0001752724-21-256758.txt : 20211124
0001752724-21-256758.hdr.sgml : 20211124
20211124131636
ACCESSION NUMBER: 0001752724-21-256758
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211124
PERIOD START: 20210930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERPARK FUNDS TRUST
CENTRAL INDEX KEY: 0001494928
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22431
FILM NUMBER: 211444406
BUSINESS ADDRESS:
STREET 1: 156 WEST 56TH STREET
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-484-2100
MAIL ADDRESS:
STREET 1: 156 WEST 56TH STREET
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
0001494928
S000030034
RiverPark Short Term High Yield Fund
C000092096
Retail Class
RPHYX
C000092097
Institutional Class
RPHIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001494928
XXXXXXXX
S000030034
C000092097
C000092096
RiverPark Funds Trust
811-22431
0001494928
549300MZL2U4WJYG1566
156 WEST 56TH STREET
17TH FLOOR
NEW YORK
10019
2124842100
RIVERPARK SHORT TERM HIGH YIELD FUND
S000030034
549300ZIEZ88YN1W1K96
2021-09-30
2021-09-30
N
1317986606.99
131975376.35
1186011230.64
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
486642.05000000
USD
N
NATIONAL RETAIL PROPERTIES, INC.
5493008JKH5SOTI0JS97
National Retail Properties Inc PREFERRED STOCK
637417874
69983.00000000
NS
USD
1753773.98000000
0.147871616616
Long
EP
US
N
1
N
N
N
SAFEWAY INC.
549300NKZ6VCN5P3K723
SAFEWAY INC 4.750000% 12/01/2021
786514BU2
4544000.00000000
PA
USD
4584668.80000000
0.386562005616
Long
DBT
CORP
US
N
2
2021-12-01
Fixed
4.75000000
N
N
N
N
N
N
Pioneer Merger Corp
N/A
PIONEER MERGER CORP -CLASS A SPECIAL PURPOSE ACQUISITION COMPANIES
G7S24C103
50000.00000000
NS
USD
496500.00000000
0.041863009992
Long
EC
US
N
1
N
N
N
Live Oak Acquisition Corp II
N/A
LIVE OAK ACQUISITION CO-CL A SPECIAL PURPOSE ACQUISITION COMPANIES
53804W106
1360949.00000000
NS
USD
13582271.02000000
1.145205936428
Long
EC
US
N
1
N
N
N
Foresight Acquisition Corp
N/A
FORESIGHT ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
34552Y106
369075.00000000
NS
USD
3639079.50000000
0.306833477288
Long
EC
US
N
1
N
N
N
Novus Capital Corporation II
N/A
NOVUS CAPITAL CORP II-A SPECIAL PURPOSE ACQUISITION COMPANIES
67012W104
424362.00000000
NS
USD
4201183.80000000
0.354227994766
Long
EC
US
N
1
N
N
N
PTK Acquisition Corp.
N/A
VALENS SEMICONDUCTOR LTD SPECIAL PURPOSE ACQUISITION COMPANIES
M9607U115
165200.00000000
NS
USD
1652000.00000000
0.139290417942
Long
EC
US
N
1
N
N
N
ITT INC.
549300KDSERHTJOXUS80
ITT INC 0% CP 11/30/21
46575AYW9
7654000.00000000
PA
USD
7648929.00000000
0.644928884515
Long
ABS-APCP
US
N
2
2021-11-30
None
0.00000000
N
N
N
N
N
N
SPRINT COMMUNICATIONS, INC
549300JKU50UT08ZWD77
SPRINT COMMUNICATIONS INC 11.500000% 11/15/2021
852061AM2
13496000.00000000
PA
USD
13664700.00000000
1.152156037563
Long
DBT
CORP
US
N
2
2021-11-15
Fixed
11.50000000
N
N
N
N
N
N
Gores Metropoulos II Inc
N/A
GORES METROPOULOS II INC-A SPECIAL PURPOSE ACQUISITION COMPANIES
382873107
325239.00000000
NS
USD
3213361.32000000
0.270938523766
Long
EC
US
N
1
N
N
N
GENERAL MOTORS FINANCIAL COMPANY, INC.
