0001752724-21-110316.txt : 20210525 0001752724-21-110316.hdr.sgml : 20210525 20210525162755 ACCESSION NUMBER: 0001752724-21-110316 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210525 PERIOD START: 20210930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERPARK FUNDS TRUST CENTRAL INDEX KEY: 0001494928 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22431 FILM NUMBER: 21960955 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-484-2100 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 0001494928 S000041908 RiverPark Strategic Income Fund C000130189 Institutional Class Shares RSIIX C000130190 Retail Class Shares RSIVX NPORT-P 1 primary_doc.xml NPORT-P false 0001494928 XXXXXXXX S000041908 C000130189 C000130190 RiverPark Funds Trust 811-22431 0001494928 549300MZL2U4WJYG1566 156 WEST 56TH STREET 17TH FLOOR NEW YORK 10019 2124842100 RIVERPARK STRATEGIC INCOME FUND S000041908 5493006VQ17TUYGQ5V15 2021-09-30 2021-03-31 N 240425172.77 37905257.62 202519915.15 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 USD N U.S. DOLLARS N/A N/A 1.00000000 NC USD 8477.59000000 0.004186052514 N/A DFE US N 2 BROWN BROTHERS N/A 9248000.00000000 NOK 1089719.19000000 USD 2021-04-06 8477.59000000 N N N Thayer Ventures Acquisition Corp N/A 88332T100 13171.00000000 NS USD 130392.90000000 0.064385223499 Long EC US N 1 N N N Tailwind International Acquisition Corp N/A G8662F127 38400.00000000 NS USD 379776.00000000 0.187525261265 Long EC US N 1 N N N First Brands Group, LLC N/A N/A 3393361.00000000 PA USD 3359427.39000000 1.658813350534 Long LON US N 2 2028-03-24 Floating 9.50000040 N N N N N N SANJEL CORP N/A N/A 101250.00000000 PA USD 0.00000000 0.000000 Long DBT NUSS CA N 3 2169-12-29 Fixed 0.00000000 Y N N N N N Hawaiian Airlines Pass Through Trust N/A 419839AA3 437553.70800000 PA USD 433999.77000000 0.214299798456 Long DBT CORP US N 2 2022-01-15 Fixed 4.95000000 N N N N N N ResCap Liquidating Trust N/A 760841205 311918.00000000 NS USD 249534.40000000 0.123214746468 Long EC US N 1 N N N Hamilton Lane Alliance Holdings I Inc N/A 40749M111 8539.00000000 NC USD 5896.18000000 0.002911407500 N/A DE US N 2 HAMILTON LANE ALLIANCE HOLDINGS I INC WT N/A Call Purchased Hamilton Lane Alliance Holdings I Inc Hamilton Lane Alliance Holdings I Equity Warrant Exp 12 Jan 2026 8539.00000000 11.50000000 USD 2026-01-11 XXXX -12196.08000000 N N N SANJEL CORP N/A C81776AH6 101250.00000000 PA USD 0.00000000 0.000000 Long DBT NUSS CA N 3 2169-12-29 Fixed 0.00000000 Y N N N N N TS Innovation Acquisitions Corp N/A 87284T100 335200.00000000 NS USD 33.52000000 0.000016551458 Long EC US N 2 N N N AMEREN CORPORATION XRZQ5S7HYJFPHJ78L959 023608AK8 335000.00000000 PA USD 324129.70000000 0.160048309204 Long DBT CORP US N 2 2028-03-15 Fixed 1.75000000 N N N N N N View Inc N/A N/A -167.00000000 NC USD -41082.00000000 -0.02028541240 N/A DE US N 1 CIBC N/A Put Written View Inc VIEW Put 10 Jul 2021 -16700.00000000 10.00000000 USD 2021-07-19 XXXX -14301.76000000 N N N DIEBOLD NIXDORF, INCORPORATED 549300XZK6EWDBAZSY16 253651AC7 1812000.00000000 PA USD 1853223.00000000 0.915081856827 Long DBT CORP US N 2 2024-04-15 Fixed 8.50000000 N N N N N N U.S. DOLLARS N/A N/A 1.00000000 NC USD 47125.95000000 0.023269785573 N/A DFE US N 2 BROWN BROTHERS N/A 1340000.00000000 EUR 1618679.80000000 USD 2021-04-06 47125.95000000 N N N Isleworth Healthcare Acquisition Corp N/A 46468P102 30282.00000000 NS USD 293432.58000000 0.144890728293 Long EC US N 1 N N N SANJEL CORP N/A N/A 101250.00000000 PA USD 0.00000000 0.000000 Long DBT NUSS CA N 3 2169-12-29 Fixed 0.00000000 Y N N N N N EURO N/A N/A 1.00000000 NC -1129.55000000 -0.00055774761 N/A DFE XX N 2 BROWN BROTHERS N/A 73843.24000000 USD 62000.00000000 EUR 2021-04-06 -1129.55000000 N N N Isleworth Healthcare Acquisition Corp N/A 46468P110 15141.00000000 NC USD 7116.27000000 0.003513861831 N/A DE US N 2 ISLEWORTH HEALTHCARE ACQUISI - 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