0000932440-19-000078.txt : 20191226 0000932440-19-000078.hdr.sgml : 20191226 20191226161425 ACCESSION NUMBER: 0000932440-19-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191221 FILED AS OF DATE: 20191226 DATE AS OF CHANGE: 20191226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINEZ MIRIAM CENTRAL INDEX KEY: 0001542399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 191310706 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS, INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-21 0001494448 EMERGENT CAPITAL, INC. EMGC 0001542399 MARTINEZ MIRIAM C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 CFO and Secretary Common Stock 2019-12-21 4 M 0 250000 A 460236 D Common Stock 2019-12-21 4 F 0 74125 .1985 D 386111 D Restricted Stock Units 2019-12-21 4 M 0 250000 0 D Common Stock 250000 0 D Stock Option (right to buy) 6.94 2020-06-06 Common Stock 45000 45000 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock. The Restricted Stock Units vested on December 21, 2019. One-third of the options vested on June 6 of each of 2013, 2014 and 2015. /s/ Miriam Martinez 2019-12-26