5493008B6JBRUJ90QL97
GENERAL MOTORS FINL CO INC 0% COMMERCIAL PAPER
37046TYN8
15120000.00000000
PA
USD
15112364.85000000
1.274217685261
Long
ABS-APCP
US
N
2
2021-11-22
None
0.00000000
N
N
N
N
N
N
Leo Holdings III Corp
N/A
LEO HOLDINGS III CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
G5463T108
242976.00000000
NS
USD
2415181.44000000
0.203639002532
Long
EC
US
N
1
N
N
N
CROWN AMERICAS LLC
RPPGGRL1J75WGF2DFO04
CROWN AMERICAS LLC / CROWN AMERICAS CAPITAL CORP I 4.500000% 01/15/2023
228189AB2
8725000.00000000
PA
USD
9163431.25000000
0.772626010046
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
4.50000000
N
N
N
N
N
N
ACON S2 Acquisition Corp
N/A
ACON S2 ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
G00748106
109000.00000000
NS
USD
1088910.00000000
0.091812789952
Long
EC
US
N
1
N
N
N
Cerberus Telecom Acquisition Corp
N/A
CERBERUS TELECOM ACQUISIT-A SPECIAL PURPOSE ACQUISITION COMPANIES
G2040C104
339141.00000000
NS
USD
3391410.00000000
0.285950917865
Long
EC
US
N
1
N
N
N
SURGERY CENTER HOLDINGS, INC.
54930054EVI5HWPPW113
SURGERY CENTER HOLDINGS INC 144A 6.750000% 07/01/2025
84611WAB0
7006000.00000000
PA
USD
7137362.50000000
0.601795523989
Long
DBT
CORP
US
Y
2
2025-07-01
Fixed
6.75000000
N
N
N
N
N
N
UNITI GROUP INC.
549300V3NU625PJUVA84
UNITI GROUP LP / UNITI FIBER HOLDINGS INC / CSL CA 7.125000% 12/15/2024
20341WAE5
24290000.00000000
PA
USD
24836525.00000000
2.094122244238
Long
DBT
CORP
US
N
2
2024-12-15
Fixed
7.12500000
N
N
N
N
N
N
N/A
N/A
BROWN BROTHERS HARRIMAN SWEEP INTEREST
N/A
90020523.01000000
PA
USD
90020523.01000000
7.590191448813
Long
STIV
US
N
2
N
N
N
ICAHN ENTERPRISES L.P.
549300T0G4GS0SINS786
ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE C 6.750000% 02/01/2024
451102BM8
11700000.00000000
PA
USD
11860875.00000000
1.000064307451
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
6.75000000
N
N
N
N
N
N
B&G FOODS, INC.
549300TRW1LZMDJZAQ78
B&G FOODS INC 5.250000% 04/01/2025
05508RAE6
11000000.00000000
PA
USD
11276100.00000000
0.950758281935
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
5.25000000
N
N
N
N
N
N
FORD MOTOR CREDIT COMPANY LLC
UDSQCVRUX5BONN0VY111
FORD MOTOR CREDIT CO LLC VARIABLE RATE 10/12/2021
345397ZG1
3246000.00000000
PA
USD
3246023.24000000
0.273692453843
Long
DBT
CORP
US
N
2
2021-10-12
Floating
0.99900000
N
N
N
N
N
N
CITIC Capital Acquisition Corp
N/A
CITIC CAPITAL ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES
G21513109
100000.00000000
NS
USD
997000.00000000
0.084063284920
Long
EC
US
N
1
N
N
N
GENERAL MOTORS FINANCIAL COMPANY, INC.
5493008B6JBRUJ90QL97
GENERAL MTRS 0 10/27/21CP
37046TXT6
6636000.00000000
PA
USD
6634427.27000000
0.559389919640
Long
ABS-APCP
US
N
2
2021-10-27
None
0.00000000
N
N
N
N
N
N
THE FRESH MARKET, INC.
529900QM5ZSBEBR6CS58
FRESH MARKET INC/THE 144A 9.750000% 05/01/2023
35804HAA4
34458000.00000000
PA
USD
35534812.50000000
2.996161552435
Long
DBT
CORP
US
Y
2
2023-05-01
Fixed
9.75000000
N
N
N
N
N
N
Altimar Acquisition Corp II
N/A
ALTIMAR ACQUISITION CORP -A SPECIAL PURPOSE ACQUISITION COMPANIES
G03709105
814243.00000000
NS
USD
8020293.55000000
0.676240944672
Long
EC
US
N
1
N
N
N
Alpha Partners Technology Merger Corp
N/A
ALPHA PARTNERS TECHNOLOGY ME SPECIAL PURPOSE ACQUISITION COMPANIES
G63290129
676540.00000000
NS
USD
6690980.60000000
0.564158283424
Long
EC
US
N
1
N
N
N
LINKEM S.P.A.
