0001589986-13-000003.txt : 20131126
0001589986-13-000003.hdr.sgml : 20131126
20131126125037
ACCESSION NUMBER: 0001589986-13-000003
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20131126
DATE AS OF CHANGE: 20131126
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Parametric Sound Corp
CENTRAL INDEX KEY: 0001493761
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 272767540
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-85684
FILM NUMBER: 131243244
BUSINESS ADDRESS:
STREET 1: 13771 DANIELSON STREET, SUITE L
CITY: POWAY
STATE: CA
ZIP: 92064
BUSINESS PHONE: 888-477-2150
MAIL ADDRESS:
STREET 1: 13771 DANIELSON STREET, SUITE L
CITY: POWAY
STATE: CA
ZIP: 92064
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: IceRose Capital Management, LLC
CENTRAL INDEX KEY: 0001589986
IRS NUMBER: 454788986
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 183 MADISON AVENUE, SUITE 1416
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-750-2400
MAIL ADDRESS:
STREET 1: 183 MADISON AVENUE, SUITE 1416
CITY: NEW YORK
STATE: NY
ZIP: 10016
SC 13G
1
13G.txt
13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)*
PARAMETRIC SOUND CORPORATION
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
699172201
(CUSIP Number)
November 19, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[Y]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the
liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
IceRose Capital Management LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP
(a) [ ]
(b) [ Y]
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5
SOLE VOTING POWER
362,496
6
SHARED VOTING POWER
7
SOLE DISPOSITIVE POWER
362,496
8
SHARED DISPOSITIVE POWER
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
362,496
10
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW 9 EXCLUDES CERTAIN SHARES
[ ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9
5.034%
12
TYPE OF REPORTING PERSON
IA
Item 1(a).
Name of Issuer:
Parametric Sound Corporation
Item 1(b).
Address of Issuers Principal Executive Offices:
13771 Danielson Street, Suite L
Poway, California
Item 2(a).
Name of Person Filing:
IceRose Capital Management, LLC
Item 2(b).
Address of Principal Business Office or, if None, Residence:
183 Madison Ave., Suite 1416
New York NY 10016
Item 2(c).
Citizenship:
U.S.
Item 2(d).
Title of Class of Securities:
Common Stock, par value $0.001
Item 2(e).
CUSIP Number:
699172201
Item 3.
If This Statement is Filed Pursuant to Sec. 240.13d-1(b),
or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
(a)
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
(b)
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)
Investment company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)
Yes, IceRose Capital Management LLC is
An investment adviser in accordance with ?240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with
Sec.240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with
Sec. 240.13d-1(b)(ii)(G);
(h)
A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C.1813);
(i)
A church plan that is excluded from the definition of an investment company
under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
(j)
Group, in accordance with ?240.13d-1(b)(1)(ii)(J).
Item 4.
Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a)
Amount beneficially owned:
362,496
(b)
Percent of class:
5.034%
(c)
Number of shares as to which such person has:
(i)
Sole power to vote or to direct the vote
362,496
(ii)
Shared power to vote or to direct the vote
(iii)
Sole power to dispose or to direct the disposition of
362,496
(iv)
Shared power to dispose or to direct the disposition of
Item 5.
Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following [ ]
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control Person.
Item 8.
Identification and Classification of Members of the Group.
Item 9.
Notice of Dissolution of Group.
Item 10.
Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or
effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date:
November 25,
2013
Signature:
/s/ Adam Kahn
Name: Adam
Kahn
Title: CEO and
CIO