOFR + 0.61% Maturity 04/20/2022 18,145 13,767 (4,378 )

Mastercard Inc., Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 05/09/2022 13,365 13,169 (196 )

Snowflake, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 05/11/2022 8,292 12,483 4,191

Twilio, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 02/15/2022 11,668 10,725 (943 )

Pinterest, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 05/09/2022 11,221 9,455 (1,766 )

Shopify, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 05/23/2022 8,219 9,397 1,178

Visa, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 09/27/2022 8,926 8,487 (439 )

Snap, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 11/30/2022 7,763 8,012 249

Farfetch Limited, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 05/11/2022 7,693 7,487 (206 )

Autodesk, Goldman Sachs International USD-SOFR + 0.61% Maturity 12/29/2022 6,685 7,393 708

Uber Technologies Goldman Sachs International USD-SOFR + 0.61% Maturity 05/09/2022 6,917 7,065 148

Walt Disney Company Goldman Sachs International USD-SOFR + 0.61% Maturity 05/09/2022 7,310 5,974 (1,336 )

Sofi Technologies Goldman Sachs International USD-SOFR + 0.61% Maturity 01/19/2023 5,382 5,913 531

Intuitive Surgical Goldman Sachs International USD-SOFR + 0.61% Maturity 04/07/2022 3,874 5,832 1,958

Block Inc., Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 03/09/2022 8,408 5,752 (2,656 )

Paypal Holdings Goldman Sachs International USD-SOFR + 0.61% Maturity 01/19/2023 5,270 5,236 (34 )

Amazon.Com Goldman Sachs International USD-SOFR + 0.61% Maturity 09/28/2022 4,690 4,662 (28 )

Meta Platforms, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 09/28/2022 4,721 4,448 (273 )

Adobe Goldman Sachs International USD-SOFR + 0.61% Maturity 02/24/2022 2,583 3,208 625

Airbnb, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 01/19/2023 2,844 3,009 165

Unitedhealth Group Inc. Goldman Sachs International USD-SOFR + 0.61% Maturity 03/03/2022 1,684 2,516 832

Nike, Cl B Goldman Sachs International USD-SOFR + 0.61% Maturity 09/27/2022 1,636 1,608 (28 )

Twitter Goldman Sachs International USD-SOFR + 0.61% Maturity 11/30/2022 1,348 1,073 (275 )

Illumina Goldman Sachs International USD-SOFR + 0.61% Maturity 02/15/2022 1,022 1,038 16

Servicenow Goldman Sachs International USD-SOFR + 0.61% Maturity 05/17/2022 437 516 79

Dexcom, Goldman Sachs International USD-SOFR + 0.61% Maturity 05/25/2022 394 508 114

Alphabet, Cl A Goldman Sachs International USD-SOFR + 0.61% Maturity 11/10/2022 461 477 16

Alphabet, Cl C Goldman Sachs International USD-SOFR + 0.61% Maturity 11/10/2022 451 465 14

Exact Sciences Goldman Sachs International USD-SOFR + 0.61% Maturity 05/09/2022 505 292 (213 )

$ 194,785 $ 200,655 $ 5,870

RiverPark Long/Short Opportunity Fund

December 31, 2021 (Unaudited)

Short Exposure

Company Reference Counterparty Fund Receives Fund Pays Payment Frequency¹ Maturity Date Notional Amount (000) Value (000) Net Unrealized Appreciation / (Depreciation) (000)†

IShares Russell 2000 ETF Goldman Sachs International USD-SOFR -0.55% Maturity 01/11/2023 $ (31,274 ) $ (31,268 ) $ 6

Energy Select Sector SPDR Fund ETF Goldman Sachs International USD-SOFR -0.50% Maturity 01/11/2023 (31,249 ) (31,050 ) 199

Flex Ltd. Goldman Sachs International USD-SOFR -0.50% Maturity 03/10/2022 (7,915 ) (7,991 ) (76 )

Carnival Goldman Sachs International USD-SOFR -0.50% Maturity 01/04/2023 (6,102 ) (7,081 ) (979 )

Carvana Co., Cl A Goldman Sachs International USD-SOFR -0.50% Maturity 12/29/2022 (7,981 ) (6,796 ) 1,185

MGM Resorts International Goldman Sachs International USD-SOFR -0.50% Maturity 01/04/2023 (5,907 ) (6,693 ) (786 )

New York Times Co., Cl A Goldman Sachs International USD-SOFR -0.50% Maturity 03/14/2022 (6,412 ) (6,666 ) (254 )

Iron Mountain Inc. Goldman Sachs International USD-SOFR -0.50% Maturity 05/18/2022 (4,735 ) (6,618 ) (1,883 )

Sysco Goldman Sachs International USD-SOFR -0.50% Maturity 08/23/2022 (6,100 ) (6,613 ) (513 )

Charter Communications, Goldman Sachs International USD-SOFR -0.50% Maturity 01/11/2023 (6,190 ) (6,527 ) (337 )

Capri Holdings Limited Goldman Sachs International USD-SOFR -0.50% Maturity 08/23/2022 (5,003 ) (6,505 ) (1,502 )

Comcast, Cl A Goldman Sachs International USD-SOFR -0.50% Maturity 01/11/2023 (6,140 ) (6,427 ) (287 )

Wynn Resorts, Limited Goldman Sachs International USD-SOFR -0.50% Maturity 01/04/2023 (6,057 ) (6,418 ) (361 )

Fox Goldman Sachs International USD-SOFR -0.50% Maturity 03/18/2022 (5,779 ) (6,372 ) (593 )

Stericycle Goldman Sachs International USD-SOFR -0.50% Maturity 08/23/2022 (6,925 ) (6,307 ) 618

Colgate-Palmolive Co. Goldman Sachs International USD-SOFR -0.50% Maturity 09/28/2022 (5,502 ) (6,098 ) (596 )

Lumen Technologies Goldman Sachs International USD-SOFR -0.50% Maturity 03/04/2022 (5,366 ) (6,079 ) (713 )

Aramark Goldman Sachs International USD-SOFR -0.50% Maturity 08/23/2022 (5,373 ) (5,914 ) (541 )

Kimberly-Clark Goldman Sachs International USD-SOFR -0.50% Maturity 09/28/2022 (5,444 ) (5,713 ) (269 )

Campbell Soup Co. Goldman Sachs International USD-SOFR -0.50% Maturity 03/18/2022 (5,782 ) (5,697 ) 85

Kellogg Company Goldman Sachs International USD-SOFR -0.50% Maturity 12/29/2022 (5,548 ) (5,669 ) (121 )

The Kraft Heinz Co. Goldman Sachs International USD-SOFR -0.50% Maturity 08/02/2022 (6,025 ) (5,653 ) 372

Take Two Interactive Software Inc Goldman Sachs International USD-SOFR -0.50% Maturity 12/21/2022 (5,468 ) (5,554 ) (86 )

Royal Caribbean Group Goldman Sachs International USD-SOFR -0.50% Maturity 01/04/2023 (4,904 ) (5,528 ) (624 )

Nielsen PLC Goldman Sachs International USD-SOFR -0.50% Maturity 03/10/2022 (5,941 ) (5,473 ) 468

Walmart Goldman Sachs International USD-SOFR -0.50% Maturity 05/18/2022 (5,200 ) (5,429 ) (229 )

VF Corp Goldman Sachs International USD-SOFR -0.50% Maturity 08/23/2022 (5,473 ) (5,417 ) 56

T-Mobile US Goldman Sachs International USD-SOFR -0.50% Maturity 01/11/2023 (5,240 ) (5,368 ) (128 )

Verizon Communications Goldman Sachs International USD-SOFR -0.50% Maturity 05/24/2022 (5,700 ) (5,301 ) 399

AT&T Goldman Sachs International USD-SOFR -0.50% Maturity 04/05/2022 (5,608 ) (5,201 ) 407

Procter & Gamble Company Goldman Sachs International USD-SOFR -0.50% Maturity 09/28/2022 (4,504 ) (5,163 ) (659 )

Church & Dwight Co. Goldman Sachs International USD-SOFR -0.50% Maturity 09/28/2022 (4,204 ) (5,140 ) (936 )

J. M. Smucker Company Goldman Sachs International USD-SOFR -0.50% Maturity 03/04/2022 (4,232 ) (5,091 ) (859 )

RiverPark Long/Short Opportunity Fund

December 31, 2021 (Unaudited)

Short Exposure

Company Reference Counterparty Fund Receives Fund Pays Payment Frequency¹ Maturity Date Notional Amount (000) Value (000) Net Unrealized Appreciation / (Depreciation) (000)†

Edgewell Personal Care Company Goldman Sachs International USD-SOFR -0.50% Maturity 09/28/2022 $ (4,723 ) $ (5,067 ) $ (344 )

General Mills Goldman Sachs International USD-SOFR -0.50% Maturity 12/29/2022 (4,628 ) (4,970 ) (342 )

Tapestry Goldman Sachs International USD-SOFR -0.50% Maturity 08/23/2022 (4,662 ) (4,920 ) (258 )

Mondelez International Goldman Sachs International USD-SOFR -0.50% Maturity 01/12/2023 (4,458 ) (4,774 ) (316 )

Draftkings, Cl A Goldman Sachs International USD-SOFR -0.50% Maturity 01/31/2023 (4,900 ) (4,762 ) 138

Keurig Dr Pepper Goldman Sachs International USD-SOFR -0.50% Maturity 03/10/2022 (3,999 ) (4,688 ) (689 )

Lucid Group Goldman Sachs International USD-SOFR -5.40% Maturity 01/11/2023 (4,978 ) (4,618 ) 360

Pepsico Goldman Sachs International USD-SOFR -0.50% Maturity 03/10/2022 (3,585 ) (4,571 ) (986 )

Discovery, Series A Goldman Sachs International USD-SOFR -1.08% Maturity 08/31/2022 (5,450 ) (4,472 ) 978

Canada Goose Holdings Goldman Sachs International USD-SOFR -0.50% Maturity 12/29/2022 (5,322 ) (4,385 ) 937

Coca-Cola Company Goldman Sachs International USD-SOFR -0.50% Maturity 03/10/2022 (3,567 ) (4,275 ) (708 )

Coinbase Global, Cl A Goldman Sachs International USD-SOFR -0.50% Maturity 01/11/2023 (3,993 ) (3,755 ) 238

Harley-Davidson Goldman Sachs International USD-SOFR -0.50% Maturity 05/18/2022 (3,056 ) (2,747 ) 309

$ (296,604 ) $ (306,824 ) $ (10,220 )

1 The payment frequency is the maturity date of each swap contract or the settlement date of a closing transaction, whichever comes first.

