0000899140-22-000549.txt : 20220601 0000899140-22-000549.hdr.sgml : 20220601 20220601161530 ACCESSION NUMBER: 0000899140-22-000549 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220601 DATE AS OF CHANGE: 20220601 GROUP MEMBERS: BOC DFH LLC GROUP MEMBERS: UNITED CASUALTY & SURETY INSURANCE CO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Dream Finders Homes, Inc. CENTRAL INDEX KEY: 0001825088 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 852983036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-92029 FILM NUMBER: 22987506 BUSINESS ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904.505.4242 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON OMAHA Corp CENTRAL INDEX KEY: 0001494582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510] IRS NUMBER: 270788438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3300 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 857-256-0079 MAIL ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3300 CITY: OMAHA STATE: NE ZIP: 68102 FORMER COMPANY: FORMER CONFORMED NAME: REO PLUS, INC. DATE OF NAME CHANGE: 20100618 SC 13G/A 1 b53535506a.htm SCHEDULE 13G/A, AMENDMENT #2


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Dream Finders Homes, Inc.
(Name of Issuer)
Class A Common Stock, par value $0.01 per share
(Title of Class of Securities)
26154D100
(CUSIP Number)
May 31, 2022
(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 26154D100
 
 
 
13G/A
 
 
 
Page  2  of  8 Pages

1.
NAMES OF REPORTING PERSONS
 
Boston Omaha Corporation
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a)          (b) 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
 BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
1,232,860
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
1,232,860
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,232,860
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
3.81%(1)
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
CO

 
(1)
Calculations are based upon 32,379,417 shares of Class A Common Stock outstanding as of May 10, 2022, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on May 10, 2022.




CUSIP No. 26154D100
 
 
 
13G/A
 
 
 
Page  3  of  8 Pages

1.
NAMES OF REPORTING PERSONS
 
United Casualty & Surety Insurance Company
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a)          (b) 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Nebraska
NUMBER OF
SHARES
 BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
0
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.00%
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IC



CUSIP No. 26154D100
 
 
 
13G/A
 
 
 
Page  4  of  8 Pages

1.
NAMES OF REPORTING PERSONS
 
BOC DFH LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a)          (b) 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
 BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
1,232,860
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
1,232,860
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,232,860
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
3.81%(1)
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
(1)
Calculations are based upon 32,379,417 shares of Class A Common Stock outstanding as of May 10, 2022, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on May 10, 2022.



This Amendment No. 2 (“Amendment No. 2”) is filed pursuant to Rule 13d-2(a) promulgated under the Securities Exchange Act of 1934, as amended, with respect to the Class A Common Stock, par value $0.01 per share (the “Shares”), of Dream Finders Homes, Inc. (the “Issuer”) beneficially owned by Boston Omaha Corporation, United Casualty & Surety Insurance Company and BOC DFH LLC (collectively, the “Reporting Persons”), and amends and supplements the Schedule 13G filed January 29, 2021, as amended by Amendment No. 1 thereto filed on October 7, 2021 (the “Schedule 13G”). Except as set forth herein, the Schedule 13G is unmodified.

Item 4.
Ownership.
Item 4 is hereby amended as follows:
Boston Omaha has shared voting power and shared dispositive power with regard to 1,232,860 Shares. UC&S has shared voting power and shared dispositive power with regard to 0 Shares. BOC DFH has shared voting power and shared dispositive power with regard to 1,232,860 Shares.
Item 5. Ownership of 5 Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [].

Item 10.
Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.




SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  June 1, 2022

BOSTON OMAHA CORPORATION


By:   /s/ Joshua P. Weisenburger                                                            
 Name: Joshua P. Weisenburger
 Title:  Chief Financial Officer

UNITED CASUALTY & SURETY INSURANCE COMPANY


By:     /s/ Robert F. Thomas                                                   
 Name: Robert F. Thomas
 Title:  President

BOC DFH LLC


By:    /s/ Joshua P. Weisenburger                                          
 Name: Joshua P. Weisenburger
 
Title:  Treasurer


[Signature Page to Schedule 13G/A]


EXHIBIT INDEX
 
 
 
Exhibit 99.1
  
Joint Filing Agreement, as required by Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended





EX-99.1 2 b53535506b.htm JOINT FILING AGREEMENT
Exhibit 99.1

Joint Filing Agreement

In accordance with Rule 13d−1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Common Stock of Dream Finders Homes, Inc. and further agree that this Joint Filing Agreement be included as an exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, have executed this Joint Filing Agreement this 1st day of June, 2022.


BOSTON OMAHA CORPORATION


By:   /s/ Joshua P. Weisenburger                                             
 Name: Joshua P. Weisenburger
 Title:  Chief Financial Officer

UNITED CASUALTY & SURETY INSURANCE COMPANY


By:     /s/ Robert F. Thomas                                                                 
 Name: Robert F. Thomas
 Title:  President

BOC DFH LLC


By:    /s/ Joshua P. Weisenburger                                             
 Name: Joshua P. Weisenburger
 Title:  Treasurer