8156008F52B23E338F42
LINKEM SPA 144A VARIABLE RATE 08/09/2022
BA0032827
27399000.00000000
PA
31861644.26000000
2.686453840981
Long
DBT
NUSS
IT
Y
2
2022-08-09
Floating
6.00000120
N
N
N
N
N
N
PAREXEL INTERNATIONAL CORPORATION
N/A
PAREXEL INTERNATIONAL CORPORATION 9/27/2024
69946EAT8
21882000.00000000
PA
USD
21863400.30000000
1.843439567448
Long
LON
US
N
2
2024-09-27
Floating
2.83462920
N
N
N
N
N
N
INTELSAT JACKSON 9/21 DIP COV-LITE
N/A
INTELSAT JACKSON 9/21 DIP COV-LITE 07/13/2022 AND 4.75%
L5137LAM7
29900000.00000000
PA
USD
29900000.00000000
2.521055385273
Long
LON
US
N
2
2022-07-13
Floating
4.74999840
N
N
N
N
N
N
Golden Path Acquisition Corp
N/A
GOLDEN PATH ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES
G4028H105
164598.00000000
NS
USD
1631166.18000000
0.137533788707
Long
EC
US
N
1
N
N
N
JAGUAR HOLDING COMPANY II
N/A
JAGUAR HOLDING CO II / PPD DEVELOPMENT LP 144A 4.625000% 06/15/2025
47010LAB8
27897000.00000000
PA
USD
29012880.00000000
2.446256768103
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
4.62500000
N
N
N
N
N
N
Yellowstone Acquisition Co
N/A
YELLOWSTONE ACQUISIT CO-CL A SPECIAL PURPOSE ACQUISITION COMPANIES
98566K105
215100.00000000
NS
USD
2183265.00000000
0.184084681796
Long
EC
US
N
1
N
N
N
JAGUAR HOLDING COMPANY II
N/A
JAGUAR HOLDING CO II / PPD DEVELOPMENT LP 144A 4.625000% 06/15/2025
47010LAB8
1591000.00000000
PA
USD
1654640.00000000
0.139513012798
Long
DBT
CORP
US
Y
2
2025-06-15
Fixed
4.62500000
N
N
N
N
N
N
COGENT COMMUNICATIONS GROUP, INC.
549300KFWFYF8Q1U0Y26
COGENT COMMUNICATIONS GROUP INC 144A 5.375000% 03/01/2022
19240CAA1
19127000.00000000
PA
USD
19246543.75000000
1.622796079225
Long
DBT
CORP
US
Y
2
2022-03-01
Fixed
5.37500000
N
N
N
N
N
N
CCO HOLDINGS, LLC
N/A
CCO HOLDINGS LLC / CCO HOLDINGS CAPITAL CORP 144A 4.000000% 03/01/2023
1248EPBZ5
19569000.00000000
PA
USD
19685044.17000000
1.659768783081
Long
DBT
CORP
US
Y
2
2023-03-01
Fixed
4.00000000
N
N
N
N
N
N
AXON INFRASTRUCTURE FOUNDER SHARES
N/A
AXON INFRASTRUCTURE FOUNDER SHARES DUMMY SECURITY
N/A
22000.00000000
NS
USD
0.00000000
0.000000
Long
EC
US
N
2
N
N
N
DMY Technology Group Inc IV
N/A
DMY TECHNOLOGY GROUP IV-A SPECIAL PURPOSE ACQUISITION COMPANIES
23344K102
200000.00000000
NS
USD
1982000.00000000
0.167114775037
Long
EC
US
N
1
N
N
N
N/A
N/A
MEREDITH CORP 6.500000% 07/01/2025
589433AD3
9460000.00000000
PA
USD
10138471.20000000
0.854837706260
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
6.50000000
N
N
N
N
N
N
ASHTON WOODS USA L.L.C.
N/A
ASHTON WOODS USA LLC / ASHTON WOODS FINANCE CO 144 9.875000% 04/01/2027
045086AH8
415000.00000000
PA
USD
465318.75000000
0.039233924433
Long
DBT
CORP
US
Y
2
2027-04-01
Fixed
9.87500000
N
N
N
N
N
N
MEREDITH CORPORATION
N/A
MEREDITH CORPORATION 1/31/2025
58943PAR3
4123711.94000000
PA
USD
4206186.18000000
0.354649776607
Long
LON
US
N
2
2025-01-31
Floating
5.24999880
N
N
N
N
N
N
Aldel Financial Inc
N/A
ALDEL FINANCIAL INC -CLASS A SPECIAL PURPOSE ACQUISITION COMPANIES
01407X104
220096.00000000
NS
USD
2220768.64000000
0.187246847468
Long
EC
US
N
1
N
N
N
HILTON GRAND VACATIONS BORROWER LLC
254900HF0EZ734FDVY79
HILTON GRAND VACATIONS BORROWER LLC / HILTON GRAND 6.125000% 12/01/2024
43283QAB6
3949000.00000000
PA
USD
4101431.40000000
0.345817248103
Long
DBT
CORP
US
N
2
2024-12-01
Fixed
6.12500000
N
N
N
N
N
N
CHANGE HEALTHCARE HOLDINGS INC.