The following is a list of the inputs used as of December 31, 2021 in valuing the Fund’s investments and other financial instruments carried at value (000), in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP:

Investments in Securities Level 1 Level 2 Level 3 Total

Common Stock $ 482,762 $ — $ — $ 482,762

Total Investments in Securities $ 482,762 $ — $ — $ 482,762

Other Financial Instruments
Level 1

Level 2

Level 3

Total

Equity Swaps‡

Unrealized Appreciation $ 25,396 $ — $ — $ 25,396

Unrealized Depreciation (29.746 ) — — (29.746 )

Total Other Financial Instruments $ 4.350 $ — $ — $ 4.350

‡ Equity Swaps are valued at the unrealized appreciation (depreciation) on the instrument.

For the period ended December 31, 2021 there were no transfers in or out of Level 3.

Percentages are based on Net Assets of $487,050 (000).

* Non-income producing security.

** More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.

(a) Underlying security for a Total Return Swap.

(b) This security or a partial position of this security has been committed as collateral for Total Return Swaps. The aggregate market value of the collateral as of December 31, 2021 was $28,209(000).

(c) Security considered Master Limited Partnership. At December 31, 2021, these securities amounted to $28,209 (000) or 5.8% of Net Assets.

Cl — Class

ETF — Exchange Traded Fund

Ltd. — Limited

PLC — Public Limited Company

SPDR — Standard & Poor's Depository Receipt

Amounts designated as “—” are $0 or have been rounded to $0.

RiverPark Long/Short Opportunity Fund

December 31, 2021 (Unaudited)

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2200

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Description Face Amount (000)‡ Value (000)

Schedule of Investments

Corporate Obligations — 41.5%

Communication Services – 4.6%

Connect Finco SARL

6.750%, 10/01/26 (a) 4,471 $ 4,706

Getty Images

9.750%, 03/01/27 (a) 280 297

Linkem

6.000%, VAR Euribor 3 Month + 6.000%, 08/09/22 (a) EUR 4,675 5,297

10,300

Consumer Discretionary – 5.0%

99 Escrow Issuer

7.500%, 01/15/26 (a) 4,501 3,538

Anagram International

15.000%, 08/15/25 (a) 1,609 1,802

Diamond Sports Group

12.750%, 12/01/26 (a) 1,535 802

FXI Holdings

12.250%, 11/15/26 (a) 1,639 1,846

Georg Jensen

6.000%, VAR Euribor 3 Month + 6.000%, 05/15/23 EUR 500 564

Hercules Achievement

9.000%, VAR ICE LIBOR USD 3 Month + 8.000%, 12/22/24 (a) 554 555

Jacktel

10.000%, 12/04/23 (a) 1,876 469

10.000%, 12/04/23 514 516

Lifefit Group Midco GmbH

7.500%, VAR Euribor 3 Month + 7.500%, 07/26/23 EUR 1,160 1,313

11,405

Consumer Staples – 2.8%

Chobani

7.500%, 04/15/25 (a) (b) 2,591 2,668

Fresh Market

9.750%, 05/01/23 (a) (b) 3,549 3,655

6,323

Energy – 6.7%

GAC Holdco

12.000%, 08/15/25 (a) 1,400 1,516

Golar LNG

7.000%, 10/20/25 (a) 1,589 1,576

Martin Midstream Partners

11.500%, 02/28/25 (a) 1,838 1,936

10.000%, 02/29/24 (a) 3,457 3,558

Mime Petroleum

10.250%, 11/10/26 550 531

PBF Logistics

6.875%, 05/15/23 1,442 1,404

Rockpoint Gas Storage Canada

7.000%, 03/31/23 (a) 4,302 4,317

Sanjel

0.000%, 06/19/70 (c) (d) (e) (f) 101 —

0.000%, 12/19/70 (c) (d) (e) (f) 2,700 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

0.000%, 12/29/70 (c) (d) (e) (f) 101 —

14,838

Financials – 3.6%

Aker Horizons

4.040%, VAR NIBOR 3 Month + 3.250%, 08/15/25 NOK 12,500 1,388

LR Global Holding GmbH

7.250%, VAR Euribor 3 Month + 7.250%, 02/03/25 EUR 2,129 2,490

StoneX Group

8.625%, 06/15/25 (a) (b) 3,653 3,884

VNV Global

5.750%, 10/04/22 SEK 2,250 254

8,016

Industrials – 9.4%

Altera Shuttle Tankers

9.500%, 12/15/25 3,600 3,458

Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl B

4.950%, 01/15/22 301 300

Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl A

3.900%, 01/15/26 4,464 4,424

Icahn Enterprises

5.250%, 05/15/27 720 741

IEA Energy Services

6.625%, 08/15/29 (a) 4,912 4,859

Innovate

8.500%, 02/01/26 (a) (b) 5,813 5,875

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Description
Face Amount (000)‡/

Shares
Value (000)

SGL TransGroup International

11.500%, 09/06/25 EUR 300 $ 347

StorCentric Peleus Insurance Co

5.875%, 02/19/23 (a) 844 845

20,849

Information Technology – 5.6%

Diebold Nixdorf

8.500%, 04/15/24 2,863 2,866

DUO Bidco

5.640%, VAR NIBOR 3 Month + 5.000%, 04/12/26 NOK 4,589 531

Elastic

4.125%, 07/15/29 (a) 369 365

LINK Mobility Group Holding

3.375%, 12/15/25 EUR 4,500 4,967

MicroStrategy

6.125%, 06/15/28 (a) 3,928 3,942

12,671

Materials – 3.8%

Copper Mountain Mining

8.000%, 04/09/26 (a) 3,983 4,188

Impala Group

9.000%, VAR STIBOR SEK 3-Month + 9.000%, 10/20/24 SEK 7,500 833

Tacora Resources

8.250%, 05/15/26 (a) 3,411 3,412

8,433

Total Corporate Obligations

(Cost $97,096) (000) 92,835

Special Purpose Acquisition Companies — 15.0%

Common Stock– 15.0%

Diversified Financials – 15.0%

Adit EdTech Acquisition * 5,942 59

Ahren Acquisition * 29,233 293

Alpha Partners Technology Merger Founder Shares * 8,594 —

AltEnergy Acquisition * 17,214 174

Anzu Special Acquisition I, Cl A * 23,739 232

AP Acquisition * 17,497 177

Athlon Acquisition, Cl A * 13,586 133

Atlantic Avenue Acquisition, Cl A * 117,481 1,151

Authentic Equity Acquisition, Cl A * 13,586 133

AxonPrime Infrastructure Acquisition Founder Shares * 4,000 —

Battery Future Acquisition * 27,695 277

Berenson Acquisition Founder Shares * 12,570 —

Berenson Acquisition I, Cl A * 124,439 1,203

BGP Acquisition, Cl A * 82,436 784

Bite Acquisition * 17,030 166

Carney Technology Acquisition II, Cl A * 200,449 1,958

Cartesian Growth, Cl A * 39,405 389

Cascade Acquisition, Cl A * 50,126 498

CF Acquisition IV, Cl A * 27,235 267

Chain Bridge I * 18,691 188

Clarim Acquisition, Cl A * 25,893 251

Cohn Robbins Holdings, Cl A * 18,189 179

Concord Acquisition III, Cl A * 26,386 261

COVA Acquisition, Cl A * 13,586 133

DHB Capital, Cl A * 5,295 52

Disruptive Acquisition I, Cl A * 22,708 223

DP Capital Acquisition I * 18,260 183

DPCM Capital * 28,465 280

EJF Acquisition, Cl A * 6,888 68

Empowerment & Inclusion Capital I, Cl A * 25,567 249

Enterprise 4.0 Technology Acquisition * 12,712 128

EQ Health Acquisition, Cl A * 13,586 132

Equity Distribution Acquisition, Cl A * 35,502 349

EVe Mobility Acquisition * 38,483 385

Executive Network Partnering, Cl A * 27,853 273

Fintech Evolution Acquisition Group, Cl A * 13,586 132

Forum Merger IV, Cl A * 33,205 323

G Squared Ascend II, Cl A * 18,297 176

G&P Acquisition, Cl A * 14,087 138

Galata Acquisition * 71,161 689

Global Consumer Acquisition * 92,876 921

Global Partner Acquisition II, Cl A * 16,501 160

Golden Falcon Acquisition, Cl A * 51,001 499

Growth For Good Acquisition * 20,624 206

Hamilton Lane Alliance Holdings I, Cl A * 31,337 306

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Description Shares/Number of Warrants/Face Amount (000)‡ Value (000)

