TISHMAN SPEYER INNOVATION CORP II WT EXPIRATION: 12/31/27

0001752724-21-191358.txt : 20210830 0001752724-21-191358.hdr.sgml : 20210830 20210830091557 ACCESSION NUMBER: 0001752724-21-191358 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210830 PERIOD START: 20210930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERPARK FUNDS TRUST CENTRAL INDEX KEY: 0001494928 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22431 FILM NUMBER: 211221278 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-484-2100 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019

0001494928 S000041908 RiverPark Strategic Income Fund

C000130189 Institutional Class Shares RSIIX

C000130190 Retail Class Shares RSIVX

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N/A KINS TECHNOLOGY GROUP INC-A SPECIAL PURPOSE ACQUISITION COMPANIES 49714K109 31314.00000000 NS USD 308756.04000000 0.139244444664 Long EC US N 1 N N N NGL ENERGY PARTNERS LP 5299005YSRP46BE8Z459 NGL Energy Partners LP PREFERRED STOCK 62913M206 86510.00000000 NS USD 1276022.50000000 0.575467428563 Long EP US N 2 N N N BOREALIS FINANCE LLC 213800ZLT6EGN1T9HJ53 BOREALIS FINANCE LLC 144A 7.500000% 11/16/2023 09972AAA0 602524.00000000 PA USD 618340.26000000 0.278862386360 Long DBT NUSS US Y 2 2023-11-16 Fixed 7.50000000 N N N N N N SANJEL CORP N/A SANJEL CORP 0.000000% MATURITY: PERPETUAL N/A 101250.00000000 PA USD 0.00000000 0.000000 Long DBT NUSS CA N 3 2169-12-29 Fixed 0.00000000 Y N N N N N CBRE Acquisition Holdings Inc N/A CBRE ACQUISITION HOLDINGS-A SPECIAL PURPOSE ACQUISITION COMPANIES 12510J106 31106.00000000 NS USD 302039.26000000 0.136215275418 Long EC US N 1 N N N CF Acquisition Corp VI N/A CF ACQUISITION CORP VI-CLS A SPECIAL PURPOSE ACQUISITION COMPANIES 12521J103 27466.00000000 NS USD 267518.84000000 0.120647072404 Long EC US N 1 N N N One Equity Partners Open Water I Corp N/A ONE EQUITY PARTNERS OPEN-A SPECIAL PURPOSE ACQUISITION COMPANIES 68237L105 25590.00000000 NS USD 248734.80000000 0.112175745921 Long EC US N 1 N N N Bite Acquisition Corp N/A BITE ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES 09175K105 17030.00000000 NS USD 164680.10000000 0.074268309283 Long EC US N 1 N N N CRESTWOOD EQUITY PARTNERS LP 549300CUY0F1TYDLDL45 CRESTWOOD EQUITY PARTNERS LP PARTNERSHIP SHARES 226344208 -18287.00000000 NS USD -548244.26000000 -0.24725011865 Short EC US N 1 N N N Adit EdTech Acquisition Cor N/A ADIT EDTECH ACQUISITION SPECIAL PURPOSE ACQUISITION COMPANIES 007024102 13586.00000000 NS USD 131648.34000000 0.059371470091 Long EC US N 1 N N N SANJEL CORP N/A SANJEL CORP MATURITY: PERPETUAL N/A 101250.00000000 PA USD 0.00000000 0.000000 Long DBT NUSS CA N 3 2169-12-29 Floating 0.00000000 Y N N N N N HUNT COMPANIES, INC. 549300ODPWDNCH5TKM49 HUNT COS INC 144A 5.250000% 04/15/2029 445587AE8 5090000.00000000 PA USD 4953155.35000000 2.233800401276 Long DBT CORP US Y 2 2029-04-15 Fixed 5.25000000 N N N N N N CF Acquisition IV Corp N/A CF ACQUISITION CORP IV-CL A SPECIAL PURPOSE ACQUISITION COMPANIES 12520T102 27235.00000000 NS USD 263907.15000000 0.119018253196 Long EC US N 1 N N N U.S. DOLLARS N/A FX Forward Contract: USD/EUR SETTLE 2021-07-07 N/A 1.00000000 NC USD 41739.09000000 0.018823717287 N/A DFE US N 2 BROWN BROTHERS N/A 1500000.00000000 EUR 1820550.00000000 USD 2021-07-07 41739.09000000 N N N N/A N/A RA PARENT INC DUMMY CUSIP N/A 55.78000000 NS USD 2186854.90000000 0.986239479275 Long EC US N 3 N N N CTO REALTY GROWTH, INC. N/A CTO Realty Growth Inc PREFERRED STOCK 22948Q200 37004.00000000 NS USD 940641.68000000 0.424215598697 Long EP US N 2 N N N DHB Capital Corp N/A DHB CAPITAL CORP WT EXPIRATION: 03/15/28 23291W117 1765.00000000 NC USD 1588.50000000 0.000716390197 N/A DE US N 2 DHB CAPITAL CORP WT N/A Call Purchased DHB Capital Corp DHB Capital Warrant Exp 31 March 2028 1765.00000000 11.50000000 USD 2028-03-18 XXXX 447.85000000 N N N Freddie Mac S6XOOCT0IEG5ABCC6L87 Federal Home Loan Mortgage Corp PREFERRED STOCK 313400855 37004.00000000 NS USD 125813.60000000 0.056740087945 Long EP US N 2 N N N Ares Acquisition Corp N/A ARES ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES G33032114 17341.00000000 NS USD 173410.00000000 0.078205366117 Long EC US N 1 N N N PWP Forward Acquisition Corp I N/A PWP FORWARD ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES 74709Q200 7776.00000000 NS USD 77371.20000000 0.034893276183 Long EC US N 1 N N N Oaktree Acquisition II Corp N/A OAKTREE ACQ CORP II - CL A SPECIAL PURPOSE ACQUISITION COMPANIES G6715X103 33720.00000000 NS USD 333153.60000000 0.150247386318 Long EC US N 1 N N N JACKTEL AS 549300TH27ADF0CT8150 JACKTEL AS 144A 10.000000% 12/04/2023 AV3265221 1786062.00000000 PA USD 267909.30000000 0.120823164136 Long DBT CORP NO N 2 2023-12-04 Fixed 10.00000000 N N Y N N N MARTIN MIDSTREAM PARTNERS L.P. N/A MARTIN MIDSTREAM PARTNERS LP / MARTIN MIDSTREAM FI 11.500000% 02/28/2025 573334AH2 1837643.00000000 PA USD 1913693.86000000 0.863047857440 Long DBT CORP US Y 2 2025-02-28 Fixed 11.50000000 N N N N N N Snipp Interactive Inc N/A SUPERIOR ENERGY SERVICES INC. NEW DUMMY CUSIP 83306Y102 60887.00000000 NS USD 2374593.00000000 1.070906608303 Long EC US N 1 N N N 2021-06-30 RiverPark Funds Trust Paul Genova Paul Genova CFO XXXX NPORT-EX 2 fp0068189_nportex2.htm SCHEDULE F

RiverPark Large Growth Fund
June 30, 2021 (Unaudited)

Description	Shares		Value (000)
Schedule of Investments
Common Stock — 98.4%**
Communication Services – 19.5%
Alphabet, Cl A *		746	$	1,822
Alphabet, Cl C *		741		1,857
Facebook, Cl A *		6,736		2,342
Pinterest, Cl A *		39,940		3,153
Snap, Cl A *		42,398		2,889
Twitter *		32,472		2,234
Walt Disney		12,362		2,173
Zillow Group, Cl A *		10,515		1,289
				17,759
Consumer Discretionary – 10.0%
Amazon.com *		1,080		3,716
Booking Holdings *		886		1,939
Farfetch, Cl A *		24,747		1,246
NIKE, Cl B		14,159		2,187
				9,088
Financials – 12.7%
Apollo Global Management, Cl A		33,304		2,072
Blackstone Group, Cl A (a)		42,380		4,117
Charles Schwab		36,195		2,635
KKR		46,627		2,762
				11,586
Health Care – 17.9%
DexCom *		5,490		2,344
Exact Sciences *		15,358		1,909
Illumina *		5,548		2,625
Intuitive Surgical *		2,451		2,254
IQVIA Holdings *		8,899		2,157
UnitedHealth Group		5,088		2,038
Zoetis, Cl A		16,238		3,026
				16,353
Industrials – 2.0%
Uber Technologies *		35,443		1,776

Information Technology – 33.3%
Adobe *		3,232		1,893
Apple		23,111		3,165
Autodesk *		6,917		2,019
Mastercard, Cl A		5,635		2,057
Microsoft		13,808		3,741
PayPal Holdings *		8,063		2,350
RingCentral, Cl A *		6,531		1,898
ServiceNow *		3,444		1,893
Shopify, Cl A *		2,188		3,197

Description	Shares		Value (000)
Snowflake, Cl A *		7,068	$	1,709
Square, Cl A *		8,344		2,034
Twilio, Cl A *		5,883		2,319
Visa, Cl A		8,727		2,040
				30,315
Real Estate – 3.0%
American Tower REIT, Cl A		5,351		1,445
Equinix REIT		1,656		1,329
				2,774
Total Common Stock
(Cost $44,046) (000)				89,651

Total Investments — 98.4%
(Cost $44,046) (000)			$	89,651

As of June 30, 2021, all of the Fund’s investments were considered Level 1 in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

For the period ended June 30, 2021 there were no transfers in or out of Level 3.