N/A
CHANGE HEALTHCARE HOLDINGS INC. 3/1/2024
15911AAC7
10643139.71000000
PA
USD
10630367.94000000
0.896312586708
Long
LON
US
N
2
2024-03-01
Floating
3.49999920
N
N
N
N
N
N
INTELSAT JACKSON HOLDINGS S.A.
N/A
INTELSAT JACKSON HOLDINGS S.A. 11/27/2023
L5137LAF2
4829000.00000000
PA
USD
4882457.03000000
0.411670387586
Long
LON
US
N
2
2023-11-27
Floating
7.99999920
N
N
N
N
N
N
Motive Capital Corp
N/A
MOTIVE CAPITAL CORP -CL A SPECIAL PURPOSE ACQUISITION COMPANIES
G6293A103
150000.00000000
NS
USD
1485000.00000000
0.125209606927
Long
EC
US
N
1
N
N
N
QUICKEN LOANS INC.
N/A
ROCKET MORTGAGE LLC 144A 5.250000% 01/15/2028
74840LAB8
79000000.00000000
PA
USD
85221250.00000000
7.185534824490
Long
DBT
CORP
US
N
2
2028-01-15
Fixed
5.25000000
N
N
N
N
N
N
U.S. DOLLARS
N/A
FX Forward Contract: USD/EUR SETTLE 2021-10-06
N/A
1.00000000
NC
USD
732723.20000000
0.061780460510
N/A
DFE
US
N
2
BROWN BROTHERS
N/A
27808000.00000000
EUR
32945249.92000000
USD
2021-10-06
732723.20000000
N
N
N
Montes Archimedes Acquisition Corp
N/A
MONTES ARCHIMEDES ACQUISIT-A SPECIAL PURPOSE ACQUISITION COMPANIES
612657106
73196.00000000
NS
USD
731960.00000000
0.061716110361
Long
EC
US
N
1
N
N
N
SANJEL CANADA LTD.
N/A
BRAZOS ELECTRIC POWER COOP. INC TRADE CLAIM - CONCORD ENERGY
N/A
13958000.00000000
PA
USD
12562200.00000000
1.059197389996
Long
DBT
CORP
US
N
2
2169-12-31
Fixed
0.00000000
N
N
N
N
N
N
Ion Acquisition Corp 2 Ltd
N/A
ION ACQUISITION CORP 2 LTD-A SPECIAL PURPOSE ACQUISITION COMPANIES
G49393104
150000.00000000
NS
USD
1486500.00000000
0.125336081277
Long
EC
US
N
1
N
N
N
STARWOOD PROPERTY TRUST, INC.
BUGSFQZERKRBFWIG5267
STARWOOD PROPERTY TRUST INC 5.000000% 12/15/2021
85571BAG0
322000.00000000
PA
USD
322845.25000000
0.027221095522
Long
DBT
CORP
US
N
2
2021-12-15
Fixed
5.00000000
N
N
N
N
N
N
Aurora Acquisition Corp
N/A
AURORA ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
G0698L103
8900.00000000
NS
USD
88555.00000000
0.007466624068
Long
EC
US
N
1
N
N
N
Tailwind Acquisition Corp
N/A
TAILWIND ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
87403Q102
299640.00000000
NS
USD
2930479.20000000
0.247086968849
Long
EC
US
N
1
N
N
N
Seven Oaks Acquisition Corp
N/A
SEVEN OAKS ACQUISITION COR-A SPECIAL PURPOSE ACQUISITION COMPANIES
81787X106
860576.00000000
NS
USD
8545519.68000000
0.720526033753
Long
EC
US
N
1
N
N
N
SCVX Corp
N/A
SCVX CORP - CLASS A SPECIAL PURPOSE ACQUISITION COMPANIES
G79448208
140745.00000000
NS
USD
1397597.85000000
0.117840186829
Long
EC
US
N
1
N
N
N
Rogers Communications Inc.