Healthcare Services Acquisition, Cl A * 13,586 $ 133

Iconic Sports Acquisition * 88,675 897

Ignyte Acquisition * 13,586 133

Infinite Acquisition * 6,016 61

Isleworth Healthcare Acquisition * 30,282 298

Itiquira Acquisition, Cl A * 13,586 132

Jackson Acquisition * 34,223 341

Juniper II * 21,998 224

KINS Technology Group, Cl A * 31,314 312

LMF Acquisition Opportunities, Cl A * 8,757 88

Mason Industrial Technology, Cl A * 277,191 2,705

Noble Rock Acquisition, Cl A * 8,833 86

Oaktree Acquisition II, Cl A * 25,247 249

Omnichannel Acquisition, Cl A * 75,381 750

OmniLit Acquisition * 7,608 76

One Equity Partners Open Water I, Cl A * 25,590 249

Oyster Enterprises Acquisition, Cl A * 13,586 133

Parabellum Acquisition, Cl A * 354,580 3,457

Parabellum Acquisition Founder Shares * 19,671 —

Pearl Holdings Acquisition * 72,315 723

Peridot Acquisition II, Cl A * 23,488 229

Pontem, Cl A * 3,197 31

PROOF Acquisition I * 32,084 321

PWP Forward Acquisition I, Cl A * 7,776 76

Revelstone Capital Acquisition * 52,667 521

Revelstone Capital Acquisition Founder Shares * 5,925 —

RMG Acquisition III, Cl A * 27,407 267

RXR Acquisition, Cl A * 3,782 37

SDCL EDGE Acquisition * 17,994 179

Seaport Global Acquisition II, Cl A * 53,691 531

ShoulderUp Technology Acquisition * 3,856 39

Silver Crest Acquisition, Cl A * 13,586 133

SportsMap Tech Acquisition * 16,924 166

Stratim Cloud Acquisition * 51,763 502

Tailwind International Acquisition, Cl A * 38,400 374

Tailwind Two Acquisition, Cl A * 11,998 119

Target Global Acquisition I * 27,018 269

Tech and Energy Transition, Cl A * 15,353 149

Tekkorp Digital Acquisition, Cl A * 70,000 695

TG Venture Acquisition * 36,095 354

Tishman Speyer Innovation II, Cl A * 47,169 460

Trine II Acquisition * 15,733 159

Vector Acquisition II, Cl A * 175,058 1,710

VMG Consumer Acquisition * 21,395 217

Zanite Acquisition, Cl A * 7,101 72

33,435

Warrants– 0.0%

Diversified Financials – 0.0%

Alpha Partners Technology Merger

11.500%, 04/03/28 * 14 10

AxonPrime Infrastructure Acquisition

11.500%, 07/11/23 * 27 19

Berenson Acquisition I

08/04/26 *# 62 31

Concord Acquisition III, Cl A

01/03/29 *# 13 9

DHB Capital, Cl A

11.500%, 03/18/28 * 2 1

Parabellum Acquisition,

03/29/23 *# 195 88

Seaport Global Acquisition II

11/04/23 *# 27 14

172

Total Special Purpose Acquisition Companies

(Cost $33,336) (000) 33,607

Commercial Paper — 5.6%

Health Care – 1.6%

Viatris

0.000%, 01/25/22 (d) 3,530 3,529

Industrials – 0.7%

Albemarle

0.000%, 02/03/22 (d) 1,627 1,626

Information Technology – 1.6%

Jabil

0.500%, 02/08/22 (d) 3,651 3,649

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Description
Face Amount (000)‡/

Shares
Value (000)

Materials – 1.7%

Sherwin-Williams

2.104%, 01/19/22 (d) 3,802 $3,802

Total Commercial Paper

(Cost $12,606) (000) 12,606

Convertible Bonds — 4.6%

Communication Serivces – 2.4%

BuzzFeed

8.500%, 12/03/26 5,400 5,292

Health Care – 2.2%

Tilray CV to 5.9735

5.000%, 10/01/23 1,067 1,052

UpHealth CV to 93.8967

6.250%, 06/15/26 4,592 3,941

4,993

Total Convertible Bonds

(Cost $11,005) (000) 10,285

Common Stock — 3.8%

Communication Services – 0.1%

KORE Group Holdings * 32,156 217

Energy – 1.1%

Crestwood Equity Partners LP (g) 237 7

Magellan Midstream Partners LP 12,300 571

Superior Energy Services *(c) 45,294 1,902

2,480

Financials – 0.1%

Rescap Liquidating Trust * 311,918 203

Health Care – 0.8%

Intercure * 295,483 1,927

Industrials – 0.0%

Rocket Lab USA * 500 6

Information Technology – 0.0%

MarketWise * 1,779 13

Materials – 1.3%

Barrick Gold 22,800 433

RA Parent * (c) (f) 56 2,510

2,943

Real Estate – 0.4%

CTO Realty Growth 12,869 $791

Total Common Stock

(Cost $9,894) (000) 8,580

Preferred Stock — 2.8%

Consumer Discretionary – 1.4%

Fossil Group

7.000% 118,063 2,999

Financials – 1.0%

Argo Blockchain

8.750% 81,671 2,033

Federal Home Loan Mortgage*

5.100%* 37,004 154

Federal National Mortgage Association*

8.250%*(h) 32,023 100

2,287

Real Estate – 0.4%

Monmouth Real Estate Investment

6.125% 34,298 866

Total Preferred Stock

(Cost $6,336) (000) 6,152

Trade Claims — 2.3%

Energy – 2.3%

Brazos Electric Power *(c) 5,778 5,200

Total Trade Claims

(Cost $5,239) (000) 5,200

Warrants — 0.0%

Energy – 0.0%

Mcdermott International * (c) (f)

Expires 6/30/2027, Strike Price 12.33 258,269 —

Mcdermott International * (c) (f)

Expires 6/30/2027, Strike Price 15.98 286,965 —

Health Care – 0.0%

GemmaCert

Expires 5/19/2024# (c) (f) 21,135 —

Total Warrants

(Cost $153) (000) —

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Description Face Amount (000)‡ Value (000)

Bank Loan Obligations — 16.6%

Consumer Discretionary – 5.6%

First Brands Group, LLC, Initial Term Loan, 2nd Lien

9.500%, VAR LIBOR + 8.500%, 03/30/28 3,393 $ 3,404

Golden Nugget Online Gaming, Inc., 2020 Initial Term Loan, 1st Lien

13.000%, VAR LIBOR + 0.120%, 10/04/23 2,416 2,573

Mountaineer Merger Corporation, Initial Term Loan, 1st Lien

7.750%, 10/22/28 3,884 3,768

Rising Tide, Term Loan, Inital Term Loan, 2nd Lien

9.000%, VAR LIBOR + 8.250%, 06/01/29 2,786 2,737

12,482

Energy – 0.3%

Quaternorth Energy Hold, Term Loan, 2nd Lien

8.000%, 08/27/26 611 609

Financials – 3.3%

JZ Capital Partners, Term Loans, 1st Lien

16.000%, 06/21/22 (c) (f) (h) 6,296 6,296

Lealand Finance Company B.V., Take-Back Term Loan

4.072%, VAR LIBOR + 4.000%, 06/30/25 2,269 989

7,285

Health Care – 5.0%

ABB/Con-Cise Optical Group LLC, Initial Term Loan, 1st Lien

6.000%, VAR LIBOR + 5.000%, 06/15/23 212 204

GemmaCert, Term Loan

9.000%, 05/19/24 (c) (f) (h) 402 402

Inotiv, Inc., Term Loan

0.000%, 09/22/26 (c) (i) 2,800 2,744

Mallinckrodt International, 1st Lien

4.310%, 02/28/22 (i) 8,106 7,914

11,264

Materials – 2.4%

Elevate Textiles, Inc., Initial Term Loan, 2nd Lien

5.131%, 05/01/24 (h) 1,133 1,044

Pixelle Specialty Solutions, LLC, Initial Term Loan, 1st Lien

7.500%, VAR LIBOR + 6.500%, 10/31/24 3,310 3,291

Real Alloy Holding, Term Loan, 1st Lien

11.000%, VAR LIBOR 0.000%, 12/31/49 (c) (f) 1,098 1,098

5,433

Total Bank Loan Obligations

(Cost $38,037) (000) 37,073

Total Investments — 92.2%

(Cost $213,702) (000) 206,338

Schedule of Securities Sold Short, Not Yet Purchased

Corporate Obligations — (2.0)%

Consumer Staples – (1.4)%

Conagra Brands

7.125%, 10/01/26
(1,000)
(1,225 )

Kraft Heinz Foods

3.000%, 06/01/26
(1,863)
(1,951 )

(3,176 )

Financials – (0.5)%

FS Energy and Power Fund

7.500%, 08/15/23 (a)
(1,060)
(1,107 )

Health Care – (0.1)%

McKesson

3.950%, 02/16/28
(280)
(308 )

Total Corporate Obligations

(Proceeds $4,309) (000) (4,591 )

Common Stock — (0.1)%

Industrials – (0.1)%

GFL Environmental (6,600 ) (250 )

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Description Shares Value (000)

Rocket Lab USA* (500 ) $ (6 )

Total Common Stock

(Proceeds $155) (000) (256 )

Total Securities Sold Short, Not Yet Purchased

(Proceeds $4,464) (000) $ (4,847 )

Purchased Options — 0.2%(j)

Total Purchased Options

(Cost $668) (000) $ 472

Written Options — (0.1)%(j)

Total Written Options

(Premiums Received $313) (000) $ (208 )

A list of the open forward foreign currency contracts held by the Fund at December 31, 2021, is as follows (000):

Counterparty Maturity Date Currency to Deliver Currency to Receive Unrealized
Appreciation
(Depreciation)

Brown Brothers Harriman 01/05/22 USD 559 NOK 5,027 $ 11

Brown Brothers Harriman 01/05/22 SEK 9,948 USD 1,091 (8 )

Brown Brothers Harriman 01/05/22 NOK 21,978 USD 2,435 (57 )

Brown Brothers Harriman 01/05/22 ILS 1,609 USD 513 (4 )

Brown Brothers Harriman 01/05/22 EUR 12,662 USD 14,266 (68 )

Brown Brothers Harriman 01/05/22 EUR 707 USD 803 3

$ (123 )

A list of the open option contracts held by the Fund at December 31, 2021 is as follows (000):

Description Number of Contracts Notional Amount
(000) Exercise Price Expiration Date Value
(000)

PURCHASED OPTIONS — 0.2%

Call Options

Navitas Semiconductor* 351 $ 597 $ 10.00 01/22/22 $ 244

Redwire* 213 144 5.00 01/22/22 38

Redwire* 134 90 10.00 01/22/22 2

Rocket Lab USA* 298 366 6.00 01/22/22 188

1,197 472

Total Purchased Options

(Cost $668) (000) $ 1,197 $ 472

WRITTEN OPTIONS — (0.1)%

Put Options

Magellan Midstream Partners* (246 ) (1,508 ) 45.00 01/22/22 (8 )

Call Options

iShares iBoxx $ High Yield Corporate Bond ETF* (92 ) $ (800 ) $ 86.00 02/19/22 $ (11 )

iShares iBoxx $ High Yield Corporate Bond ETF* (275 ) $ (2,393 ) $ 87.00 02/19/22 $ (11 )

Magellan Midstream Partners* (123 ) (754 ) 45.00 01/22/22 (19 )

Navitas Semiconductor* (86 ) (146 ) 20.00 01/22/22 (3 )

Navitas Semiconductor* (421 ) (716 ) 15.00 01/22/22 (103 )

Redwire* (24 ) (16 ) 12.50 02/19/22 –

Redwire* (153 ) (103 ) 10.00 02/19/22 (4 )

Redwire* (153 ) (103 ) 7.50 01/22/22 (7 )

Rocket Lab USA* (62 ) (76 ) 12.50 01/22/22 (4 )

Rocket Lab USA* (99 ) (122 ) 11.00 01/22/22 (15 )