	Percentages are based on Net Assets of $91,147 (000).
*	Non-income producing security.
**	More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.
(a)	Security considered Master Limited Partnership. At June 30, 2021, these securities amounted to $4,117 (000) or 4.5% of Net Assets.

Cl — Class

REIT — Real Estate Investment Trust

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2100

Wedgewood Fund
June 30, 2021 (Unaudited)

Description	Shares		Value (000)
Schedule of Investments
Common Stock — 99.1%**
Communication Services – 22.3%
Alphabet, Cl A *		1,613	$	3,939
Electronic Arts		11,915		1,714
Facebook, Cl A *		9,558		3,323
				8,976
Consumer Discretionary – 12.2%
Booking Holdings *		400		875
Starbucks		15,805		1,767
Tractor Supply		12,111		2,254
				4,896
Financials – 9.4%
First Republic Bank		7,313		1,369
Progressive		14,810		1,454
S&P Global		2,380		977
				3,800
Health Care – 6.7%
Edwards Lifesciences *		26,155		2,709

Industrials – 7.2%
Copart *		12,798		1,687
Old Dominion Freight Line		4,709		1,195
				2,882
Information Technology – 41.3%
Apple		17,300		2,369
CDW		12,320		2,152
Keysight Technologies *		12,880		1,989
Microsoft		8,010		2,170
Motorola Solutions		12,905		2,798
PayPal Holdings *		8,634		2,517
Taiwan Semiconductor Manufacturing ADR		7,796		937
Visa, Cl A		7,228		1,690
				16,622
Total Common Stock
(Cost $23,803) (000)				39,885

Total Investments — 99.1%
(Cost $23,803) (000)			$	39,885

As of June 30, 2021, all of the Fund’s investments were considered Level 1 in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.For the period ended June 30, 2021 there were no transfers in or out of Level 3.

	Percentages are based on Net Assets of $40,262 (000).
*	Non-income producing security.
**	More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.

ADR — American Depositary Receipt

Cl — Class

Amounts designated as “—” are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2100

RiverPark Short Term High Yield Fund
June 30, 2021 (Unaudited)

Description		Face Amount (000)‡		Value (000)
Schedule of Investments
Corporate Obligations — 69.3%
Communication Services – 19.4%
CCO Holdings
4.000%, 03/01/23 (a)			19,569	$	19,779
Cogent Communications Group
5.375%, 03/01/22 (a)			7,910		8,071
CSC Holdings
6.750%, 11/15/21			43,329		44,287
DISH DBS
5.875%, 07/15/22			18,272		19,084
Level 3 Financing
5.375%, 05/01/25			21,148		21,624
Linkem
6.000%, VAR Euribor 3 Month+6.000%, 08/09/22 (a)	EUR		27,399		32,615
Lumen Technologies
5.800%, 03/15/22			7,191		7,409
Meredith
6.500%, 07/01/25 (a)			3,547		3,836
Sirius XM Radio
4.625%, 07/15/24 (a)			12,053		12,399
3.875%, 08/01/22 (a)			20,545		20,608
Videotron
5.000%, 07/15/22			22,238		23,192
					212,904
Consumer Discretionary – 12.4%
1011778 BC ULC
4.250%, 05/15/24 (a)			31,521		31,887
APX Group
7.875%, 12/01/22			14,219		14,324
7.625%, 09/01/23			19,400		19,958
At Home Holding III
8.750%, 09/01/25 (a)			10,223		11,431
Everi Payments
7.500%, 12/15/25 (a)			9,290		9,655
Ford Motor Credit
5.875%, 08/02/21			30,301		30,493
3.813%, 10/12/21			900		908
K Hovnanian Enterprises
10.000%, 07/15/22 (a)			7,440		7,544
LGI Homes
6.875%, 07/15/26 (a)			10,180		10,572
					136,772
Consumer Staples – 5.6%
B&G Foods
5.250%, 04/01/25			11,000		11,312

Description	Face Amount (000)‡		Value (000)
Fresh Market
9.750%, 05/01/23 (a)		32,619	$	33,562
Ingles Markets
5.750%, 06/15/23		8,294		8,312
Performance Food Group
5.500%, 06/01/24 (a)		4,280		4,298
Safeway
4.750%, 12/01/21		4,544		4,613
				62,097
Energy – 11.1%
Callon Petroleum
6.250%, 04/15/23		57,434		57,536
6.250%, 04/15/23		5,390		5,400
SunCoke Energy Partners
7.500%, 06/15/25 (a)		56,750		58,966
				121,902
Financials – 1.6%
Donnelley Financial Solutions
8.250%, 10/15/24		752		781
Genworth Holdings
7.625%, 09/24/21		1,479		1,505
Navient
7.250%, 01/25/22		14,687		15,252
				17,538
Health Care – 2.9%
AHP Health Partners
9.750%, 07/15/26 (a)		2,683		2,889
Jaguar Holding II
4.625%, 06/15/25 (a)		20,688		21,764
Surgery Center Holdings
6.750%, 07/01/25 (a)		7,006		7,164
				31,817
Industrials – 7.8%
Altera Shuttle Tankers
7.125%, 08/15/22		4,000		4,062
Ardagh Packaging Finance
6.000%, 02/15/25 (a)		6,785		7,017
BWX Technologies
5.375%, 07/15/26 (a)		16,294		16,735
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl B
4.950%, 01/15/22		5,848		5,842
Hertz
7.625%, 06/01/22 (a) (b)		1,597		1,788
Hillman Group
6.375%, 07/15/22 (a)		20,583		20,622

RiverPark Short Term High Yield Fund
June 30, 2021 (Unaudited)

Description	Face Amount (000)‡/Shares		Value (000)
Icahn Enterprises
6.750%, 02/01/24		2,095	$	2,146
WESCO Distribution
5.375%, 06/15/24		27,965		28,343
				86,555
Information Technology – 4.7%
Nuance Communications
5.625%, 12/15/26		17,825		18,661
Sprint
7.250%, 09/15/21		29,972		30,477
Sprint Communications
11.500%, 11/15/21		2,622		2,720
				51,858
Materials – 1.9%
Nouryon Holding BV
8.000%, 10/01/26 (a)		14,310		15,187
United States Steel
6.875%, 08/15/25		5,555		5,692
				20,879
Real Estate – 1.9%
ESH Hospitality
5.250%, 05/01/25 (a)		20,292		20,695

Total Corporate Obligations
(Cost $760,423) (000)				763,017

Special Purpose Acquisition Companies — 11.6%
Common Stock– 11.6%
Diversified Financials – 11.6%
890 5th Avenue Partners, Cl A *		711,111		7,011
ACON S2 Acquisition, Cl A		109,000		1,079
Aldel Financial, Cl A *		249,500		2,458
Alkuri Global Acquisition, Cl A *		395,338		3,914
Ascendant Digital Acquisition, Cl A *		535,573		5,329
Aurora Acquisition, Cl A		8,900		88
Austerlitz Acquisition I, Cl A *		1,021,124		10,129
Cerberus Telecom Acquisition, Cl A *		339,141		3,368
Consonance-HFW Acquisition, Cl A *		18,249		181
D8 Holdings, Cl A *		325,464		3,245
Decarbonization Plus Acquisition II, Cl A *		289,231		2,855