54930030NVF3Y2OL0A78
ROGERS COMMUNICATIONS INC 0% CP 12/23/21
77511LZP1
20000000.00000000
PA
USD
19990853.40000000
1.685553465561
Long
ABS-APCP
US
N
2
2021-12-23
None
0.00000000
N
N
N
N
N
N
GigCapital4 Inc
549300XGCF2ELN28CS63
GIGCAPITAL4 INC SPECIAL PURPOSE ACQUISITION COMPANIES
37518G101
230849.00000000
NS
USD
2276171.14000000
0.191918177602
Long
EC
US
N
1
N
N
N
Seaport Global Acquisition Corp
N/A
SEAPORT GLOBAL ACQUI-CLASS A SPECIAL PURPOSE ACQUISITION COMPANIES
812227106
139624.00000000
NS
USD
1406013.68000000
0.118549777917
Long
EC
US
N
1
N
N
N
C&W SENIOR FINANCING DESIGNATED ACTIVITY COMPANY
5493009O8OIWZPZRY516
C&W SENIOR FINANCING DAC 144A 7.500000% 10/15/2026
12674TAB2
9310000.00000000
PA
USD
9667131.60000000
0.815096126432
Long
DBT
NUSS
PA
Y
2
2026-10-15
Fixed
7.50000000
N
N
N
N
N
N
Virtuoso Acquisition Corp
N/A
VIRTUOSO ACQUISITION CORP -A SPECIAL PURPOSE ACQUISITION COMPANIES
92837J104
68918.00000000
NS
USD
682977.38000000
0.057586080330
Long
EC
US
N
1
N
N
N
NUANCE COMMUNICATIONS, INC.
AEMSOT3SS15TNMJCE605
NUANCE COMMUNICATIONS INC 5.625000% 12/15/2026
67020YAQ3
17825000.00000000
PA
USD
18471156.25000000
1.557418325628
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
5.62500000
N
N
N
N
N
N
M3-Brigade Acquisition II Corp
N/A
M3-BRIGADE ACQUISITION II-A SPECIAL PURPOSE ACQUISITION COMPANIES
553800103
143007.00000000
NS
USD
1417199.37000000
0.119492913168
Long
EC
US
N
1
N
N
N
Mallinckrodt Intl
N/A
Mallinckrodt Intl 2/28/2022
N/A
45577921.00000000
PA
USD
44575206.74000000
3.758413545202
Long
LON
US
N
2
2022-02-28
Floating
0.00000000
N
N
N
N
N
N
G Squared Ascend I Inc
N/A
G SQUARED ASCEND I INC-CL A SPECIAL PURPOSE ACQUISITION COMPANIES
G4204R109
110000.00000000
NS
USD
1085150.00000000
0.091495760914
Long
EC
US
N
1
N
N
N
Decarbonization Plus Acquisition Corporation II
N/A
DECARBONIZATION PLUS ACQUI-A SPECIAL PURPOSE ACQUISITION COMPANIES
242794105
289231.00000000
NS
USD
2860494.59000000
0.241186130122
Long
EC
US
N
1
N
N
N
Austerlitz Acquisition Corp I
N/A
AUSTERLITZ ACQUISITION COR-A SPECIAL PURPOSE ACQUISITION COMPANIES
G0633D109
1021124.00000000
NS
USD
10149972.56000000
0.855807457617
Long
EC
US
N
1
N
N
N
LUMEN TECHNOLOGIES, INC.
8M3THTGWLTYZVE6BBY25
LUMEN TECHNOLOGIES INC 5.800000% 03/15/2022
156700AS5
22110000.00000000
PA
USD
22557727.50000000
1.901982621853
Long
DBT
CORP
US
N
2
2022-03-15
Fixed
5.80000000
N
N
N
N
N
N
LSB INDUSTRIES, INC.
5493001H215A0HG0MI71
LSB INDUSTRIES INC 144A 9.625000% 05/01/2023
502160AM6
1310000.00000000
PA
USD
1365819.10000000
0.115160722319
Long
DBT
CORP
US
Y
2
2023-05-01
Fixed
9.62500000
N
N
N
N
N
N
BALL CORPORATION
0BGI85ALH27ZJP15DY16
BALL CORP 5.000000% 03/15/2022
058498AR7
2576000.00000000
PA
USD
2626811.60000000
0.221482860544
Long
DBT
CORP
US
N
2
2022-03-15
Fixed
5.00000000
N
N
N
N
N
N
UNITI GROUP INC.
