0001213900-20-040825.txt : 20201203 0001213900-20-040825.hdr.sgml : 20201203 20201203181402 ACCESSION NUMBER: 0001213900-20-040825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOSTON OMAHA Corp CENTRAL INDEX KEY: 0001494582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201368014 BUSINESS ADDRESS: STREET 1: 1411 HARNEY ST. STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 857-256-0079 MAIL ADDRESS: STREET 1: 1411 HARNEY ST. STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 FORMER NAME: FORMER CONFORMED NAME: REO PLUS, INC. DATE OF NAME CHANGE: 20100618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOC Yellowstone II LLC CENTRAL INDEX KEY: 0001832903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201368015 BUSINESS ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3300 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: (402) 201-2073 MAIL ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3300 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOC Yellowstone LLC CENTRAL INDEX KEY: 0001823571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201368016 BUSINESS ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: (402) 201-2073 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozek Alexander Buffett CENTRAL INDEX KEY: 0001689425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201368017 MAIL ADDRESS: STREET 1: 292 NEWBURY ST #333 CITY: BOSTON STATE: MA ZIP: 02115 FORMER NAME: FORMER CONFORMED NAME: Rozek Alexander Buffet DATE OF NAME CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yellowstone Acquisition Co CENTRAL INDEX KEY: 0001823587 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 852732947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: (402) 201-2073 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2020-12-01 0 0001823587 Yellowstone Acquisition Co YSACU 0001689425 Rozek Alexander Buffett C/O BOC YELLOWSTONE LLC 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 1 1 1 0 Co-Chairman, Co-CEO, Co-Pres. 0001823571 BOC Yellowstone LLC 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 1 0 1 0 0001832903 BOC Yellowstone II LLC C/O BOC YELLOWSTONE LLC 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 0 0 1 0 0001494582 BOSTON OMAHA Corp 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 0 0 1 0 Class B common stock, par value $0.0001 per share 2020-12-01 4 J 0 194026 D Class A common stock, par value $0.0001 per share 194026 3399724 I See Footnote The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock. 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. /s/ Alex B. Rozek 2020-12-03 BOC Yellowstone LLC, By: /s/ Alex B. Rozek, its Manager 2020-12-03 BOC Yellowstone II LLC, By: BOC Yellowstone, LLC, its Managing Member By: /s/ Alex B. Rozek, its Manager 2020-12-03 Boston Omaha Corporation By: /s/ Alex B. Rozek, its Co-Chief Executive Officer 2020-12-03