0000932440-17-000097.txt : 20171226 0000932440-17-000097.hdr.sgml : 20171226 20171226160401 ACCESSION NUMBER: 0000932440-17-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171222 FILED AS OF DATE: 20171226 DATE AS OF CHANGE: 20171226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINEZ MIRIAM CENTRAL INDEX KEY: 0001542399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 171274484 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS, INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-22 0001494448 EMERGENT CAPITAL, INC. EMGC 0001542399 MARTINEZ MIRIAM C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 CFO and Secretary Restricted Stock Units 2017-12-22 4 A 0 500000 0 A Common Stock 500000 500000 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s Common Stock. The Restricted Stock Units vest on December 21, 2018, as to 250,000 shares, and on December 21, 2019, as to 250,000 shares. /s/ Miriam Martinez 2017-12-26