549300V3NU625PJUVA84
UNITI GROUP LP / UNITI FIBER HOLDINGS INC / CSL CA 7.125000% 12/15/2024
20341WAE5
1990000.00000000
PA
USD
2034775.00000000
0.171564564266
Long
DBT
CORP
US
Y
2
2024-12-15
Fixed
7.12500000
N
N
N
N
N
N
Benson Hill Inc
N/A
BENSON HILL INC SPECIAL PURPOSE ACQUISITION COMPANIES
082490103
800000.00000000
NS
USD
8000000.00000000
0.674529868969
Long
EC
US
N
1
N
N
N
890 5th Avenue Partners Inc
N/A
890 5TH AVENUE PARTNERS-CL A SPECIAL PURPOSE ACQUISITION COMPANIES
28250A105
931571.00000000
NS
USD
9231868.61000000
0.778396390480
Long
EC
US
N
1
N
N
N
ALTERA SHUTTLE TANKERS L.L.C.
549300HNHHJ4SLVPDR57
ALTERA SHUTTLE TANKERS LLC 7.125000% 08/15/2022
N/A
4000000.00000000
PA
USD
4025000.00000000
0.339372840325
Long
DBT
NUSS
US
N
2
2022-08-15
Fixed
7.12500000
N
N
N
N
N
N
Magnum Opus Acquisition Ltd
N/A
MAGNUM OPUS ACQUISITION LT-A SPECIAL PURPOSE ACQUISITION COMPANIES
G5S70A104
287097.00000000
NS
USD
2839389.33000000
0.239406614089
Long
EC
US
N
1
N
N
N
FORD MOTOR CREDIT COMPANY LLC
UDSQCVRUX5BONN0VY111
FORD MOTOR CREDIT CO LLC 3.813000% 10/12/2021
345397ZH9
24619000.00000000
PA
USD
24662083.25000000
2.079413972892
Long
DBT
CORP
US
N
2
2021-10-12
Fixed
3.81300000
N
N
N
N
N
N
Alcoa Nederland Holding B.V.
5493000UL1QLQLT1VQ42
ALCOA NEDERLAND HOLDING BV 144A 7.000000% 09/30/2026
013822AB7
8490000.00000000
PA
USD
8787150.00000000
0.740899392264
Long
DBT
NUSS
US
Y
2
2026-09-30
Fixed
7.00000000
N
N
N
N
N
N
GOLDEN NUGGET ONLINE GAMING, INC.
N/A
GOLDEN NUGGET ONLINE GAMING, INC. 10/4/2023
N/A
10956526.61000000
PA
USD
11833048.74000000
0.997718102012
Long
LON
US
N
2
2023-10-04
Floating
12.99999960
N
N
N
N
N
N
VPC Impact Acquisition Holdings III Inc
N/A
VPC IMPACT ACQUISITION HOL-A SPECIAL PURPOSE ACQUISITION COMPANIES
91835J108
400000.00000000
NS
USD
3964000.00000000
0.334229550074
Long
EC
US
N
1
N
N
N
Syncreon Group B.V.
N/A
Syncreon Group B.V. 4/1/2025
N/A
22302000.00000000
PA
USD
22413510.00000000
1.889822745430
Long
LON
US
N
2
2025-04-01
Floating
6.99999840
N
N
N
N
N
N
INTELSAT JACKSON HOLDINGS S.A.
N/A
INTELSAT JACKSON HOLDINGS S.A. 7/13/2022
L5137LAK1
2875000.00000000
PA
USD
2875000.00000000
0.242409171660
Long
LON
US
N
2
2022-07-13
Floating
6.50000160
N
N
N
N
N
N
Trulieve Cannabis Corp.