Description	Shares/Face Amount (000)‡		Value (000)
Foresight Acquisition, Cl A *		369,075	$	3,650
Fusion Acquisition, Cl A *		26,707		266
Galileo Acquisition *		300,000		3,000
GigCapital4 *		230,849		2,274
Good Works Acquisition *		50,000		497
Gores Metropoulos II, Cl A *		325,239		3,217
ION Acquisition 2, Cl A *		150,000		1,483
Leo Holdings III, Cl A *		92,976		918
Live Oak Acquisition II, Cl A *		1,446,711		14,351
M3-Brigade Acquisition II, Cl A *		143,007		1,390
Montes Archimedes Acquisition, Cl A *		73,196		724
NavSight Holdings *		50,000		499
NextGen Acquisition *		50,000		497
Pioneer Merger, Cl A *		50,000		495
PTK Acquisition *		165,200		1,637
Roth Ch Acquisition II *		13,105		130
Rotor Acquisition, Cl A *		1,252,430		12,499
SCVX *		140,745		1,392
Seaport Global Acquisition,Cl A *		124,570		1,241
Seven Oaks Acquisition, Cl A *		829,400		8,203
Soaring Eagle Acquisition, Cl A *		250,000		2,490
Star Peak II, Cl A		800,000		7,920
Thimble Point Acquisition, Cl A *		1,285,729		12,716
Virtuoso Acquisition, Cl A		68,918		684
VPC Impact Acquisition Holdings III, Cl A *		400,000		3,956
Yucaipa Acquisition, Cl A		231,387		2,284
Total Special Purpose Acquisition Companies
(Cost $127,846) (000)				128,070

Trade Claims — 2.1%
Energy – 2.1%
Brazos Electric Power *		25,659		23,093

Total Trade Claims
(Cost $23,253) (000)				23,093

RiverPark Short Term High Yield Fund
June 30, 2021 (Unaudited)

Description	Face Amount (000)‡/ Shares/ Number of Warrants		Value (000)
Convertible Bond — 1.6%
Energy – 1.6%
Ship Finance International CV to 65.8012
5.750%, 10/15/21		17,252	$	17,576

Total Convertible Bond
(Cost $17,362) (000)				17,576

Preferred Stock — 0.2%
Financials – 0.2%
Huntington Bancshares
6.250%		98,900		2,474

Total Preferred Stock
(Cost $2,509) (000)				2,474

Municipal Bond — 0.1%
Puerto Rico – 0.1%
Puerto Rico, Highway & Transportation Authority
5.606%, 07/01/21		1,400		1,400

Total Municipal Bond
(Cost $1,400) (000)				1,400

Warrant — 0.0%
Financials – 0.0%
Aldel Financial, Cl A *
Expires 1/3/2028, Strike Price 11.50		124,750		122

Total Warrant
(Cost $111) (000)				122

Bank Loan Obligations — 14.6%
Automobile – 2.3%
Hertz Corporation, The, Loan (DIP), 1st Lien
8.250%, VAR LIBOR+0.073%, 12/31/21 (c)		25,219		25,261

Description	Face Amount (000)‡		Value (000)
Building Materials – 1.3%
Forterra Finance, LLC, Replacement Term Loan
4.000%, VAR LIBOR+0.030%, 10/25/23		14,072	$	14,069

Consumer Discretionary – 2.6%
Golden Nugget Online Gaming, Inc., 2020 Initial Term Loan, 1st Lien
13.000%, VAR LIBOR+0.120%, 10/04/23		10,957		12,162
Jo-Ann Stores, LLC, Initial Loan, 1st Lien
6.000%, 10/20/23 (c)		16,186		16,161
				28,323
Diversified/Conglomerate Service – 0.8%
Change Healthcare Holdings, Inc. (fka Emdeon Inc.), Closing Date Term Loan, 1st Lien
3.500%, VAR LIBOR+0.025%, 03/01/24		8,528		8,517

Gaming/Leisure – 0.5%
Diamond Resorts Corp, Term B Loan
4.750%, VAR LIBOR+0.038%, 09/02/23		5,820		5,819

Health Care – 3.5%
Mallinckrodt International, 1st Lien
0.000%, 02/28/22 (c)		39,440		38,750

Home and Office Furnishings, Housewares and Durable Consumer Products – 0.2%
Hillman Group, Inc., The, Initial Term Loan, 1st Lien
4.115%, VAR LIBOR+0.040%, 05/30/25		1,642		1,637

Publishing – 1.3%
Meredith Corporation, Tranche B-3 Term Loan, 1st Lien
5.250%, VAR LIBOR+0.043%, 01/31/25 (c)		2,652		2,708

RiverPark Short Term High Yield Fund
June 30, 2021 (Unaudited)

Description	Face Amount (000)‡		Value (000)
Meredith, Term loan
2.646%, 01/31/25 (c)	11,785	$	11,729
			14,437
Telecommunications – 2.1%
Cincinnati Bell Inc., Tranche B Term Loan, 1st Lien
4.250%, VAR LIBOR+0.033%, 10/02/24	15,711		15,684
Colorado Buyer Second Lien
8.250%, 05/01/25	5,000		4,944
Intelsat Jackson Holdings S.A., DIP Facility, 1st Lien
6.500%, VAR LIBOR+0.055%, 07/13/22	3,010		3,027
			23,655
Total Bank Loan Obligations
(Cost $160,843) (000)			160,468

Total Investments — 99.5%
(Cost $1,093,747) (000)		$	1,096,220

A list of the open forward foreign currency contracts held by the Fund at June 30, 2021, is as follows (000):

Counterparty	Maturity Date	Currency to Deliver		Currency to Receive		Unrealized Appreciation
Brown Brothers Harriman	07/07/21	EUR	27,804	USD	33,737	$	765
						$	765

The following is a list of the inputs used as of June 30, 2021 in valuing the Fund’s investments and other financial instruments carried at value (000), in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP:

Investments in Securities	Level 1		Level 2		Level 3		Total
Corporate Obligations	$	—	$	763,017	$	—	$	763,017
Special Purpose Acquisition Companies		128,070		—		—		128,070
Trade Claims		—		23,093		—		23,093
Convertible Bond		—		17,576		—		17,576
Preferred Stock		2,474		—		—		2,474
Municipal Bond		—		1,400		—		1,400
Warrant		—		122		—		122
Bank Loan Obligations	$	—	$	160,468	$	—	$	160,468
Total Investments in Securities	$	130,544	$	965,676	$	—	$	1,096,220

Other Financial Instruments	Level 1		Level 2		Level 3		Total
Forwards Contracts*
Unrealized Appreciation	$	—	$	765	$	—	$	765
Total Other Financial Instruments	$	—	$	765	$	—	$	765

*	Forward contracts are valued at the unrealized appreciation on the instrument.

For the period ended June 30, 2021 there were no transfers in or out of Level 3.

	Percentages are based on Net Assets of $1,101,726 (000).
‡	In U.S. Dollar unless otherwise indicated.
*	Non-income producing security.
(a)	Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At June 30, 2021, these securities amounted to $379,085 (000) or 34.4% of Net Assets.
(b)	Security in default on interest payments.
(c)	Unsettled bank loan. Interest rate may not be available.

Cl — Class

CV — Convertible Security

DIP — Debtor in Possession

EUR — Euro

EURIBOR— Euro London Interbank Offered Rate

LIBOR— London Interbank Offered Rate

LLC — Limited Liability Company

Ser — Series

ULC — Unlimited Liability Company

USD — U.S. Dollar

VAR— Variable Rate

Amounts designated as “—” are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2100

RiverPark Long/Short Opportunity Fund
June 30, 2021 (Unaudited)

Description	Shares		Value (000)
Schedule of Investments
Common Stock — 95.0%**
Communication Services – 20.9%
Alphabet, Cl A *(a)		4,966	$	12,126
Alphabet, Cl C *(a)		4,951		12,409
Facebook, Cl A *		46,248		16,081
Pinterest, Cl A *(a)		250,869		19,806
Snap, Cl A *		334,630		22,801
Twitter *		225,473		15,515
Walt Disney (a)		64,981		11,422
				110,160
Consumer Discretionary – 7.7%
Amazon.com *		7,323		25,192
Farfetch, Cl A *(a)		105,899		5,333
NIKE, Cl B (a)		65,554		10,128
				40,653
Financials – 13.1%
Apollo Global Management, Cl A		205,912		12,808
Blackstone Group, Cl A (b) (c)		276,415		26,851
KKR		368,003		21,800
SoFi Technologies *		403,185		7,729
				69,188
Health Care – 18.6%
DexCom *		32,383		13,827
Exact Sciences *(a)		90,797		11,287
Illumina *(a)		33,991		16,085
Intuitive Surgical *(a)		9,927		9,129
IQVIA Holdings *(b)		76,361		18,504
UnitedHealth Group (a)		23,334		9,344
Zoetis, Cl A		107,403		20,016
				98,192
Industrials – 3.5%
Blade Air Mobility *		600,780		6,308
Uber Technologies *(a)		242,277		12,143
				18,451
Information Technology – 28.3%
Adobe *(a)(b)		17,526		10,264
Apple		152,828		20,931
Autodesk *(a)		18,731		5,468
Mastercard, Cl A (a)		20,679		7,550
Microsoft		85,086		23,050
PayPal Holdings *		54,764		15,963
RingCentral, Cl A *		37,350		10,853
ServiceNow *(a)		22,874		12,570
Shopify, Cl A *(a)		10,081		14,728
Square, Cl A *(a)		20,467		4,990

