0001213900-20-040825.txt : 20201203
0001213900-20-040825.hdr.sgml : 20201203
20201203181402
ACCESSION NUMBER: 0001213900-20-040825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOSTON OMAHA Corp
CENTRAL INDEX KEY: 0001494582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201368014
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY ST.
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 857-256-0079
MAIL ADDRESS:
STREET 1: 1411 HARNEY ST.
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER NAME:
FORMER CONFORMED NAME: REO PLUS, INC.
DATE OF NAME CHANGE: 20100618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOC Yellowstone II LLC
CENTRAL INDEX KEY: 0001832903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201368015
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOC Yellowstone LLC
CENTRAL INDEX KEY: 0001823571
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201368016
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rozek Alexander Buffett
CENTRAL INDEX KEY: 0001689425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201368017
MAIL ADDRESS:
STREET 1: 292 NEWBURY ST #333
CITY: BOSTON
STATE: MA
ZIP: 02115
FORMER NAME:
FORMER CONFORMED NAME: Rozek Alexander Buffet
DATE OF NAME CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yellowstone Acquisition Co
CENTRAL INDEX KEY: 0001823587
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852732947
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-01
0
0001823587
Yellowstone Acquisition Co
YSACU
0001689425
Rozek Alexander Buffett
C/O BOC YELLOWSTONE LLC
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
1
1
1
0
Co-Chairman, Co-CEO, Co-Pres.
0001823571
BOC Yellowstone LLC
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
1
0
1
0
0001832903
BOC Yellowstone II LLC
C/O BOC YELLOWSTONE LLC
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
0001494582
BOSTON OMAHA Corp
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
Class B common stock, par value $0.0001 per share
2020-12-01
4
J
0
194026
D
Class A common stock, par value $0.0001 per share
194026
3399724
I
See Footnote
The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock.
206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Alex B. Rozek
2020-12-03
BOC Yellowstone LLC, By: /s/ Alex B. Rozek, its Manager
2020-12-03
BOC Yellowstone II LLC, By: BOC Yellowstone, LLC, its Managing Member By: /s/ Alex B. Rozek, its Manager
2020-12-03
Boston Omaha Corporation By: /s/ Alex B. Rozek, its Co-Chief Executive Officer
2020-12-03