0000932440-19-000078.txt : 20191226
0000932440-19-000078.hdr.sgml : 20191226
20191226161425
ACCESSION NUMBER: 0000932440-19-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191221
FILED AS OF DATE: 20191226
DATE AS OF CHANGE: 20191226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTINEZ MIRIAM
CENTRAL INDEX KEY: 0001542399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 191310706
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS, INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC.
DATE OF NAME CHANGE: 20141023
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-12-21
0001494448
EMERGENT CAPITAL, INC.
EMGC
0001542399
MARTINEZ MIRIAM
C/O EMERGENT CAPITAL, INC.
5355 TOWN CENTER ROAD, SUITE 701
BOCA RATON
FL
33486
0
1
0
0
CFO and Secretary
Common Stock
2019-12-21
4
M
0
250000
A
460236
D
Common Stock
2019-12-21
4
F
0
74125
.1985
D
386111
D
Restricted Stock Units
2019-12-21
4
M
0
250000
0
D
Common Stock
250000
0
D
Stock Option (right to buy)
6.94
2020-06-06
Common Stock
45000
45000
D
Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
The Restricted Stock Units vested on December 21, 2019.
One-third of the options vested on June 6 of each of 2013, 2014 and 2015.
/s/ Miriam Martinez
2019-12-26