Description	Shares		Value (000)
Information Technology – continued
Twilio, Cl A *(a)		29,230	$	11,521
Visa, Cl A (a)		25,568		5,978
WM Technology *		277,296		4,953
				148,819
Real Estate – 2.9%
American Tower REIT, Cl A (a)(b)		27,525		7,435
Equinix (a)		9,809		7,873
				15,308
Total Common Stock
(Cost $306,265) (000)				500,771

Total Investments — 95.0%
(Cost $306,265) (000)			$	500,771

A list of open swap agreements held by the Fund at June 30, 2021 was as follows:

RiverPark Long/Short Opportunity Fund
June 30, 2021 (Unaudited)

Equity Swap
Company Reference	Counterparty	Receive (Pay)	Payment Frequency	Termination Date	Notional Amount(000)			Value (000)			Net Unrealized Appreciation/ (Depreciation) (000)†
Adobe Systems	Goldman Sachs International	Fed Funds - 0.50%	Maturity	02/24/2022	$	2,582		$	3,322		$	740
Alphabet, Class A	Goldman Sachs International	Fed Funds - 0.50%	Maturity	10/13/2021		251			402			151
Alphabet, Class C	Goldman Sachs International	Fed Funds - 0.50%	Maturity	10/13/2021		247			402			155
AT&T	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	04/05/2022		(3,903	)		(4,077	)		(174	)
Autodesk	Goldman Sachs International	Fed Funds - 0.50%	Maturity	11/30/2021		7,045			7,649			604
Booking Holdings	Goldman Sachs International	Fed Funds - 0.50%	Maturity	03/02/2022		9,666			10,771			1,105
Boston Properties	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	06/21/2022		(2,313	)		(2,428	)		(115	)
Campbell Soup	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/18/2022		(3,179	)		(3,169	)		10
Cerner Corp	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	07/06/2022		(4,092	)		(4,118	)		(26	)
Chegg	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	06/15/2022		(2,303	)		(2,411	)		(108	)
Coca Cola Company	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(3,019	)		(3,330	)		(311	)
Dexcom	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/25/2022		393			404			11
Domino's Pizza	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	02/08/2022		(3,929	)		(4,855	)		(926	)
Exact Sciences Corp	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/09/2022		505			468			(37	)
Farfetch	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/09/2022		2,038			2,010			(28	)
Federal Realty Investment Trust	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/18/2022		(2,287	)		(2,624	)		(337	)
Flextronics International Ltd	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(3,992	)		(3,715	)		277
Gap	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	05/18/2022		(4,577	)		(4,605	)		(28	)
General Mills	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	11/30/2021		(4,090	)		(4,331	)		(241	)
Harley-Davidson	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	05/18/2022		(3,705	)		(4,080	)		(375	)
Hewlett-Packard	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	06/21/2022		(5,077	)		(4,672	)		405
Illumina	Goldman Sachs International	Fed Funds - 0.50%	Maturity	02/15/2022		1,022			1,295			273
Intuitive Surgical	Goldman Sachs International	Fed Funds - 0.50%	Maturity	04/07/2022		3,874			4,987			1,113
Iron Mountain	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	05/18/2022		(4,735	)		(5,235	)		(500	)
JM Smucker	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/04/2022		(3,966	)		(4,595	)		(629	)
Kellogg	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	11/30/2021		(4,292	)		(4,607	)		(315	)
Keurig Dr Pepper	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(3,998	)		(4,453	)		(455	)
Kimco Realty	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(2,088	)		(2,488	)		(400	)
Kraft Heinz	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	08/02/2022		(3,945	)		(3,965	)		(20	)
Kroger	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/04/2022		(3,013	)		(3,532	)		(519	)
Lumen Technologies	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/04/2022		(3,480	)		(4,240	)		(760	)
Mastercard	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/09/2022		10,499			10,404			(95	)
Mondelez International, Class A	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	12/14/2021		(3,976	)		(4,536	)		(560	)
New York Times, Class A	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/14/2022		(3,450	)		(3,053	)		397
Nielsen Holdings PLC	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(3,940	)		(4,280	)		(340	)
Nike, Class B	Goldman Sachs International	Fed Funds - 0.50%	Maturity	08/25/2021		1,690			2,682			992
Peloton Interactive, Class A	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	04/25/2022		(4,092	)		(5,085	)		(993	)
Pepsico	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(3,585	)		(3,854	)		(269	)
Pinterest, Class A	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/09/2022		541			535			(6	)
Regency Centers Corp	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(2,004	)		(2,528	)		(524	)
Schwab Charles Corp New	Goldman Sachs International	Fed Funds - 0.50%	Maturity	03/02/2022		12,454			17,479			5,025
Servicenow	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/17/2022		438			437			(1	)
Shopify, Class A	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/23/2022		5,143			6,551			1,408
Simon Property Group	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	07/14/2021		(1,911	)		(2,699	)		(788	)
Snowflake, Class A	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/11/2022		8,848			10,684			1,836
Spdr S&P 500 ETF Trust	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	06/06/2022		(61,323	)		(63,150	)		(1,827	)
Square	Goldman Sachs International	Fed Funds - 0.50%	Maturity	03/09/2022		8,409			8,734			325
Twenty-First Century Fox, Class A	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/18/2022		(3,165	)		(3,727	)		(562	)

RiverPark Long/Short Opportunity Fund
June 30, 2021 (Unaudited)

Equity Swap
Company Reference	Counterparty	Receive (Pay)	Payment Frequency	Termination Date	Notional Amount(000)			Value (000)			Net Unrealized Appreciation/ (Depreciation) (000)†
Twilio, Class A	Goldman Sachs International	Fed Funds - 0.50%	Maturity	02/15/2022	$	3,136		$	3,494		$	358
Uber Technologies	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/09/2022		1,815			1,581			(234	)
Unitedhealth Group	Goldman Sachs International	Fed Funds - 0.50%	Maturity	03/03/2022		2,800			3,257			457
Verizon	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	05/24/2022		(3,695	)		(3,549	)		146
Visa	Goldman Sachs International	Fed Funds - 0.50%	Maturity	08/25/2021		6,539			7,632			1,093
Vornado Realty Trust	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	03/10/2022		(3,200	)		(3,710	)		(510	)
Wal Mart Stores	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	05/18/2022		(4,685	)		(4,750	)		(65	)
Walt Disney Company	Goldman Sachs International	Fed Funds - 0.50%	Maturity	05/09/2022		7,310			6,806			(504	)
Zillow Group, Class A	Goldman Sachs International	Fed Funds - 0.50%	Maturity	04/20/2022		7,460			7,942			482
Zoom Video Communications, Class A	Goldman Sachs International	Fed Funds - (0.50)%	Maturity	04/25/2022		(3,816	)		(4,636	)		(820	)
											$	2,961

Investments in Securities	Level 1		Level 2		Level 3		Total
Common Stock	$	500,771	$	—	$	—	$	500,771
Total Investments in Securities	$	500,771	$	—	$	—	$	500,771

Other Financial Instruments	Level 1			Level 2		Level 3		Total
Equity Swaps‡
Unrealized Appreciation	$	17,363		$	—	$	—	$	17,363
Unrealized Depreciation		(14,402	)		—		—		(14,402	)
Total Other Financial Instruments	$	2,961		$	—	$	—	$	2,961

‡	Equity Swaps are valued at the unrealized appreciation (depreciation) on the instrument.

For the period ended June 30, 2021 there were no transfers in or out of Level 3.