Rocket Lab USA* (93 ) (114 ) 10.00 01/22/22 (22 )

(5,344 ) (200 )

Total Written Options

(Premiums Received $312) (000) $ (6,853 ) $ (208 )

The following is a list of the inputs used as of December 31, 2021 in valuing the Fund’s investments and other financial instruments carried at value (000), in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP:

Investments in Securities Level 1 Level 2 Level 3 Total

Corporate Obligations $ — $ 92,835 $ — $ 92,835

Special Purpose Acquisition Companies 33,435 172 — 33,607

Commercial Paper — 12,606 — 12,606

Convertible Bonds — 10,285 — 10,285

Common Stock 4,168 — 4,412 8,580

Preferred Stock 6,152 — — 6,152

Trade Claims — — 5,200 5,200

Warrants — — — —

Bank Loan Obligations — 26,533 10,540 37,073

Total Investments in Securities $ 43,755 $ 142,431 $ 20,152 $ 206,338

Securities Sold Short, Not Yet Purchased
Level 1

Level 2

Level 3

Total

Corporate Obligations $ — $ (4,591 ) $ — $ (4,591 )

Common Stock (256 ) — — (256 )

Total Securities Sold Short, Not Yet Purchased $ (256 ) $ (4,591 ) $ — $ (4,847 )

Other Financial Instruments
Level 1

Level 2

Level 3

Total

Purchased Options $ 472 $ — $ — $ 472

Written Options (208 ) — — (208 )

Forwards Contracts*

Unrealized Appreciation — 14 — 14

Unrealized Depreciation — (137 ) — (137 )

Total Other Financial Instruments $ 264 $ (123 ) $ — $ 141

* Forward contracts are valued at the unrealized appreciation (depreciation) on the instrument.

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

The following is a reconciliation of the investments in which significant unobservable inputs (Level 3) were used in determining value (000).

Common Stock

Trade

Claims

Warrants

Bank

Loan Obligations

Totals

Beginning balance as of
October 1, 2021 $ 5,922 $ 5,200 $ 3 $ 7,732 $ 18,857

Change in unrealized appreciation/ (depreciation) 619 — (3 ) 64 680

Realized gain/(loss) 1,215 — — — 1,215

Purchases — — — 2,744 2,744

Sales (3,344 ) — — — (3,344 )

Transfer into
Level 3 — — — — —

Transfer out
of Level 3 — — — — —

Ending balance as of
December 31, 2021 $ 4,412 $ 5,200 $ — $ 10,540 $ 20,152

Change in unrealized gains/(losses) included in earnings related to securities still held at reporting date $ (1,021 ) $ (39 ) $ — $ (1 ) $ (1,061 )

The following table summarizes the quantitative inputs and assumptions used for items categorized as material Level 3 investments as of December 31, 2021. The following disclosures also include qualitative information on the sensitivity of the fair value measurements to changes in the significant unobservable inputs.

Assets
Fair Value

At

December 31, 2021 (000)
Valuation Technique Unobservable Input Range (Weighted Average)

Common Stock

RA Parent
$2,510 Multiples, Comparables and Transactions Methods Offered Quotes EBITDA
$45,000 — $55,000

3.3x

Common Stock

Superior Energy Services
$1,902 Transactions Method Offered Quotes $42 — $44.5

Trade Claims

Brazos Electric Power
$5,200 Transactions Method Offered Quotes 92 — 95

Bank Loan Obligations

Inotiv, Inc.
$2,744 Transactions Method Offered Quotes 98 — 99

Bank Loan Obligations

JZ Capital Partners
$6,296 Transactions Method Performing Loan on private assets, which are in excess of current debt —

Bank Loans Obligations

Real Alloy
$1,098 Multiples Methods
EBITDA

Net Leverage

High Coupon

Callable Loan

$110 mm

1.2x EBTIDA

LIBOR + 10.00%

Callable Any Time @ 100.00

Bank Loan Obligations

Gemma Cert
$ 402 Transactions Method Loan Agreement secured by assets Cost 100

RiverPark Strategic Income Fund

December 31, 2021 (Unaudited)

Assets
Fair Value

At

December 31, 2021 (000)

Valuation Technique

Unobservable Input

Range (Weighted Average)

Warrants

Gemma Cert, Stroke of 7.608 Expiration, 05/19/2024
$ — Transactions Method Loan Agreement securred by assets Cost —

Warrants

McDermott International Warrants Strike prices of 12.33 & 15.98, expiring 06/30/2027
$ — Transactions Method Offered Quotes
0.01 - 0.00 on 12.33 Strike

0.01 - 0.00 on 15.98 Strike

The unobservable inputs used to determine fair value of recurring Level 3 assets may have similar or diverging impacts on valuation. Significant increases and decreases in these inputs in isolation and interrelationships between those inputs could result in significantly higher or lower fair value measurement.

For the period ended December 31, 2021, there were no transfers in or out of Level 3.

Percentages are based on Net Assets of $223,775 (000).

‡ In U.S. Dollar unless otherwise indicated.

* Non-income producing security.

# Expiration Date and or Strike Price not available.

(a) Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2021, these securities amounted to $64,801 (000) or 29.0% of Net Assets.

(b) This security or partial position of this security has been committed as collateral for open short positions and option contracts. The aggregate market value of the collateral as of December 31, 2021 was $16,082 (000).

(c) Level 3 security in accordance with fair value hierarchy.

(d) Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at the time purchase.

(e) Security in default on interest payments.

(f) Securities considered illiquid. The total value of such securities as of December 31, 2021 was $10,306 (000) and represented 4.6% of Net Assets.

(g) Security considered Master Limited Partnership. At December 31, 2021, these securities amounted to $7 (000) or 0.0% of Net Assets.

(h) Variable or floating rate security, the interest rate of which adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets.

(i) Unsettled bank loan. Interest rate may not be available.

(j) Refer to table below for details on Options Contracts.

Cl — Class

CV — Convertible Security

ETF — Exchange Traded Fund

EUR — Euro

EURIBOR— Euro London Interbank Offered Rate

ICE— Intercontinental Exchange

ILS — Israeli New Shekels

LIBOR— London Interbank Offered Rate

LLC — Limited Liability Company

LP — Limited Partnership

NIBOR — Norwegian Interbank Offered Rate

NOK — Norway

SEK — Swedish Krona

Ser — Series

STIBOR — Stockholm Interbank Offered Rate

USD — U.S. Dollar

VAR— Variable Rate

Amounts designated as “—” are $0 or have been rounded to $0.

Asset Type Symbol Description
Unfunded

Commitment

(000)

Special Purpose Acquisition Companies APTMF Alpha Partners Technology Merger Founder Shares $ 86

Special Purpose Acquisition Companies APTMF Axon Prime Infrastructure Acquisition Founder Shares 40

Total Unfunded Commitments $ 126

The Fund expects to meet the unfunded commitments reflected in the above table as they come due.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2200

RiverPark Floating Rate CMBS Fund

December 31, 2021 (Unaudited)

Description Face
Amount
(000) Value (000)

Schedule of Investments

Commercial Mortgage-Backed Securities — 97.5% (a)

Non-Agency Mortgage-Backed Obligation – 97.5%

BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl G

4.010%, VAR ICE LIBOR USD 1 Month + 3.900%, 01/15/34 $ 250 $ 249

BX Commercial Mortgage Trust, Ser 2020-FOX, Cl E

3.710%, VAR ICE LIBOR USD 1 Month + 3.600%, 11/15/32 1,264 1,264

BX Commercial Mortgage Trust, Ser 2020-VKNG, Cl G

3.360%, VAR ICE LIBOR USD 1 Month + 3.250%, 10/15/37 1,398 1,391

BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl F

3.110%, VAR ICE LIBOR USD 1 Month + 3.000%, 01/15/34 1,000 996

BX Commercial Mortgage Trust, Ser 2021-VOLT, Cl F

2.510%, VAR ICE LIBOR USD 1 Month + 2.400%, 09/15/36 1,500 1,486

BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl F

2.460%, VAR ICE LIBOR USD 1 Month + 2.350%, 06/15/38 2,000 1,986

BX Commercial Mortgage Trust, Ser 2019-XL, Cl G

2.410%, VAR ICE LIBOR USD 1 Month + 2.300%, 10/15/36 876 868

BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl E

2.360%, VAR ICE LIBOR USD 1 Month + 2.250%, 01/15/34 1,000 992

BX Commercial Mortgage Trust, Ser 2021-XL2, Cl F

2.354%, VAR ICE LIBOR USD 1 Month + 2.244%, 10/15/38 2,000 1,990

BX Commercial Mortgage Trust, Ser 20108-IND, Cl G

2.160%, VAR ICE LIBOR USD 1 Month + 2.050%, 11/15/35 1,960 1,955

BX Commercial Mortgage Trust, Ser 2020-BXLP, Cl F

2.110%, VAR ICE LIBOR USD 1 Month + 2.000%, 12/15/36 1,646 1,633

BX Commercial Mortgage Trust, Ser 2021-VINO, Cl E

2.062%, VAR ICE LIBOR USD 1 Month + 1.952%, 05/15/38 1,500 1,495

BX Commercial Mortgage Trust, Ser 2018-BIOA, Cl E

2.061%, VAR ICE LIBOR USD 1 Month + 1.951%, 03/15/37 1,936 1,932

BX Trust, Ser 2019-MMP, Cl C

1.560%, VAR ICE LIBOR USD 1 Month + 1.450%, 08/15/36 995 985

CAMB Commercial Mortgage Trust, Ser 2019-LIFE, Cl G

3.360%, VAR ICE LIBOR USD 1 Month + 3.250%, 12/15/37 2,660 2,650

Cold Storage Trust, Ser 2020-ICE5, Cl F

3.602%, VAR ICE LIBOR USD 1 Month + 3.492%, 11/15/37 2,949 2,945

Credit Suisse Mortgage Capital Cartificates, Ser 2020-UNFI, Cl A

4.168%, 12/15/22 (b) 3,000 3,003

Credit Suisse Mortgage Capital Certificates, Ser 2019-ICE4, Cl F

2.760%, VAR ICE LIBOR USD 1 Month + 2.650%, 05/15/36 (b) 3,780 3,765

DBGS Mortgage Trust, Ser 20108-BIOD, Cl E

1.802%, VAR ICE LIBOR USD 1 Month + 1.700%, 05/15/35 1,856 1,851

JP Morgan Chase Commercial Mortgage Securities, Ser 2021-MHC, Cl E

2.560%, VAR ICE LIBOR USD 1 Month + 2.450%, 04/15/38 1,300 1,298

KKR Industrial Portfolio Trust, Ser 2021-KDIP, Cl F

2.160%, VAR ICE LIBOR USD 1 Month + 2.050%, 12/15/37 1,875 1,840

MHP, Ser 2021-STOR, Cl F

2.310%, VAR ICE LIBOR USD 1 Month + 2.200%, 07/15/38 1,500 1,491

Morgan Stanley Capital I Trust, Ser 2017-CLS, Cl F

2.710%, VAR ICE LIBOR USD 1 Month + 2.600%, 11/15/34 1,764 1,756

MSCG Trust, Ser 2018-SELF, Cl D

1.760%, VAR ICE LIBOR USD 1 Month + 1.650%, 10/15/37 2,000 1991

RiverPark Floating Rate CMBS Fund

December 31, 2021 (Unaudited)

Description Face
Amount
(000) Value (000)

Ontario Power Generation Trust,
Ser 2021-PORT F
2.048%, 10/15/36

$ 1,000 984

Total Commercial Mortgage-Backed Securities

(Cost $42,847) (000) 42,796

Total Investments — 97.5%

(Cost $42,847) (000) $ 42,796

As of December 31, 2021, all of the Fund’s investments were considered Level 2 in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

For the period ended December 31, 2021 there were no transfers in or out of Level 3.