N/A
TRULIEVE CANNABIS CORP 9.750000% 06/18/2024
89788CAB0
24789000.00000000
PA
USD
26431271.25000000
2.228585241620
Long
DBT
NUSS
US
N
2
2024-06-18
Fixed
9.75000000
N
N
N
N
N
N
Cartesian Growth Corp
N/A
CARTESIAN GROWTH CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
G19276107
376849.00000000
NS
USD
3719499.63000000
0.313614199757
Long
EC
US
N
1
N
N
N
Yucaipa Acquisition Corp
N/A
YUCAIPA ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES
G9879L105
231387.00000000
NS
USD
2286103.56000000
0.192755641847
Long
EC
US
N
1
N
N
N
CAESARS RESORT COLLECTION, LLC
549300V3UCT773B1KR38
CAESARS RESORT COLLECTION LLC / CRC FINCO INC 144A 5.250000% 10/15/2025
12652AAA1
12954000.00000000
PA
USD
13146366.90000000
1.108452142810
Long
DBT
CORP
US
N
2
2025-10-15
Fixed
5.25000000
N
N
N
N
N
N
Capstar Special Purpose Acquisition Corp
N/A
CAPSTAR SPECIAL PURPOSE AC-A SPECIAL PURPOSE ACQUISITION COMPANIES
14070Y101
13721.00000000
NS
USD
136112.32000000
0.011476478171
Long
EC
US
N
1
N
N
N
DISH DBS Corporation
N/A
DISH DBS CORP 5.875000% 07/15/2022
25470XAJ4
23034000.00000000
PA
USD
23742295.50000000
2.001860934081
Long
DBT
CORP
US
N
2
2022-07-15
Fixed
5.87500000
N
N
N
N
N
N
ALTICE FRANCE SA
5493001ZMCICV4N02J21
ALTICE FRANCE SA/FRANCE 144A 7.375000% 05/01/2026
67054KAA7
54229000.00000000
PA
USD
56341761.84000000
4.750525153931
Long
DBT
NUSS
FR
N
2
2026-05-01
Fixed
7.37500000
N
N
N
N
N
N
FOOT LOCKER, INC.
549300X383CBNP6MTV94
FOOT LOCKER INC 8.500000% 01/15/2022
980883AC6
18309000.00000000
PA
USD
18783111.56000000
1.583721222425
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
8.50000000
N
N
N
N
N
N
GRINDING MEDIA INC.
254900IYFJ03EGFQ8C34
GRINDING MEDIA INC / MOLY-COP ALTASTEEL LTD 144A 7.375000% 12/15/2023
398545AA1
37364000.00000000
PA
USD
38111280.00000000
3.213399588082
Long
DBT
CORP
US
Y
2
2023-12-15
Fixed
7.37500000
N
N
N
N
N
N
Thimble Point Acquisition Corp
N/A
THIMBLE POINT ACQUISITION-A SPECIAL PURPOSE ACQUISITION COMPANIES
88408P107
1285729.00000000
NS
USD
12780146.26000000
1.077573797771
Long
EC
US
N
1
N
N
N
Galileo Acquisition Corp
N/A
SHAPEWAYS HOLDINGS INC SPECIAL PURPOSE ACQUISITION COMPANIES
81947T102
296760.00000000
NS
USD
2994308.40000000
0.252468806588
Long
EC
US
N
1
N
N
N
Alkuri Global Acquisition Corp
N/A
ALKURI GLOBAL ACQUISIT-CL A SPECIAL PURPOSE ACQUISITION COMPANIES
66981N103
395338.00000000
NS
USD
3941519.86000000
0.332334109338
Long
EC
US
N
1
N
N
N
INTELSAT JACKSON HOLDINGS S.A.
N/A
INTELSAT JACKSON HOLDINGS S.A. 1/2/2024
L5137LAH8
12217000.00000000
PA
USD
12390114.89000000
1.044687821658
Long
LON
LU
N
2
2024-01-02
Floating
6.62500080
N
N
N
N
N
N
GLENCORE FUNDING LLC
213800STG1QDNBY87K49
GLENCORE FDG LLC 0% CP 11/03/21
37790AY31
20000000.00000000
PA
USD
19994578.80000000
1.685867577258
Long
ABS-APCP
US
N
2
2021-11-03
None
0.00000000
N
N
N
N
N
N
INTELSAT JACKSON HOLDINGS S.A.
N/A
INTELSAT JACKSON HOLDINGS S.A. 1/2/2024
L5137LAG0
2738000.00000000
PA
USD
2777372.44000000
0.234177583504
Long
LON
LU
N
2
2024-01-02
Floating
8.75000160
N
N
N
N
N
N
Highland Transcend Partners I Corp
N/A
HIGHLAND TRANSCEND PART-CL A SPECIAL PURPOSE ACQUISITION COMPANIES
G44690108
451153.00000000
NS
USD
4475437.76000000
0.377352055729
Long
EC
US
N
1
N
N
N
LEVEL 3 FINANCING, INC.
