0001140361-15-025500.txt : 20150626 0001140361-15-025500.hdr.sgml : 20150626 20150626110734 ACCESSION NUMBER: 0001140361-15-025500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150624 FILED AS OF DATE: 20150626 DATE AS OF CHANGE: 20150626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAYAN RICHARD CENTRAL INDEX KEY: 0001578210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 15953879 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS, INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 doc1.xml FORM 4 X0306 4 2015-06-24 0 0001494448 IMPERIAL HOLDINGS, INC. IFT 0001578210 DAYAN RICHARD C/O IMPERIAL HOLDINGS, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 1 0 0 0 Common Stock 2015-06-24 4 M 0 5095 5.75 A 40003 D Common Stock 10000 I By BD Holding Co. Subscription Rights (Rights to Buy) 5.75 2015-06-24 4 M 0 5095 0 D 2015-05-26 2015-06-15 Common Stock 5095 0 D The reporting person is a general partner of a partnership which owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Michael B. Kirwan, attorney-in-fact for Richard Dayan 2015-06-26