Percentages are based on Net Assets of $43,888 (000).

(a) Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2021, these securities amounted to $41,811 (000) or 95.3% of Net Assets.

(b)
This position is a one-month LIBOR floating rate commercial

mortgage-backed security that is subject to a floor of 0.50%.

Cl — Class

ICE— Intercontinental Exchange

LIBOR— London Interbank Offered Rate

REIT — Real Estate Investment Trust

Ser — Series

USD — U.S. Dollar

VAR— Variable Rate

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2200

Description	Shares		Value (000)
Schedule of Investments
Common Stock — 99.5%**
Communication Services – 19.6%
Alphabet, Cl A *		594	$	1,721
Alphabet, Cl C *		592		1,713
Meta Platforms, Cl A *		9,984		3,358
Pinterest, Cl A *		78,294		2,846
Snap, Cl A *		61,348		2,885
Twitter *		43,457		1,878
Walt Disney *		13,924		2,157
				16,558
Consumer Discretionary – 10.5%
Airbnb, Cl A *		13,282		2,211
Amazon.com *		1,281		4,271
Farfetch, Cl A *		70,016		2,341
				8,823
Financials – 11.8%
Blackstone, Cl A (a)		25,605		3,313
Charles Schwab		34,758		2,923
KKR		25,668		1,912
SoFi Technologies *		116,047		1,835
				9,983
Health Care – 13.9%
Dexcom *		3,021		1,622
Exact Sciences *		32,587		2,536
Illumina *		5,548		2,111
Intuitive Surgical *		6,211		2,231
UnitedHealth Group		2,543		1,277
Zoetis, Cl A		8,100		1,977
				11,754
Industrials – 3.9%
Uber Technologies *		77,520		3,251

Information Technology – 35.8%
Adobe *		3,028		1,717
Apple		17,912		3,181
Autodesk *		6,917		1,945
Block, Cl A *		10,417		1,682
Mastercard, Cl A		7,186		2,582
Microsoft		9,611		3,232
PayPal Holdings *		13,303		2,509
RingCentral, Cl A *		16,063		3,009
ServiceNow *		3,321		2,156
Shopify, Cl A *		1,268		1,747
Snowflake, Cl A *		4,523		1,532
Twilio, Cl A *		9,602		2,529
Visa, Cl A		10,754		2,330
				30,151
Real Estate – 4.0%
Zillow Group, Cl A *		53,711		3,342

Total Common Stock
(Cost $54,150) (000)				83,862

Total Investments — 99.5%
(Cost $54,150) (000)			$	83,862

	Percentages are based on Net Assets of $84,302 (000).
*	Non-income producing security.
**	More Narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.
(a)	Security considered Master Limited Partnership. At December 31, 2021, these securities amounted to $3,313 (000) or 3.9% of Net Assets.

	RiverPark Short Term High Yield Fund
	December 31, 2021 (Unaudited)

Description		Face Amount (000)‡/Shares		Value (000)
Schedule of Investments
Corporate Obligations — 42.6%
Communication Services – 14.3%
CCO Holdings
4.000%, 03/01/23 (a)			19,769	$	19,794
DISH DBS
5.875%, 07/15/22			23,034		23,438
Level 3 Financing
5.375%, 05/01/25			27,166		27,791
Linkem
6.000%, VAR Euribor 3 Month + 6.000%, 08/09/22 (a)	EUR		27,399		31,043
Lumen Technologies
5.800%, 03/15/22			28,791		29,043
Netflix
5.500%, 02/15/22			11,525		11,602
T-Mobile USA
4.000%, 04/15/22			9,534		9,601
					152,312
Consumer Discretionary – 6.2%
Foot Locker
8.500%, 01/15/22			20,040		20,132
Ford Motor Credit
5.596%, 01/07/22			4,141		4,149
3.219%, 01/09/22			1,778		1,780
MGM Resorts International
7.750%, 03/15/22			13,769		13,959
Sally Holdings
8.750%, 04/30/25 (a)			15,573		16,601
Scientific Games International
5.000%, 10/15/25 (a)			8,835		9,107
					65,728
Consumer Staples – 7.1%
B&G Foods
5.250%, 04/01/25			11,000		11,247
Chobani
7.500%, 04/15/25 (a)			18,270		18,813
Cooke Omega Investments
8.500%, 12/15/22 (a)			10,282		10,473
Fresh Market
9.750%, 05/01/23 (a)			34,458		35,490
					76,023
Energy – 0.8%
Western Midstream Operating
4.000%, 07/01/22			8,632		8,664

Financials – 1.4%
FS KKR Capital
4.750%, 05/15/22			15,000		15,158

Health Care – 3.2%
Surgery Center Holdings
6.750%, 07/01/25 (a)			8,631		8,705
Trulieve Cannabis
9.750%, 06/18/24			23,842		25,302
					34,007
Industrials – 2.5%
Altera Shuttle Tankers
7.125%, 08/15/22			3,000		3,075
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl B
4.950%, 01/15/22			4,017		4,017
Icahn Enterprises
6.750%, 02/01/24			13,920		13,969
Quad
7.000%, 05/01/22			3,000		3,045
Rumo Luxembourg SARL
5.875%, 01/18/25 (a)			2,380		2,449
					26,555
Information Technology – 6.1%
NortonLifeLock
3.950%, 06/15/22			15,759		15,863
Nuance Communications
5.625%, 12/15/26			17,825		18,411
Sprint Communications
6.000%, 11/15/22			14,980		15,611
Xerox
4.070%, 03/17/22			15,270		15,353
					65,238
Materials – 1.0%
Kraton Polymers
4.250%, 12/15/25 (a)			10,465		10,845

Total Corporate Obligations
(Cost $454,965) (000)					454,530

Special Purpose Acquisition Companies — 18.1%
Common Stock– 18.1%
Diversified Financials – 18.1%
ACE Convergence Acquisition, Cl A *			957,574		9,537

Description	Shares/Face Amount (000)‡		Value (000)
AxonPrime Infrastructure Acquisition
11.500%, 07/11/23 *	147	$	102
Mercato Partners Acquisition
11.500%, 12/31/26 *	200		118
			343
Total Special Purpose Acquisition Companies
(Cost $193,378) (000)			193,839

Commercial Paper — 11.5%
Consumer Discretionary – 1.9%
General Motors Financial
0.400%, 01/20/22 (a) (b)	15,000		14,997
0.380%, 01/05/22 (a) (b)	5,308		5,308
			20,305
Consumer Staples – 1.5%
Conagra Brands
0.400%, 01/06/22 (a) (b)	16,104		16,103
Health Care – 1.7%
Viatris
0.550%, 01/18/22 (a) (b)	17,525		17,521
Information Technology – 2.1%
Jabil
0.500%, 02/08/22 (b)	6,633		6,628
0.470%, 01/06/22 (a) (b)	2,250		2,250
0.470%, 01/24/22 (a) (b)	13,823		13,818
			22,696
Materials – 4.3%
Albemarle
0.500%, 02/10/22 (a) (b)	8,000		7,996
0.450%, 02/07/22 (a) (b)	12,000		11,995
Glencore Funding
0.250%, 02/17/22 (a) (b)	18,287		18,279
Parker-Hannifin
0.400%, 02/01/22 (a) (b)	8,000		7,998
			46,268
Total Commercial Paper
(Cost $122,895) (000)			122,893

Convertible Bonds — 7.9%
Energy – 6.5%
Cheniere Energy CV to 7.2265
4.250%, 03/15/45	37,436		31,691
Golar LNG CV to 26.9925
2.750%, 02/15/22	37,132		37,245
			68,936
Health Care – 0.9%
Flexion Therapeutics CV to 37.3413
3.375%, 05/01/24	9,385		9,432

Industrials – 0.5%
Fortive CV to 10.9568
0.875%, 02/15/22	5,687		5,716

Total Convertible Bonds
(Cost $83,782) (000)			84,084

Trade Claims — 2.2%
Energy – 2.2%
Brazos Electric Power * (e)	25,659		23,093

Total Trade Claims
(Cost $23,265) (000)			23,093

Bank Loan Obligations — 13.6%
Consumer Discretionary – 2.1%
Change Healthcare Holdings, Inc. (fka Emdeon Inc.), Closing Date Term Loan, 1st Lien
3.500%, 03/01/24	10,392		10,380
Golden Nugget Online Gaming, Inc., 2020 Initial Term Loan, 1st Lien
13.000%, VAR LIBOR + 0.120%, 10/04/23	10,957		11,669
			22,049
Financials – 1.1%
JZ Capital Partners, Term loan
10.750%, 06/12/22 (e) (f) (g)	11,890		11,890

Health Care – 4.2%
Mallinckrodt International, 1st Lien
4.310%, 02/28/22	45,578		44,496

Materials – 1.6%
Forterra Finance, LLC, Replacement Term Loan
4.000%, VAR LIBOR + 0.030%, 10/25/23	17,542		17,520