254900AE5FEFIJOXWL19
LEVEL 3 FINANCING INC 5.375000% 05/01/2025
527298BH5
21148000.00000000
PA
USD
21630438.75000000
1.823797126973
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
5.37500000
N
N
N
N
N
N
ACE Convergence Acquisition Corp
N/A
ACE CONVERGENCE ACQU-CLASS A SPECIAL PURPOSE ACQUISITION COMPANIES
G0083D120
970942.00000000
NS
USD
9622035.22000000
0.811293769520
Long
EC
US
N
1
N
N
N
CSC HOLDINGS, LLC
3HG2WD2W22M120IUNG49
CSC HOLDINGS LLC 6.750000% 11/15/2021
126307AF4
43544000.00000000
PA
USD
43707290.00000000
3.685234074589
Long
DBT
CORP
US
N
2
2021-11-15
Fixed
6.75000000
N
N
N
N
N
N
ARCH CAPITAL GROUP LTD.
549300AYR4P8AFKDCE43
Arch Capital Group Ltd PREFERRED STOCK
03939A206
9910.00000000
NS
USD
247750.00000000
0.020889346879
Long
EP
US
N
1
N
N
N
FORTERRA FINANCE LLC
N/A
FORTERRA FINANCE LLC 10/25/2023
34960TAC7
17706531.20000000
PA
USD
17692720.11000000
1.491783522189
Long
LON
US
N
2
2023-10-25
Floating
3.99999960
N
N
N
N
N
N
Hawaiian Airlines Pass Through Trust
N/A
HAWAIIAN AIRLINES 2013-1 CLASS B PASS THROUGH CERT 4.950000% 01/15/2022
419839AA3
4016551.80170000
PA
USD
4013131.31000000
0.338372117086
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
4.95000000
N
N
N
N
N
N
Meredith 2/20 Cov-Lite
N/A
Meredith 2/20 Cov-Lite 1/31/2025
N/A
15980179.98000000
PA
USD
15939110.92000000
1.343925800044
Long
LON
US
N
2
2025-01-31
Floating
2.58413040
N
N
N
N
N
N
AxonPrime Infrastructure Acquisition Corp
N/A
AXON INFRASTRUCTURE ACQUISI SPECIAL PURPOSE ACQUISITION COMPANIES
05467C207
440000.00000000
NS
USD
4356000.00000000
0.367281513653
Long
EC
US
N
1
N
N
N
NORTONLIFELOCK INC.
YF6ZV0M6AU4FY94MK914
NORTONLIFELOCK INC 3.950000% 06/15/2022
871503AK4
14625000.00000000
PA
USD
14814393.75000000
1.249093884381
Long
DBT
CORP
US
N
2
2022-06-15
Fixed
3.95000000
N
N
N
N
N
N
SANJEL CANADA LTD.
N/A
BRAZOS ELECTRIC POWER COOP. INC TRADE CLAIM - CONCORD ENERGY
N/A
11700740.74000000
PA
USD
10530666.67000000
0.887906151134
Long
DBT
CORP
US
N
2
2169-12-31
Fixed
0.00000000
N
N
N
N
N
N
Thayer Ventures Acquisition Corp
N/A
THAYER VENTURES ACQUISITIO-A SPECIAL PURPOSE ACQUISITION COMPANIES
88332T100
144675.00000000
NS
USD
1462664.25000000
0.123326340612
Long
EC
US
N
1
N
N
N
Cooke Omega Investments Inc.
N/A
COOKE OMEGA INVESTMENTS INC / ALPHA VESSELCO HOLDI 8.500000% 12/15/2022
21627UAA0
10282000.00000000
PA
USD
10501109.42000000
0.885413995138
Long
DBT
NUSS
CA
Y
2
2022-12-15
Fixed
8.50000000
N
N
N
N
N
N
VIATRIS INC.
254900ZZTSW7NL773X71
VIATRIS INC 0% COMMERCIAL PAPER
92557MZ16
15000000.00000000
PA
USD
14989615.05000000
1.263867884447
Long
ABS-APCP
US
N
2
2021-12-01
None
0.00000000
N
N
N
N
N
N
DONNELLEY FINANCIAL SOLUTIONS, INC.
549300O1NPY4J56QCU04
DONNELLEY FINANCIAL SOLUTIONS INC 8.250000% 10/15/2024
25787GAC4
1326000.00000000
PA
USD
1363174.41000000
0.114937732019
Long
DBT
CORP
US
N
2
2024-10-15
Fixed
8.25000000
N
N
N
N
N
N
SFL CORPORATION LTD.
549300RLYYPSB0C7RH77
SFL CORP LTD 5.750000% 10/15/2021
G81075AF3
17252000.00000000
PA
USD
17403817.60000000
1.467424350662
Long
DBT
CORP
NO
N
2
2021-10-15
Fixed
5.75000000
N
N
N
N
N
N
2021-09-30
RiverPark Funds Trust
Paul Genova
Paul Genova
CFO