	Percentages are based on Net Assets of $527,053 (000).
*	Non-income producing security.
**	More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.
†	Inclusive of accrued dividends and interest related to Total Return Swaps.
(a)	Underlying security for a Total Return Swap.
(b)	This Security or a partial position of this security has been committed as collateral. The aggregate market value of the collateral as of June 30, 2021 was $56,824 (000).
(c)	Security considered Master Limited Partnership. At June 30, 2021, these securities amounted to $26,851 (000) or 5.1% of Net Assets.

Cl — Class

ETF — Exchange Traded Fund

Ltd. — Limited

PLC — Public Limited Company

REIT — Real Estate Investment Trust

S&P — Standard & Poor's

Amounts designated as “—” are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2100

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Description		Face Amount (000)‡		Value (000)
Schedule of Investments
Corporate Obligations — 48.2%
Communication Services – 5.1%
BuzzFeed
7.000%, 09/30/26 (k)	CAD		5,400	$	—
Connect Finco SARL
6.750%, 10/01/26 (a)			4,804		5,091
Getty Images
9.750%, 03/01/27 (a)			280		301
Linkem
6.000%, VAR Euribor 3 Month+6.000%, 08/09/22 (a)	EUR		4,675		5,565
Sirius XM Radio
5.375%, 07/15/26 (a)			367		380
					11,337
Consumer Discretionary – 9.5%
99 Escrow Issuer
7.500%, 01/15/26 (a)			4,501		4,397
Anagram International
15.000%cash/0% PIK, 08/15/25 (a)			1,569		1,813
APX Group
7.875%, 12/01/22			5,433		5,473
At Home Holding III
8.750%, 09/01/25 (a)			1,467		1,640
Crocs
4.250%, 03/15/29 (a)			1,018		1,041
Diamond Sports Group
12.750%, 12/01/26 (a)			2,272		1,761
FXI Holdings
12.250%, 11/15/26 (a)			1,639		1,892
Georg Jensen
6.000%, VAR Euribor 3 Month+6.000%, 05/15/23	EUR		500		594
Hercules Achievement
9.000%, VAR ICE LIBOR USD 3 Month+8.000%, 12/22/24 (a)			554		557
Jacktel
10.000%, 12/04/23			514		516
10.000%, 12/04/23 (a)			1,786		268
Lifefit Group Midco GmbH
7.500%, VAR Euribor 3 Month+7.500%, 07/26/23	EUR		1,160		1,331
					21,283
Consumer Staples – 2.9%
Chobani
7.500%, 04/15/25 (a)			1,921		2,002

Description		Face Amount (000)‡		Value (000)
Fresh Market
9.750%, 05/01/23 (a)			3,549	$	3,652
Grieg Seafood
3.590%, VAR NIBOR 3 Month+3.400%, 06/25/25 (a)	NOK		6,500		739
					6,393
Energy – 4.1%
Martin Midstream Partners
11.500%, 02/28/25 (a)			1,838		1,914
10.000%, 02/29/24 (a)			3,457		3,557
PBF Logistics
6.875%, 05/15/23			2,624		2,581
Rockpoint Gas Storage Canada
7.000%, 03/31/23 (a)			936		959
Sanjel
0.000%, 12/19/69 (b) (c) (d) (e)			2,700		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 12/29/69 (b) (c) (e)			101		—
0.000%, 06/19/70 (b) (c) (e)			101		—
					9,011
Financials – 5.8%
Aker Horizons
3.510%, VAR NIBOR 3 Month+3.250%, 08/15/25	NOK		12,500		1,434
Donnelley Financial Solutions
8.250%, 10/15/24			679		706
Hunt
5.250%, 04/15/29 (a)			5,090		4,953
LR Global Holding GmbH
7.250%, VAR Euribor 3 Month+7.250%, 02/03/25	EUR		1,445		1,777
StoneX Group
8.625%, 06/15/25 (a) (f)			3,437		3,681
VNV Global
5.750%, 10/04/22	SEK		2,250		272
					12,823
Health Care – 0.7%
Surgery Center Holdings
6.750%, 07/01/25 (a)			1,600		1,636

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Description		Face Amount (000)‡		Value (000)
Industrials – 6.9%
Borealis Finance
7.500%, 11/16/23 (a)			603	$	618
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl B
4.950%, 01/15/22			438		437
Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl A
3.900%, 01/15/26			4,725		4,632
HC2 Holdings
8.500%, 02/01/26 (a) (f)			5,813		5,801
Icahn Enterprises
5.250%, 05/15/27 (a)			2,749		2,847
StorCentric Peleus Insurance Co
5.875%, 02/19/23 (a)			844		843
					15,178
Information Technology – 7.6%
Dell International
7.125%, 06/15/24 (a)			4,069		4,183
Diebold Nixdorf
8.500%, 04/15/24			2,468		2,530
DUO Bidco
5.350%, VAR NIBOR 3 Month+5.000%, 04/12/26	NOK		4,589		541
Elastic
4.125%, 07/15/29 (a)			369		369
LINK Mobility Group Holding
3.375%, 12/15/25	EUR		4,900		5,846
MicroStrategy
6.125%, 06/15/28 (a)			3,189		3,189
NortonLifeLock
5.000%, 04/15/25 (a)			162		165
					16,823
Materials – 5.6%
Briggs & Stratton
6.875%, 12/15/20 (e)			67		6
Copper Mountain Mining
8.000%, 04/09/26 (a)			7,300		7,610
Modex
7.990%, VAR NIBOR 3 Month+7.750%, 03/02/26	NOK		9,200		1,085
Tacora Resources
8.250%, 05/15/26 (a)			3,661		3,794
					12,495
Total Corporate Obligations
(Cost $108,107) (000)					106,979

Description	Shares		Value (000)
Special Purpose Acquisition Companies — 12.9%
Common Stock– 12.9%
Diversified Financials – 12.9%
Adit EdTech Acquisition *		13,586	$	132
Alkuri Global Acquisition, Cl A *		13,586		134
Anzu Special Acquisition I *		23,739		237
Ares Acquisition *		17,341		173
Athena Technology Acquisition *		15,356		153
Athlon Acquisition, Cl A *		13,586		131
Atlantic Avenue Acquisition, Cl A *		117,481		1,141
Authentic Equity Acquisition, Cl A *		13,586		132
BGP Acquisition, Cl A *		82,036		804
Bite Acquisition *		17,030		165
Carney Technology Acquisition II, Cl A *		200,449		1,944
Cartesian Growth, Cl A *		46,189		447
Cascade Acquisition, Cl A *		50,126		495
CBRE Acquisition Holdings, Cl A *		31,106		302
Cerberus Telecom Acquisition (k) *		31,668		—
Cerberus Telecom Acquisition, Cl A *		52,263		519
CF Acquisition IV, Cl A *		27,235		264
CF Acquisition VI *		27,466		268
Churchill Capital V, Cl A *		9,218		93
Clarim Acquisition, Cl A *		25,893		250
Cohn Robbins Holdings, Cl A *		18,189		179
COVA Acquisition, Cl A *		13,586		132
DHB Capital, Cl A *		5,295		52
Disruptive Acquisition I, Cl A *		38,088		369
EJF Acquisition, Cl A *		30,285		293
Elliott Opportunity II *		293,167		2,935
Empowerment & Inclusion Capital I, Cl A *		25,567		250
EQ Health Acquisition, Cl A *		13,586		131
Equity Distribution Acquisition, Cl A *		35,502		350
Fintech Evolution Acquisition Group, Cl A *		13,586		131
Forum Merger IV, Cl A *		33,205		323
G Squared Ascend II *		36,871		369
Genesis Park (k) *		122,000		—
GigInternational1 *		35,394		357
Global Partner Acquisition II, Cl A *		16,501		160
Golden Falcon Acquisition, Cl A *		51,001		496
Gores Guggenheim *		35,928		360