Description	Face Amount (000)‡		Value (000)
Telecommunications – 4.6%
Intelsat Jackson Holdings S.A., DIP Facility, 1st Lien
4.750%, 07/13/22	29,900	$	29,853
Intelsat Jackson Holdings S.A., Tranche B-3 Term Loan
8.000%, 11/27/23	4,829		4,815
Intelsat Jackson Holdings, Term Loan B-4
8.750%, 01/02/24	2,738		2,731
Intelsat Jackson Holdings, Term Loan B-5
6.625%, 01/02/24 (c)	12,217		12,192
			49,591
Total Bank Loan Obligations
(Cost $146,685) (000)			145,546

Total Investments — 95.9%
(Cost $1,024,970) (000)		$	1,023,985

Written Options — 0.0%(d)
Total Written Options
(Premiums Received $31) (000)		$	(36	)

A list of the open forward foreign currency contracts held by the Fund at December 31, 2021, is as follows (000):
Counterparty	Maturity Date	Currency to Deliver		Currency to Receive		Unrealized Depreciation
Brown Brothers Harriman	01/05/22	GBP	6,228	USD	8,246	$	(159	)
Brown Brothers Harriman	01/05/22	EUR	27,711	USD	31,222		(149	)
						$	(308	)

Description	Number of Contracts			Notional Amount (000)			Exercise Price		Expiration Date	Value (000)
WRITTEN OPTIONS — 0.0%
Call Options
FMAC*		(300	)	$	(320	)	$	10.00	04/16/22	$	(20	)
Pershing Square Tontine Holdings Ltd.*		(59	)		(121	)		20.00	06/18/22		(4	)
Pershing Square Tontine Holdings Ltd.*		(603	)		(1,218	)		20.00	03/19/22		(12	)
					(1,659	)					(36	)
Total Written Options
(Premiums Received $31) (000)				$	(1,659	)				$	(36	)

Investments in Securities		Level 1		Level 2		Level 3		Total
Corporate Obligations	$	—	$	454,530	$	—	$	454,530
Special Purpose Acquisition Companies		193,496		343		—		193,839
Commercial Paper		—		122,893		—		122,893
Convertible Bonds		—		84,084		—		84,084
Trade Claims		—		—		23,093		23,093
Bank Loan Obligations		—		133,656		11,890		145,546

Total Investments in Securities	$	193,496	$	795,506	$	34,983	$	1,023,985

Other Financial Instruments		Level 1			Level 2			Level 3		Total
Written Options	$	(36	)	$	—		$	—	$	(36	)
Forwards Contracts*
Unrealized Depreciation		—			(308	)		—		(308	)
Total Other Financial Instruments	$	(36	)	$	(308	)	$	—	$	(344	)

		Trade Claims			Bank Loan Obligation		Totals
Beginning balance as of October 1, 2021	$	23,093		$	—	$	23,093
Change in unrealized appreciation/ (depreciation)		—			—		—
Realized gain/(loss)		—			—		—
Purchases		—			11,890		11,890
Sales		—			—		—
Transfer into Level 3		—			—		—
Transfer out of Level 3		—			—		—
Ending balance as of December 31, 2021	$	23,093		$	11,890	$	34,983
Change in unrealized gains/(losses) included in earnings related to securities still held at reporting date	$	(172	)	$	—	$	(172	)

	Percentages are based on Net Assets of $1,067,438 (000).
‡	In U.S. Dollar unless otherwise indicated.
*	Non-income producing security.
(a)	Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2021, these securities amounted to $279,585 (000) or 26.2% of Net Assets.
(b)	Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at the time purchase.
(c)	Unsettled bank loan. Interest rate may not be available.
(d)	Refer to table below for details on Options Contracts.
(e)	Level 3 security in accordance with fair value hierarchy.
(f)	Securities considered illiquid. The total value of such securities as of December 31, 2021 was $11,890 (000) and represented 1.1% of Net Assets.
(g)	Variable or floating rate security, the interest rate of which adjusts periodically based on changes in current interest rates.

Unfunded commitments as of December 31, 2021:
Asset Type	Symbol	Description		Unfunded Commitment (000)
Special Purpose Acquisition Companies	APTMF	Alpha Partners Technology Merger Founder Shares	$	451
Special Purpose Acquisition Companies	APMIF	AxonPrime Infrastructure Acquisition Founder Shares		220
Total Unfunded Commitments			$	671

Asset	Fair Value at December 31, 2021 (000)	Valuation Technique	Unobservable Input	Range (Weighted Average)
Trade Claims
Brazos Electric Power	$23,093	Transaction Method	Offered Quotes	90—92
Bank Debt
JZ Capital Partners 10.75% 6/12/22	$11,890	Transaction Method	Performing Loan on private assets, which are in excess of current debt	—

	RiverPark Long/Short Opportunity Fund
	December 31, 2021 (Unaudited)

Company Reference	Counterparty	Fund Pays	Payment Frequency¹	Maturity Date	Notional Amount (000)		Value (000)		Net Unrealized Appreciation / (Depreciation) (000)†
Ringcentral	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	01/19/2023	$	20,417	$	20,471	$	54
Charles Schwab	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	03/02/2022		12,454		20,217		7,763
Zillow Group, Class A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	04/20/2022		18,145		13,767		(4,378	)
Mastercard Inc., Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/09/2022		13,365		13,169		(196	)
Snowflake, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/11/2022		8,292		12,483		4,191
Twilio, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	02/15/2022		11,668		10,725		(943	)
Pinterest, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/09/2022		11,221		9,455		(1,766	)
Shopify, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/23/2022		8,219		9,397		1,178
Visa, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	09/27/2022		8,926		8,487		(439	)
Snap, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	11/30/2022		7,763		8,012		249
Farfetch Limited, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/11/2022		7,693		7,487		(206	)
Autodesk,	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	12/29/2022		6,685		7,393		708
Uber Technologies	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/09/2022		6,917		7,065		148
Walt Disney Company	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/09/2022		7,310		5,974		(1,336	)
Sofi Technologies	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	01/19/2023		5,382		5,913		531
Intuitive Surgical	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	04/07/2022		3,874		5,832		1,958
Block Inc., Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	03/09/2022		8,408		5,752		(2,656	)
Paypal Holdings	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	01/19/2023		5,270		5,236		(34	)
Amazon.Com	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	09/28/2022		4,690		4,662		(28	)
Meta Platforms, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	09/28/2022		4,721		4,448		(273	)
Adobe	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	02/24/2022		2,583		3,208		625
Airbnb, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	01/19/2023		2,844		3,009		165
Unitedhealth Group Inc.	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	03/03/2022		1,684		2,516		832
Nike, Cl B	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	09/27/2022		1,636		1,608		(28	)
Twitter	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	11/30/2022		1,348		1,073		(275	)
Illumina	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	02/15/2022		1,022		1,038		16
Servicenow	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/17/2022		437		516		79
Dexcom,	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/25/2022		394		508		114
Alphabet, Cl A	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	11/10/2022		461		477		16
Alphabet, Cl C	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	11/10/2022		451		465		14
Exact Sciences	Goldman Sachs International	USD-SOFR + 0.61%	Maturity	05/09/2022		505		292		(213	)
					$	194,785	$	200,655	$	5,870

Company Reference	Counterparty	Fund Receives	Fund Pays	Payment Frequency¹	Maturity Date	Notional Amount (000)			Value (000)			Net Unrealized Appreciation / (Depreciation) (000)†
IShares Russell 2000 ETF	Goldman Sachs International	USD-SOFR	-0.55%	Maturity	01/11/2023	$	(31,274	)	$	(31,268	)	$	6
Energy Select Sector SPDR Fund ETF	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/11/2023		(31,249	)		(31,050	)		199
Flex Ltd.	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/10/2022		(7,915	)		(7,991	)		(76	)
Carnival	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/04/2023		(6,102	)		(7,081	)		(979	)
Carvana Co., Cl A	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	12/29/2022		(7,981	)		(6,796	)		1,185
MGM Resorts International	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/04/2023		(5,907	)		(6,693	)		(786	)
New York Times Co., Cl A	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/14/2022		(6,412	)		(6,666	)		(254	)
Iron Mountain Inc.	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	05/18/2022		(4,735	)		(6,618	)		(1,883	)
Sysco	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/23/2022		(6,100	)		(6,613	)		(513	)
Charter Communications,	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/11/2023		(6,190	)		(6,527	)		(337	)
Capri Holdings Limited	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/23/2022		(5,003	)		(6,505	)		(1,502	)
Comcast, Cl A	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/11/2023		(6,140	)		(6,427	)		(287	)
Wynn Resorts, Limited	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/04/2023		(6,057	)		(6,418	)		(361	)
Fox	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/18/2022		(5,779	)		(6,372	)		(593	)
Stericycle	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/23/2022		(6,925	)		(6,307	)		618
Colgate-Palmolive Co.	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	09/28/2022		(5,502	)		(6,098	)		(596	)
Lumen Technologies	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/04/2022		(5,366	)		(6,079	)		(713	)
Aramark	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/23/2022		(5,373	)		(5,914	)		(541	)
Kimberly-Clark	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	09/28/2022		(5,444	)		(5,713	)		(269	)
Campbell Soup Co.	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/18/2022		(5,782	)		(5,697	)		85
Kellogg Company	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	12/29/2022		(5,548	)		(5,669	)		(121	)
The Kraft Heinz Co.	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/02/2022		(6,025	)		(5,653	)		372
Take Two Interactive Software Inc	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	12/21/2022		(5,468	)		(5,554	)		(86	)
Royal Caribbean Group	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/04/2023		(4,904	)		(5,528	)		(624	)
Nielsen PLC	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/10/2022		(5,941	)		(5,473	)		468
Walmart	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	05/18/2022		(5,200	)		(5,429	)		(229	)
VF Corp	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/23/2022		(5,473	)		(5,417	)		56
T-Mobile US	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/11/2023		(5,240	)		(5,368	)		(128	)
Verizon Communications	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	05/24/2022		(5,700	)		(5,301	)		399
AT&T	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	04/05/2022		(5,608	)		(5,201	)		407
Procter & Gamble Company	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	09/28/2022		(4,504	)		(5,163	)		(659	)
Church & Dwight Co.	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	09/28/2022		(4,204	)		(5,140	)		(936	)
J. M. Smucker Company	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/04/2022		(4,232	)		(5,091	)		(859	)

