0001494650-24-000099.txt : 20240620 0001494650-24-000099.hdr.sgml : 20240620 20240620150505 ACCESSION NUMBER: 0001494650-24-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240618 FILED AS OF DATE: 20240620 DATE AS OF CHANGE: 20240620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krick Anthony J CENTRAL INDEX KEY: 0001932659 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38241 FILM NUMBER: 241055802 MAIL ADDRESS: STREET 1: 1020 STONY HILL ROAD CITY: YARDLEY STATE: PA ZIP: 19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OptiNose, Inc. CENTRAL INDEX KEY: 0001494650 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 421771610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 TOWNSHIP LINE ROAD STREET 2: SUITE 300 CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 267-364-3500 MAIL ADDRESS: STREET 1: 777 TOWNSHIP LINE ROAD STREET 2: SUITE 300 CITY: YARDLEY STATE: PA ZIP: 19067 4 1 wk-form4_1718910298.xml FORM 4 X0508 4 2024-06-18 0 0001494650 OptiNose, Inc. OPTN 0001932659 Krick Anthony J C/O OPTINOSE, INC. 777 TOWNSHIP LINE ROAD, SUITE 300 YARDLEY PA 19067 0 1 0 0 Chief Accounting Officer 0 Common Stock 2024-06-18 4 S 0 624 1.19 D 143364 D Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted share units under multiple award agreements. This sale is mandated by the issuer's award agreement under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. /s/ Anthony J. Krick 2024-06-20