0001140361-15-022276.txt : 20150529
0001140361-15-022276.hdr.sgml : 20150529
20150529111517
ACCESSION NUMBER: 0001140361-15-022276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150529
DATE AS OF CHANGE: 20150529
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERIAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAYAN RICHARD
CENTRAL INDEX KEY: 0001578210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 15897825
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS, INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
4
1
doc1.xml
FORM 4
X0306
4
2015-05-28
0
0001494448
IMPERIAL HOLDINGS, INC.
IFT
0001578210
DAYAN RICHARD
C/O IMPERIAL HOLDINGS, INC.
5355 TOWN CENTER ROAD, SUITE 701
BOCA RATON
FL
33486
1
0
0
0
Common Stock
2015-05-28
4
A
0
7281
A
34908
D
Common Stock
10000
I
By BD Holding Co.
Restricted shares granted pursuant to Imperial's Omnibus Incentive Plan. The shares vest in full on the first anniversary of the date of grant.
The reporting person is a general partner of a partnership which owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Michael B. Kirwan, attorney-in-fact for Richard Dayan
2015-05-29