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Description	Shares		Value (000)
Hamilton Lane Alliance Holdings I, Cl A *		31,337	$	306
Healthcare Services Acquisition, Cl A *		13,586		132
Ignyte Acquisition *		13,586		132
Isleworth Healthcare Acquisition *		30,282		297
Itiquira Acquisition, Cl A *		13,586		131
Jack Creek Investment, Cl A *		13,586		131
KINS Technology Group, Cl A *		31,314		309
Live Oak (k) *		245,692		—
Marlin Technology, Cl A *		15,099		152
Mason Industrial Technology, Cl A *		277,191		2,677
Noble Rock Acquisition *		8,833		88
North Atlantic Acquisition, Cl A *		13,586		132
Oaktree Acquisition II, Cl A *		33,720		333
Omnichannel Acquisition, Cl A *		233,921		2,299
One Equity Partners Open Water I, Cl A *		25,590		249
Oyster Enterprises Acquisition, Cl A *		13,586		131
Peridot Acquisition II, Cl A *		23,488		229
Pontem, Cl A *		3,197		31
PWP Forward Acquisition I *		7,776		77
RMG Acquisition III, Cl A *		27,407		267
Roth Ch Acquisition II *		37,640		374
RXR Acquisition *		3,782		38
Seven Oaks Acquisition, Cl A *		22,979		227
Silver Crest Acquisition, Cl A *		13,586		131
Stratim Cloud Acquisition *		76,033		760
Supernova Partners Acquisition III *		2,876		29
Tailwind International Acquisition, Cl A *		38,400		371
Tailwind Two Acquisition, Cl A *		38,624		373
Tech and Energy Transition, Cl A *		15,353		148
Tekkorp Digital Acquisition, Cl A *		70,000		682
Thimble Point Acquisition, Cl A *		18,869		187
Tishman Speyer Innovation II, Cl A *		47,169		466
Vector Acquisition II (k) *		124,533		—
Vector Acquisition II, Cl A *		194,509		1,931
Z-Work Acquisition *		14,413		144
				28,635

Description	Number of Warrants/Shares		Value (000)
Warrant– 0.0%
Diversified Financials – 0.0%
Cartesian Growth, Cl A
Strike Price $11.500, Expires 01/03/28 *		15	$	13
Clarim Acquisition, Cl A
Strike Price $11.500, Expires 01/03/28 *		9		8
DHB Capital, Cl A
Strike Price $11.500, Expires Date 03/18/28 *		2		2
EJF Acquisition, Cl A
Strike Price $11.500, Expires 03/03/27 *		7		6
Empowerment & Inclusion Capital I, Cl A
Strike Price $11.500, Expires 01/03/28 *		6		4
Forum Merger IV, Cl A
Strike Price $11.500, Expires 01/03/28 *		7		9
Tailwind International Acquisition
Strike Price $11.500, Expires 03/04/28 *		13		12
Tishman Speyer Innovation II, Cl A
Strike Price $11.500, Expires 01/03/28 *		0		—
				54
Total Special Purpose Acquisition Companies
(Cost $28,396) (000)				28,689

Common Stock — 6.7%
Consumer Discretionary – 1.8%
Appvion * (b) (d)		305,017		3,941

Energy – 1.5%
Crestwood Equity Partners LP (g)		11,224		336
Magellan Midstream Partners LP (g)		10,100		494
Mcdermott International *		422,414		207
Superior Energy Services *		60,887		2,375
				3,412
Financials – 0.1%
Rescap Liquidating Trust		311,918		234

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Description	Shares/Face Amount (000)‡		Value (000)
Health Care – 1.3%
Intercure *		392,808	$	2,805

Information Technology – 0.4%
Latch *		64,765		795

Materials – 1.2%
Barrick Gold		22,800		471
RA Parent * (b) (d)		56	$	2,187
				2,658
Real Estate – 0.4%
Alpine Income Property Trust		22,472		427
CTO Realty Growth		9,205		493
				920
Total Common Stock
(Cost $16,489) (000)				14,765

Convertible Bonds — 3.5%
Communication Services – 0.5%
DISH Network CV to 15.3429
3.375%, 08/15/26		1,101		1,126

Health Care – 2.1%
Tilray CV to 5.9735
5.000%, 10/01/23		737		726
UpHealth CV to 93.8967
6.250%, 06/15/26 (a)		4,592		4,041
				4,767
Industrials – 0.9%
Uber Technologies CV to 12.3701
0.000%, 12/15/25 (a) (c)		1,836		1,871

Total Convertible Bonds
(Cost $8,352) (000)				7,764

Preferred Stock — 2.9%
Energy – 0.6%
NGL Energy Partners LP(g)
9.000%(g)		86,510		1,276

Financials – 0.2%
Federal Home Loan Mortgage*
5.100%*		37,004		126

Description	Shares/Face Amount (000)‡/Number of Warrants		Value (000)
Financials – continued
Federal National Mortgage Association*
0.000%*(h)		111,012	$	236
				362
Industrials – 0.1%
WESCO International
10.625%		8,200		254

Real Estate – 2.0%
CTO Realty Growth
6.375%		37,004		941
Gladstone Commercial
6.000%		18,500		470
Gladstone Land
5.000%		80,601		2,096
Monmouth Real Estate Investment
6.125%		39,030		986
				4,493
Total Preferred Stock
(Cost $6,528) (000)				6,385

Trade Claims — 2.4%
Energy – 2.4%
Brazos Electric Power *		5,778		5,200

Total Trade Claims
(Cost $5,236) (000)				5,200

Commercial Paper — 2.4%
Consumer Discretionary – 2.4%
General Motors Financial
0.000%, 07/19/21 (c)		5,395		5,394
Total Commercial Paper
(Cost $5,394) (000)				5,394

Warrants — 0.0%
Energy – 0.0%
Mcdermott International * (b)(d)
Expires 6/30/2027, Strike Price $12.33		258,269		3
Mcdermott International * (b)(d)
Expires 6/30/2027, Strike Price $15.98		286,965		—

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Description	Number of Warrants/ Shares/ Face Amount (000)‡		Value (000)
Health Care – 0.0%
Alliance HealthCare Services#		224		—
GemmaCert (b)#
Expires 5/19/2024		21,135		—

Total Warrants
(Cost $153) (000)				3

Exchange-Traded Fund — 0.2%
Financials – 0.2%
Invesco Senior Loan ETF		18,436	$	408
Total Exchange-Traded Fund
(Cost $410) (000)				408

Bank Loan Obligations — 16.4%
Automobile – 1.3%
Hertz Corporation, The, Loan (DIP), 1st Lien
8.250%, VAR LIBOR+0.073%, 12/31/21 (i)		2,856		2,861

Consumer Discretionary – 4.0%
First Brands Group, LLC, Initial Term Loan, 2nd Lien
9.500%, 03/30/28 (h)		3,393		3,419
Golden Nugget Online Gaming, Inc., 2020 Initial Term Loan, 1st Lien
13.000%, VAR LIBOR+0.120%, 10/04/23		2,416		2,682
Rising Tide, Term Loan, Inital Term Loan, 2nd Lien
9.000%, 05/25/29 (h)(i)		2,786		2,779
				8,880
Financials – 3.2%
JZ Capital Partners, Term Loans, 1st Lien
16.000%, 06/21/22 (b)(d)(h)(i)		6,138		6,138
Lealand Finance Company B.V., Take-Back Term Loan
4.104%, VAR LIBOR+4.000%, 06/30/25		2,235		993
				7,131

Description	Face Amount (000)‡		Value (000)
Health Care – 4.8%
ABB/Con-Cise Optical Group LLC, Initial Term Loan, 1st Lien
6.000%, 06/15/23 (h)		213	$	206
Alliance HealthCare Services, Inc. , Initial Term Loan, 1st Lien
5.500%, VAR LIBOR+4.500%, 10/20/23		1,416		1,398
Alliance HealthCare Services, Inc. , Initial Term Loan, 2nd Lien
12.000%, 04/24/24 (h)		717		645
GemmaCert, Term Loan
9.000%, 05/19/24 (b)(d)(h)(i)		402		402
Mallinckrodt International, 1st Lien
0.000%, 02/28/22 (i)		8,044		7,903
				10,554
Materials – 2.5%
Elevate Textiles, Inc., Initial Term Loan, 2nd Lien
5.370%, VAR LIBOR+5.367%, 05/01/24		1,149		1,105
Pixelle Specialty Solutions, LLC, Initial Term Loan, 1st Lien
7.500%, VAR LIBOR+6.500%, 10/31/24		3,310		3,308
Real Alloy Holding, Term Loan, 1st Lien
11.000%, 12/31/49 (b) (d)		1,211		1,211
				5,624
Real Estate – 0.6%
IEA Energy Services LLC, 2019 Refinancing Term Loan, 1st Lien
7.060%, VAR LIBOR+6.750%, 09/25/24		1,373		1,354

Total Bank Loan Obligations
(Cost $36,734) (000)				36,404

Total Investments — 95.6%
(Cost $215,799) (000)			$	211,991

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Description	Shares			Value (000)
Schedule of Securities Sold Short, Not Yet Purchased
Corporate Obligations — (1.8)%
Consumer Staples – (1.5)%
Conagra Brands
7.125%, 10/01/26		(1,000)		$	(1,255	)
Kraft Heinz Foods
3.000%, 06/01/26		(1,863)			(1,986	)
					(3,241	)
Health Care – (0.3)%
McKesson
3.950%, 02/16/28		(660)			(749	)