Company Reference	Counterparty	Fund Receives	Fund Pays	Payment Frequency¹	Maturity Date	Notional Amount (000)				Value (000)			Net Unrealized Appreciation / (Depreciation) (000)†
Edgewell Personal Care Company	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	09/28/2022	$	(4,723	)	$	(5,067	)	$	(344	)
General Mills	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	12/29/2022		(4,628	)		(4,970	)		(342	)
Tapestry	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	08/23/2022		(4,662	)		(4,920	)		(258	)
Mondelez International	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/12/2023		(4,458	)		(4,774	)		(316	)
Draftkings, Cl A	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/31/2023		(4,900	)		(4,762	)		138
Keurig Dr Pepper	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/10/2022		(3,999	)		(4,688	)		(689	)
Lucid Group	Goldman Sachs International	USD-SOFR	-5.40%	Maturity	01/11/2023		(4,978	)		(4,618	)		360
Pepsico	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/10/2022		(3,585	)		(4,571	)		(986	)
Discovery, Series A	Goldman Sachs International	USD-SOFR	-1.08%	Maturity	08/31/2022		(5,450	)		(4,472	)		978
Canada Goose Holdings	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	12/29/2022		(5,322	)		(4,385	)		937
Coca-Cola Company	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	03/10/2022		(3,567	)		(4,275	)		(708	)
Coinbase Global, Cl A	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	01/11/2023		(3,993	)		(3,755	)		238
Harley-Davidson	Goldman Sachs International	USD-SOFR	-0.50%	Maturity	05/18/2022		(3,056	)		(2,747	)		309
						$	(296,604	)	$	(306,824	)	$	(10,220	)

Investments in Securities	Level 1		Level 2		Level 3		Total
Common Stock	$	482,762	$	—	$	—	$	482,762

Total Investments in Securities	$	482,762	$	—	$	—	$	482,762

	RiverPark Strategic Income Fund
	December 31, 2021 (Unaudited)

Description		Face Amount (000)‡		Value (000)
Schedule of Investments
Corporate Obligations — 41.5%
Communication Services – 4.6%
Connect Finco SARL
6.750%, 10/01/26 (a)		4,471	$	4,706
Getty Images
9.750%, 03/01/27 (a)		280		297
Linkem
6.000%, VAR Euribor 3 Month + 6.000%, 08/09/22 (a)	EUR	4,675		5,297
				10,300
Consumer Discretionary – 5.0%
99 Escrow Issuer
7.500%, 01/15/26 (a)		4,501		3,538
Anagram International
15.000%, 08/15/25 (a)		1,609		1,802
Diamond Sports Group
12.750%, 12/01/26 (a)		1,535		802
FXI Holdings
12.250%, 11/15/26 (a)		1,639		1,846
Georg Jensen
6.000%, VAR Euribor 3 Month + 6.000%, 05/15/23	EUR	500		564
Hercules Achievement
9.000%, VAR ICE LIBOR USD 3 Month + 8.000%, 12/22/24 (a)		554		555
Jacktel
10.000%, 12/04/23 (a)		1,876		469
10.000%, 12/04/23		514		516
Lifefit Group Midco GmbH
7.500%, VAR Euribor 3 Month + 7.500%, 07/26/23	EUR	1,160		1,313
				11,405
Consumer Staples – 2.8%
Chobani
7.500%, 04/15/25 (a) (b)		2,591		2,668
Fresh Market
9.750%, 05/01/23 (a) (b)		3,549		3,655
				6,323
Energy – 6.7%
GAC Holdco
12.000%, 08/15/25 (a)		1,400		1,516
Golar LNG
7.000%, 10/20/25 (a)		1,589		1,576
Martin Midstream Partners
11.500%, 02/28/25 (a)		1,838		1,936
10.000%, 02/29/24 (a)		3,457		3,558
Mime Petroleum
10.250%, 11/10/26		550		531
PBF Logistics
6.875%, 05/15/23		1,442		1,404
Rockpoint Gas Storage Canada
7.000%, 03/31/23 (a)		4,302		4,317
Sanjel
0.000%, 06/19/70 (c) (d) (e) (f)		101		—
0.000%, 12/19/70 (c) (d) (e) (f)		2,700		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
0.000%, 12/29/70 (c) (d) (e) (f)		101		—
				14,838
Financials – 3.6%
Aker Horizons
4.040%, VAR NIBOR 3 Month + 3.250%, 08/15/25	NOK	12,500		1,388
LR Global Holding GmbH
7.250%, VAR Euribor 3 Month + 7.250%, 02/03/25	EUR	2,129		2,490
StoneX Group
8.625%, 06/15/25 (a) (b)		3,653		3,884
VNV Global
5.750%, 10/04/22	SEK	2,250		254
				8,016
Industrials – 9.4%
Altera Shuttle Tankers
9.500%, 12/15/25		3,600		3,458
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl B
4.950%, 01/15/22		301		300
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl A
3.900%, 01/15/26		4,464		4,424
Icahn Enterprises
5.250%, 05/15/27		720		741
IEA Energy Services
6.625%, 08/15/29 (a)		4,912		4,859
Innovate
8.500%, 02/01/26 (a) (b)		5,813		5,875

Description		Face Amount (000)‡/ Shares		Value (000)
SGL TransGroup International
11.500%, 09/06/25	EUR	300	$	347
StorCentric Peleus Insurance Co
5.875%, 02/19/23 (a)		844		845
				20,849
Information Technology – 5.6%
Diebold Nixdorf
8.500%, 04/15/24		2,863		2,866
DUO Bidco
5.640%, VAR NIBOR 3 Month + 5.000%, 04/12/26	NOK	4,589		531
Elastic
4.125%, 07/15/29 (a)		369		365
LINK Mobility Group Holding
3.375%, 12/15/25	EUR	4,500		4,967
MicroStrategy
6.125%, 06/15/28 (a)		3,928		3,942
				12,671
Materials – 3.8%
Copper Mountain Mining
8.000%, 04/09/26 (a)		3,983		4,188
Impala Group
9.000%, VAR STIBOR SEK 3-Month + 9.000%, 10/20/24	SEK	7,500		833
Tacora Resources
8.250%, 05/15/26 (a)		3,411		3,412
				8,433
Total Corporate Obligations
(Cost $97,096) (000)				92,835

Special Purpose Acquisition Companies — 15.0%
Common Stock– 15.0%
Diversified Financials – 15.0%
Adit EdTech Acquisition *		5,942		59
Ahren Acquisition *		29,233		293
Alpha Partners Technology Merger Founder Shares *		8,594		—
AltEnergy Acquisition *		17,214		174
Anzu Special Acquisition I, Cl A *		23,739		232
AP Acquisition *		17,497		177
Athlon Acquisition, Cl A *		13,586		133
Atlantic Avenue Acquisition, Cl A *		117,481		1,151
Authentic Equity Acquisition, Cl A *		13,586		133
AxonPrime Infrastructure Acquisition Founder Shares *		4,000		—
Battery Future Acquisition *		27,695		277
Berenson Acquisition Founder Shares *		12,570		—
Berenson Acquisition I, Cl A *		124,439		1,203
BGP Acquisition, Cl A *		82,436		784
Bite Acquisition *		17,030		166
Carney Technology Acquisition II, Cl A *		200,449		1,958
Cartesian Growth, Cl A *		39,405		389
Cascade Acquisition, Cl A *		50,126		498
CF Acquisition IV, Cl A *		27,235		267
Chain Bridge I *		18,691		188
Clarim Acquisition, Cl A *		25,893		251
Cohn Robbins Holdings, Cl A *		18,189		179
Concord Acquisition III, Cl A *		26,386		261
COVA Acquisition, Cl A *		13,586		133
DHB Capital, Cl A *		5,295		52
Disruptive Acquisition I, Cl A *		22,708		223
DP Capital Acquisition I *		18,260		183
DPCM Capital *		28,465		280
EJF Acquisition, Cl A *		6,888		68
Empowerment & Inclusion Capital I, Cl A *		25,567		249
Enterprise 4.0 Technology Acquisition *		12,712		128
EQ Health Acquisition, Cl A *		13,586		132
Equity Distribution Acquisition, Cl A *		35,502		349
EVe Mobility Acquisition *		38,483		385
Executive Network Partnering, Cl A *		27,853		273
Fintech Evolution Acquisition Group, Cl A *		13,586		132
Forum Merger IV, Cl A *		33,205		323
G Squared Ascend II, Cl A *		18,297		176
G&P Acquisition, Cl A *		14,087		138
Galata Acquisition *		71,161		689
Global Consumer Acquisition *		92,876		921
Global Partner Acquisition II, Cl A *		16,501		160
Golden Falcon Acquisition, Cl A *		51,001		499
Growth For Good Acquisition *		20,624		206
Hamilton Lane Alliance Holdings I, Cl A *		31,337		306

Description	Shares/Number of Warrants/Face Amount (000)‡		Value (000)
Healthcare Services Acquisition, Cl A *	13,586	$	133
Iconic Sports Acquisition *	88,675		897
Ignyte Acquisition *	13,586		133
Infinite Acquisition *	6,016		61
Isleworth Healthcare Acquisition *	30,282		298
Itiquira Acquisition, Cl A *	13,586		132
Jackson Acquisition *	34,223		341
Juniper II *	21,998		224
KINS Technology Group, Cl A *	31,314		312
LMF Acquisition Opportunities, Cl A *	8,757		88
Mason Industrial Technology, Cl A *	277,191		2,705
Noble Rock Acquisition, Cl A *	8,833		86
Oaktree Acquisition II, Cl A *	25,247		249
Omnichannel Acquisition, Cl A *	75,381		750
OmniLit Acquisition *	7,608		76
One Equity Partners Open Water I, Cl A *	25,590		249
Oyster Enterprises Acquisition, Cl A *	13,586		133
Parabellum Acquisition, Cl A *	354,580		3,457
Parabellum Acquisition Founder Shares *	19,671		—
Pearl Holdings Acquisition *	72,315		723
Peridot Acquisition II, Cl A *	23,488		229
Pontem, Cl A *	3,197		31
PROOF Acquisition I *	32,084		321
PWP Forward Acquisition I, Cl A *	7,776		76
Revelstone Capital Acquisition *	52,667		521
Revelstone Capital Acquisition Founder Shares *	5,925		—
RMG Acquisition III, Cl A *	27,407		267
RXR Acquisition, Cl A *	3,782		37
SDCL EDGE Acquisition *	17,994		179
Seaport Global Acquisition II, Cl A *	53,691		531
ShoulderUp Technology Acquisition *	3,856		39
Silver Crest Acquisition, Cl A *	13,586		133
SportsMap Tech Acquisition *	16,924		166
Stratim Cloud Acquisition *	51,763		502
Tailwind International Acquisition, Cl A *	38,400		374
Tailwind Two Acquisition, Cl A *	11,998		119
Target Global Acquisition I *	27,018		269
Tech and Energy Transition, Cl A *	15,353		149
Tekkorp Digital Acquisition, Cl A *	70,000		695
TG Venture Acquisition *	36,095		354
Tishman Speyer Innovation II, Cl A *	47,169		460
Trine II Acquisition *	15,733		159
Vector Acquisition II, Cl A *	175,058		1,710
VMG Consumer Acquisition *	21,395		217
Zanite Acquisition, Cl A *	7,101		72
			33,435
Warrants– 0.0%
Diversified Financials – 0.0%
Alpha Partners Technology Merger
11.500%, 04/03/28 *	14		10
AxonPrime Infrastructure Acquisition
11.500%, 07/11/23 *	27		19
Berenson Acquisition I
08/04/26 *#	62		31
Concord Acquisition III, Cl A
01/03/29 *#	13		9
DHB Capital, Cl A
11.500%, 03/18/28 *	2		1
Parabellum Acquisition,
03/29/23 *#	195		88
Seaport Global Acquisition II
11/04/23 *#	27		14
			172
Total Special Purpose Acquisition Companies
(Cost $33,336) (000)			33,607

