0001213900-22-003971.txt : 20220127
0001213900-22-003971.hdr.sgml : 20220127
20220127160514
ACCESSION NUMBER: 0001213900-22-003971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220125
FILED AS OF DATE: 20220127
DATE AS OF CHANGE: 20220127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOSTON OMAHA Corp
CENTRAL INDEX KEY: 0001494582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 22563173
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 857-256-0079
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER NAME:
FORMER CONFORMED NAME: REO PLUS, INC.
DATE OF NAME CHANGE: 20100618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rozek Alexander Buffett
CENTRAL INDEX KEY: 0001689425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 22563176
MAIL ADDRESS:
STREET 1: 292 NEWBURY ST #333
CITY: BOSTON
STATE: MA
ZIP: 02115
FORMER NAME:
FORMER CONFORMED NAME: Rozek Alexander Buffet
DATE OF NAME CHANGE: 20161107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOC Yellowstone II LLC
CENTRAL INDEX KEY: 0001832903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 22563174
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOC Yellowstone LLC
CENTRAL INDEX KEY: 0001823571
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 22563175
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sky Harbour Group Corp
CENTRAL INDEX KEY: 0001823587
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852732947
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 225-6511
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER COMPANY:
FORMER CONFORMED NAME: Yellowstone Acquisition Co
DATE OF NAME CHANGE: 20200903
4
1
ownership.xml
X0306
4
2022-01-25
0
0001823587
Sky Harbour Group Corp
SKYH
0001689425
Rozek Alexander Buffett
C/O BOSTON OMAHA CORPORATION
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
1
0
1
0
0001823571
BOC Yellowstone LLC
C/O BOSTON OMAHA CORPORATION
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
0001832903
BOC Yellowstone II LLC
C/O BOSTON OMAHA CORPORATION
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
0001494582
BOSTON OMAHA Corp
C/O BOSTON OMAHA CORPORATION
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
Class A common stock
2022-01-25
4
P
0
4500000
10.00
A
4500000
I
See Footnote 1
Class A common stock
2022-01-25
4
C
0
3193474
A
7693474
I
See Footnote 2
Class A common stock
2022-01-25
4
C
0
206250
A
7899724
I
See Footnote 3
Class A common stock
2022-01-25
4
J
0
5500000
A
13399724
I
See Footnote 4
Consists of 4,500,000 shares of Class A common stock purchased by Boston Omaha Corporation upon the closing of the business combination between Yellowstone Acquisition Company and Sky Harbour LLC (the "Business Combination"). Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
/s/ Alex B. Rozek
2022-01-27
BOC Yellowstone LLC, By:/s/ Alex B. Rozek, its Manager
2022-01-27
BOC Yellowstone II LLC, By: BOC Yellowstone LLC by: /s/ Alex B. Rozek, its Manager
2022-01-27
Boston Omaha Corporation, By:/s/ Alex B. Rozek, its Co-Chief Executive Officer
2022-01-27