Total Corporate Obligations
(Proceeds $3,575) (000)					(3,990	)

Exchange-Traded Fund — (1.5)%
iShares iBoxx High Yield Corporate Bond ETF		(36,871	)		(3,246	)
Total Exchange-Traded Fund
(Proceeds $3,232) (000)					(3,246	)

Common Stock — (0.4)%
Energy – (0.3)%
Crestwood Equity Partners LP(g)		(18,287	)		(548	)

Industrials – (0.1)%
GFL Environmental		(6,600	)		(211	)

Total Common Stock
(Proceeds $297) (000)					(759	)

Total Securities Sold Short, Not Yet Purchased
(Proceeds $7,104) (000)				$	(7,995	)
Written Options — 0.0%(j)
Total Written Options
(Premiums Received $124) (000)				$	(90	)

A list of the open forward foreign currency contracts held by the Fund at June 30, 2021, is as follows (000):
Counterparty	Maturity Date	Currency to Deliver		Currency to Receive		Unrealized Appreciation (Depreciation)
Brown Brothers Harriman	07/07/21	USD	3,612	EUR	3,031	$	(17	)
Brown Brothers Harriman	07/07/21	EUR	15,817	USD	19,073		316
Brown Brothers Harriman	07/07/21	USD	315	SEK	2,611		(10	)
Brown Brothers Harriman	07/07/21	SEK	4,972	USD	596		16
Brown Brothers Harriman	07/07/21	NOK	32,973	USD	3,938		108
						$	413

A list of the open option contracts held by the Fund at June 30, 2021 is as follows (000):

Description	Number of Contracts			Notional Amount (000)			Exercise Price		Expiration Date	Value (000)
WRITTEN OPTIONS — 0.0%
Put Options
Crestwood Equity Partners LP*		(73	)	$	(219	)	$	30.00	07/17/21	$	(6	)
GFL Environmental*		(66	)		(211	)		30.00	07/17/21		(2	)
iShares iBoxx $ Investment Grade Corporate Bond ETF*		(369	)		(4,958	)		133.00	07/17/21		(3	)
Pershing Square Tontine Holdings*		(90	)		(205	)		25.00	07/17/21		(22	)
View*		(167	)		(142	)		10.00	07/17/21		(27	)
					(5,735	)					(60	)
Call Options
Latch*		(162	)		(199	)		12.50	07/17/21		(9	)
Latch*		(209	)		(256	)		12.50	08/21/21		(22	)
UpHealth*		(102	)		(69	)		10.00	07/17/21		–
					(524	)					(31	)
Total Written Options
(Premiums Received $124) (000)				$	(6,259	)				$	(90	)

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Investments in Securities	Level 1		Level 2		Level 3		Total
Corporate Obligations	$	—	$	106,979	$	—	$	106,979
Bank Loan Obligations		—		28,653		7,751		36,404
Special Purpose Acquisition Companies		28,635		54		—		28,689
Common Stock		8,637		—		6,128		14,765
Convertible Bonds		—		7,764		—		7,764
Preferred Stock		1,177		5,208		—		6,385
Commercial Paper		—		5,394		—		5,394
Trade Claims		—		5,200		—		5,200
Exchange-Traded Fund		408		—		—		408
Warrants		—		—		3		3
Total Investments in Securities	$	38,857	$	159,252	$	13,882	$	211,991

Securities Sold Short, Not Yet Purchased	Level 1			Level 2			Level 3		Total
Corporate Obligations	$	—		$	(3,990	)	$	—	$	(3,990	)
Exchange-Traded Fund		(3,246	)		—			—		(3,246	)
Common Stock		(759	)		—			—		(759	)
Total Securities Sold Short, Not Yet Purchased	$	(4,005	)	$	(3,990	)	$	—	$	(7,995	)

Other Financial Instruments	Level 1			Level 2			Level 3		Total
Written Options	$	(90	)	$	—		$	—	$	(90	)
Forwards Contracts*
Unrealized Appreciation		—			440			—		440
Unrealized Depreciation		—			(27	)		—		(27	)
Total Other Financial Instruments	$	(90	)	$	413		$	—	$	323

*	Forward contracts are valued at the unrealized appreciation (depreciation) on the instrument.

The following is a reconciliation of the investments in which significant unobservable inputs (Level 3) were used in determining value (000).

	Corporate Obligation		Common Stock			Trade Claims			Warrants			Bank Loan Obligations
Beginning balance as of October 1, 2020	$	—	$	4,226		$	1,970		$	57		$	1,211
Change in unrealized appreciation/ (depreciation)		—		4,608			(325	)		(54	)		—
Realized gain/(loss)		—		(2,695	)		267			—			—
Purchases		—		—			—			—			7,613
Sales		—		(11	)		(1,912	))		—			(1,073	)
Transfer into Level 3		—		—			—			—			—
Transfer out of Level 3		—		—			—			—			—
Ending balance as of June 30, 2021	$	—	$	6,128		$	—		$	3		$	7,751
Change in unrealized gains/(losses) included in earnings related to securities still held at reporting date	$	—	$	4,608		$	(325	)	$	(54	)	$	—

	Written Options			Totals
Beginning balance as of October 1, 2020	$	(127	)	$	7,337
Change in unrealized appreciation/ (depreciation)		—			4,229
Realized gain/(loss)		—			(2,428	)
Purchases		—			7,613
Sales		127			(2,869	)
Transfer into Level 3		—			—
Transfer out of Level 3		—			—
Ending balance as of June 30, 2021	$	—		$	13,882
Change in unrealized gains/(losses) included in earnings related to securities still held at reporting date	$	—		$	4,229

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

The following table summarizes the quantitative inputs and assumptions used for items categorized as material Level 3 investments as of June 30, 2021. The following disclosures also include qualitative information on the sensitivity of the fair value measurements to changes in the significant unobservable inputs.

Assets	Fair Value at June 30, 2021 (000)		Valuation Technique	Unobservable Inputs	Range
Common Stock Appvion	$	3,941	Multiples and Comparables Method	3.7x implied multiple on $23.6mm in EBITDA (total enterprise value) plus net cash of $15mm on 7.92mm shares outstanding.	6.6x-10.4x multiple (average multiple being 8.3x) of EBITDA on comparable public companies together with $97mm-$444mm in EBITDA and $137mm-$554mm of net debt for the companies.
Common Stock RA Parent	$	2,187	Transactions Method, Comparable and Multiples	5.75x implied multiple on $56mm in EBITDA (total enterprise value) less net debt of $126mm on 5,000 shares outstanding. There was also a private transaction during the quarter-ended June 30, 2021, which was completed on 46.48 shares at a higher price of $42,383.82/share.	7.3x-10.5x multiples of EBITDA, with an average EBITDA of 8.3x, on comparable public companies together with $153mm-$175,360mm in EBITDA and $168mm-$482,810mm of net debt for the companies.

Assets	Fair Value at June 30, 2021 (000)		Valuation Technique	Unobservable Inputs	Range
Bank Loan Obligations Real Alloy	$	1,211	Multiples Method	Net leverage of 2.2x (1.7x if removing one-time Covid-19 related costs) with EBITDA run rate of $56mm and net debt of $126mm. This loan is callable at any time at par and carries a coupon of LIBOR +10%.	2.2x-2.7x net leverage coupled with $56mm in EBITDA for the company.
Bank Loan Obligations JZ Capital Partners, Term Loan. 1^st Lien	$	6,138	Transactions Method	As part of a strategy to realize value from its investment portfolio and pay down debt, in December of 2020 the company finalized an agreement to sell a portion of its U.S. microcap portfolio for $90 million. In June of 2021, JZ Capital completed additional asset sales, which allowed for the full repayment of its the First Out Term Loans, and partial repayment of the Last Out Term Loans, resulting in a balance of approximately $35mm in Last Out Term Loans. Also, it has been agreed that at least 65% of any future sale proceeds would be applied to repaying its Last Out Term Loans. As of May 31, 2021, the company also reported a value of over $530mm of private investments and cash, and after subtracting real estate and further haircutting the values to be conservative, we believe there is at least $200-250 million of value to the remaining portfolio and assets versus the approximately $35 million of total senior loans.	—

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

Assets	Fair Value at June 30, 2021 (000)		Valuation Technique	Unobservable Inputs	Range
Bank Loan Obligations GemmaCert	$	402	Transactions Method	In May of 2021, an agreement was reached in which we lent money to the company in the form of a 3-year secured loan, secured by substantially all assets, and accrues interest at a rate of 9% per year. Based on the company’s business results thus far, as well both its recent equity valuation and the security pledge given to us as lenders, we believe the value of the business is well in excess of the loan.	—
Warrants McDermott International	$	3	Transactions Method	A bona-fide quote of .01 from an independent broker was used to support this valuation.	—

The unobservable inputs used to determine fair value of recurring Level 3 assets may have similar or diverging impacts on valuation. Significant increases and decreases in these inputs in isolation and interrelationships between those inputs could result in significantly higher or lower fair value measurement.