Commercial Paper — 5.6%
Health Care – 1.6%
Viatris
0.000%, 01/25/22 (d)	3,530		3,529
Industrials – 0.7%
Albemarle
0.000%, 02/03/22 (d)	1,627		1,626
Information Technology – 1.6%
Jabil
0.500%, 02/08/22 (d)	3,651		3,649

Description	Number of Contracts			Notional Amount (000)			Exercise Price	Expiration Date		Value (000)
PURCHASED OPTIONS — 0.2%
Call Options
Navitas Semiconductor*	351		$	597		$	10.00	01/22/22	$	244
Redwire*	213			144			5.00	01/22/22		38
Redwire*	134			90			10.00	01/22/22		2
Rocket Lab USA*	298			366			6.00	01/22/22		188
				1,197						472
Total Purchased Options
(Cost $668) (000)			$	1,197					$	472
WRITTEN OPTIONS — (0.1)%
Put Options
Magellan Midstream Partners*	(246	)		(1,508	)		45.00	01/22/22		(8	)
Call Options
iShares iBoxx $ High Yield Corporate Bond ETF*	(92	)	$	(800	)	$	86.00	02/19/22	$	(11	)
iShares iBoxx $ High Yield Corporate Bond ETF*	(275	)	$	(2,393	)	$	87.00	02/19/22	$	(11	)
Magellan Midstream Partners*	(123	)		(754	)		45.00	01/22/22		(19	)
Navitas Semiconductor*	(86	)		(146	)		20.00	01/22/22		(3	)
Navitas Semiconductor*	(421	)		(716	)		15.00	01/22/22		(103	)
Redwire*	(24	)		(16	)		12.50	02/19/22		–
Redwire*	(153	)		(103	)		10.00	02/19/22		(4	)
Redwire*	(153	)		(103	)		7.50	01/22/22		(7	)
Rocket Lab USA*	(62	)		(76	)		12.50	01/22/22		(4	)
Rocket Lab USA*	(99	)		(122	)		11.00	01/22/22		(15	)
Rocket Lab USA*	(93	)		(114	)		10.00	01/22/22		(22	)
				(5,344	)					(200	)
Total Written Options
(Premiums Received $312) (000)			$	(6,853	)				$	(208	)

Securities Sold Short, Not Yet Purchased		Level 1			Level 2			Level 3		Total
Corporate Obligations	$	—		$	(4,591	)	$	—	$	(4,591	)
Common Stock		(256	)		—			—		(256	)

Total Securities Sold Short, Not Yet Purchased	$	(256	)	$	(4,591	)	$	—	$	(4,847	)

		Common Stock			Trade Claims			Warrants			Bank Loan Obligations			Totals
Beginning balance as of October 1, 2021	$	5,922		$	5,200		$	3		$	7,732		$	18,857
Change in unrealized appreciation/ (depreciation)		619			—			(3	)		64			680
Realized gain/(loss)		1,215			—			—			—			1,215
Purchases		—			—			—			2,744			2,744
Sales		(3,344	)		—			—			—			(3,344	)
Transfer into Level 3		—			—			—			—			—
Transfer out of Level 3		—			—			—			—			—
Ending balance as of December 31, 2021	$	4,412		$	5,200		$	—		$	10,540		$	20,152
Change in unrealized gains/(losses) included in earnings related to securities still held at reporting date	$	(1,021	)	$	(39	)	$	—		$	(1	)	$	(1,061	)

Assets	Fair Value At December 31, 2021 (000)	Valuation Technique	Unobservable Input	Range (Weighted Average)
Common Stock RA Parent	$2,510	Multiples, Comparables and Transactions Methods	Offered Quotes EBITDA	$45,000 — $55,000 3.3x
Common Stock Superior Energy Services	$1,902	Transactions Method	Offered Quotes	$42 — $44.5
Trade Claims Brazos Electric Power	$5,200	Transactions Method	Offered Quotes	92 — 95
Bank Loan Obligations Inotiv, Inc.	$2,744	Transactions Method	Offered Quotes	98 — 99
Bank Loan Obligations JZ Capital Partners	$6,296	Transactions Method	Performing Loan on private assets, which are in excess of current debt	—
Bank Loans Obligations Real Alloy	$1,098	Multiples Methods	EBITDA Net Leverage High Coupon Callable Loan	$110 mm 1.2x EBTIDA LIBOR + 10.00% Callable Any Time @ 100.00
Bank Loan Obligations Gemma Cert	$ 402	Transactions Method	Loan Agreement secured by assets Cost	100

	RiverPark Floating Rate CMBS Fund
	December 31, 2021 (Unaudited)

Description		Face Amount (000)		Value (000)
Schedule of Investments
Commercial Mortgage-Backed Securities — 97.5% (a)
Non-Agency Mortgage-Backed Obligation – 97.5%
BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl G
4.010%, VAR ICE LIBOR USD 1 Month + 3.900%, 01/15/34	$	250	$	249
BX Commercial Mortgage Trust, Ser 2020-FOX, Cl E
3.710%, VAR ICE LIBOR USD 1 Month + 3.600%, 11/15/32		1,264		1,264
BX Commercial Mortgage Trust, Ser 2020-VKNG, Cl G
3.360%, VAR ICE LIBOR USD 1 Month + 3.250%, 10/15/37		1,398		1,391
BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl F
3.110%, VAR ICE LIBOR USD 1 Month + 3.000%, 01/15/34		1,000		996
BX Commercial Mortgage Trust, Ser 2021-VOLT, Cl F
2.510%, VAR ICE LIBOR USD 1 Month + 2.400%, 09/15/36		1,500		1,486
BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl F
2.460%, VAR ICE LIBOR USD 1 Month + 2.350%, 06/15/38		2,000		1,986
BX Commercial Mortgage Trust, Ser 2019-XL, Cl G
2.410%, VAR ICE LIBOR USD 1 Month + 2.300%, 10/15/36		876		868
BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl E
2.360%, VAR ICE LIBOR USD 1 Month + 2.250%, 01/15/34		1,000		992
BX Commercial Mortgage Trust, Ser 2021-XL2, Cl F
2.354%, VAR ICE LIBOR USD 1 Month + 2.244%, 10/15/38		2,000		1,990
BX Commercial Mortgage Trust, Ser 20108-IND, Cl G
2.160%, VAR ICE LIBOR USD 1 Month + 2.050%, 11/15/35		1,960		1,955
BX Commercial Mortgage Trust, Ser 2020-BXLP, Cl F
2.110%, VAR ICE LIBOR USD 1 Month + 2.000%, 12/15/36		1,646		1,633
BX Commercial Mortgage Trust, Ser 2021-VINO, Cl E
2.062%, VAR ICE LIBOR USD 1 Month + 1.952%, 05/15/38		1,500		1,495
BX Commercial Mortgage Trust, Ser 2018-BIOA, Cl E
2.061%, VAR ICE LIBOR USD 1 Month + 1.951%, 03/15/37		1,936		1,932
BX Trust, Ser 2019-MMP, Cl C
1.560%, VAR ICE LIBOR USD 1 Month + 1.450%, 08/15/36		995		985
CAMB Commercial Mortgage Trust, Ser 2019-LIFE, Cl G
3.360%, VAR ICE LIBOR USD 1 Month + 3.250%, 12/15/37		2,660		2,650
Cold Storage Trust, Ser 2020-ICE5, Cl F
3.602%, VAR ICE LIBOR USD 1 Month + 3.492%, 11/15/37		2,949		2,945
Credit Suisse Mortgage Capital Cartificates, Ser 2020-UNFI, Cl A
4.168%, 12/15/22 (b)		3,000		3,003
Credit Suisse Mortgage Capital Certificates, Ser 2019-ICE4, Cl F
2.760%, VAR ICE LIBOR USD 1 Month + 2.650%, 05/15/36 (b)		3,780		3,765
DBGS Mortgage Trust, Ser 20108-BIOD, Cl E
1.802%, VAR ICE LIBOR USD 1 Month + 1.700%, 05/15/35		1,856		1,851
JP Morgan Chase Commercial Mortgage Securities, Ser 2021-MHC, Cl E
2.560%, VAR ICE LIBOR USD 1 Month + 2.450%, 04/15/38		1,300		1,298
KKR Industrial Portfolio Trust, Ser 2021-KDIP, Cl F
2.160%, VAR ICE LIBOR USD 1 Month + 2.050%, 12/15/37		1,875		1,840
MHP, Ser 2021-STOR, Cl F
2.310%, VAR ICE LIBOR USD 1 Month + 2.200%, 07/15/38		1,500		1,491
Morgan Stanley Capital I Trust, Ser 2017-CLS, Cl F
2.710%, VAR ICE LIBOR USD 1 Month + 2.600%, 11/15/34		1,764		1,756
MSCG Trust, Ser 2018-SELF, Cl D
1.760%, VAR ICE LIBOR USD 1 Month + 1.650%, 10/15/37		2,000		1991