0001140361-13-024480.txt : 20130607 0001140361-13-024480.hdr.sgml : 20130607 20130607073623 ACCESSION NUMBER: 0001140361-13-024480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130606 FILED AS OF DATE: 20130607 DATE AS OF CHANGE: 20130607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Imperial Holdings, Inc. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAYAN RICHARD CENTRAL INDEX KEY: 0001578210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 13898902 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS, INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 doc1.xml FORM 4 X0306 4 2013-06-06 0 0001494448 Imperial Holdings, Inc. IFT 0001578210 DAYAN RICHARD C/O IMPERIAL HOLDINGS, INC. 701 PARK OF COMMERCE BLVD., SUITE 301 BOCA RATON FL 33487 1 0 0 0 Common Stock 2013-06-06 4 A 0 2881 A 15381 D Common Stock 10000 I By BD Holding Co. Restricted shares granted pursuant to Imperial's Omnibus Incentive Plan. The shares vest in full on the first anniversary of the date of grant. The reporting person is a ganeral partner of a partnership which owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extednt of his pecuniary interest therein. /s/ Michael B. Kirwan, attorney-in-fact for Richard Dayan 2013-06-07