For the period ended June 30, 2021, there were transfers in to Level 3 assets and liabilities. The transfers were due to changes in the availability of observable inputs used to determine fair value.

	Percentages are based on Net Assets of $221,888 (000).
‡	In U.S. Dollar unless otherwise indicated.
*	Non-income producing security.
#	Expiration Date and/or Strike Price not available.
(a)	Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At June 30, 2021, these securities amounted to $83,130 (000) or 37.5% of Net Assets.
(b)	Level 3 security in accordance with fair value hierarchy.
(c)	Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at the time purchase.
(d)	Securities considered illiquid. The total value of such securities as of June 30, 2021 was $13,882 (000) and represented 6.3% of Net Assets.
(e)	Security in default on interest payments.
(f)	This security or a partial position of this security has been committed as collateral. The aggregate market value of the collateral as of June 30, 2021 was $9,482 (000).
(g)	Security considered Master Limited Partnership. At June 30, 2021, these securities amounted to $1,558 (000) or 0.7% of Net Assets.
(h)	Variable or floating rate security, the interest rate of which adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets.
(i)	Unsettled Bank Loan. Interest rate may not be available.
(j)	Refer to table below for details on Options Contracts.
(k)	Unfunded commitments as of June 30, 2021:

Asset Type	Symbol	Description	Unfunded Commitment (000)
Special Purpose Acquisition Companies	GNPK.R	Genesis Park Acquisition	$	1,220
Special Purpose Acquisition Companies	LOKB.R	Live Oak Acquisition		2,457
Special Purpose Acquisition Companies	VACQ.R	Vector Acquisition II		1,245
Special Purpose Acquisition Companies	CTAC.R	Cerberus Telecom Acquisition		317
Corporate Obligations	BUZZ7	Buzzfeed		5,400
Total Unfunded Commitments			$	10,639

CAD — Canadian Dollar

Cl — Class

CV — Convertible Security

ETF — Exchange Traded Fund

EUR — Euro

EURIBOR— Euro London Interbank Offered Rate

ICE— Intercontinental Exchange

LIBOR— London Interbank Offered Rate

LLC — Limited Liability Company

LP — Limited Partnership

MTN — Medium Term Note

NIBOR — Norwegian Interbank Offered Rate

NOK — Norway

PIK — Paid-in-Kind

REIT — Real Estate Investment Trust

SEK — Swedish Krona

Ser — Series

RiverPark Strategic Income Fund
June 30, 2021 (Unaudited)

USD — U.S. Dollar

VAR— Variable Rate

Amounts designated as “—” are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2100

RiverPark Floating Rate CMBS Fund
June 30, 2021 (Unaudited)

Description	Face Amount (000)		Value (000)
Schedule of Investments
Commercial Mortgage-Backed Securities — 97.6% (a)
Non-Agency Mortgage-Backed Obligation – 97.6%
BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl G
3.973%, VAR ICE LIBOR USD 1 Month+3.900%, 01/15/34	$	250	$	250
BX Commercial Mortgage Trust, Ser 2020-FOX, Cl E
3.673%, VAR ICE LIBOR USD 1 Month+3.600%, 11/15/32		2,947		2,960
BX Commercial Mortgage Trust, Ser 2020-VKNG, Cl G
3.323%, VAR ICE LIBOR USD 1 Month+3.250%, 10/15/37		1,700		1,705
BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl F
3.073%, VAR ICE LIBOR USD 1 Month+3.000%, 01/15/34		1,000		1,006
BX Commercial Mortgage Trust, Ser 2019-XL, Cl G
2.373%, VAR ICE LIBOR USD 1 Month+2.300%, 10/15/36		3,105		3,106
BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl E
2.323%, VAR ICE LIBOR USD 1 Month+2.250%, 01/15/34		1,000		1,000
BX Commercial Mortgage Trust, Ser 20108-IND, Cl G
2.123%, VAR ICE LIBOR USD 1 Month+2.050%, 11/15/35		1,960		1,961
BX Commercial Mortgage Trust, Ser 2020-BXLP, Cl F
2.073%, VAR ICE LIBOR USD 1 Month+2.000%, 12/15/36		1,913		1,913
BX Commercial Mortgage Trust, Ser 2021-VINO, Cl E
2.025%, VAR ICE LIBOR USD 1 Month+1.952%, 05/15/38		1,500		1,500
BX Commercial Mortgage Trust, Ser 2018-BIOA, Cl E
2.024%, VAR ICE LIBOR USD 1 Month+1.951%, 03/15/37		2,000		2,003
BX Trust, Ser 2021-SOAR, Cl F
2.450%, VAR ICE LIBOR USD 1 Month+2.350%, 06/15/38		2,000		2,002
BX Trust, Ser 2019-MMP, Cl C
1.523%, VAR ICE LIBOR USD 1 Month+1.450%, 08/15/36		2,985		2,978

Description	Face Amount (000)		Value (000)
CAMB Commercial Mortgage Trust, Ser 2019-LIFE, Cl G
3.323%, VAR ICE LIBOR USD 1 Month+3.250%, 12/15/37	$	2,660	$	2,668
Cold Storage Trust, Ser 2020-ICE5, Cl F
3.565%, VAR ICE LIBOR USD 1 Month+3.492%, 11/15/37		2,949		2,980
Credit Suisse Mortgage Capital Cartificates, Ser 2020-UNFI, Cl A
4.168%, 12/15/22 (b)		3,000		3,009
Credit Suisse Mortgage Capital Certificates, Ser 2019-ICE4, Cl F
2.723%, VAR ICE LIBOR USD 1 Month+2.650%, 05/15/36		3,780		3,787
DBGS Mortgage Trust, Ser 20108-BIOD, Cl E
1.773%, VAR ICE LIBOR USD 1 Month+1.700%, 05/15/35		1,856		1,857
JP Morgan Chase Commercial Mortgage Securities, Ser 2021-MHC, Cl E
2.523%, VAR ICE LIBOR USD 1 Month+2.450%, 04/15/38		1,300		1,303
KKR Industrial Portfolio Trust, Ser 2020-AIP, Cl E
2.699%, VAR ICE LIBOR USD 1 Month+2.626%, 03/15/37		2,314		2,319
KKR Industrial Portfolio Trust, Ser 2021-KDIP, Cl F
2.123%, VAR ICE LIBOR USD 1 Month+2.050%, 12/15/37		2,500		2,495
Morgan Stanley Capital I Trust, Ser 2017-CLS, Cl F
2.673%, VAR ICE LIBOR USD 1 Month+2.600%, 11/15/34		1,764		1,763
MSCG Trust, Ser 2018-SELF, Cl F
3.123%, VAR ICE LIBOR USD 1 Month+3.050%, 10/15/37		295		295
MSCG Trust, Ser 2018-SELF, Cl D
1.723%, VAR ICE LIBOR USD 1 Month+1.650%, 10/15/37		2,000		2,001
Total Commercial Mortgage-Backed Securities
(Cost $46,399) (000)				46,861

Total Investments — 97.6%
(Cost $46,399) (000)			$	46,861

RiverPark Floating Rate CMBS Fund
June 30, 2021 (Unaudited)

As of June 30, 2021, all of the Fund’s investments were considered Level 2 in accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

For the period ended June 30, 2021 there were no transfers in or out of Level 3.

	Percentages are based on Net Assets of $48,029 (000).
(a)	Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At June 30, 2021, these securities amounted to $46,861 (000) or 97.6% of Net Assets.
(b)	This position is a one-month LIBOR floating rate commercial mortgage-backed security that is subject to a floor of 0.50%.

Cl — Class

ICE— Intercontinental Exchange

LIBOR— London Interbank Offered Rate

Ser — Series

USD — U.S. Dollar

VAR— Variable Rate

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2100

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