0001531225-18-000004.txt : 20180810 0001531225-18-000004.hdr.sgml : 20180810 20180810163843 ACCESSION NUMBER: 0001531225-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180809 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanson John T CENTRAL INDEX KEY: 0001531225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35465 FILM NUMBER: 181009339 MAIL ADDRESS: STREET 1: 1504 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turtle Beach Corp CENTRAL INDEX KEY: 0001493761 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 272767540 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11011 VIA FRONTERA STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 888-496-8001 MAIL ADDRESS: STREET 1: 11011 VIA FRONTERA STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: Parametric Sound Corp DATE OF NAME CHANGE: 20100609 4 1 wf-form4_153393350749401.xml FORM 4 X0306 4 2018-08-09 0 0001493761 Turtle Beach Corp HEAR 0001531225 Hanson John T C/O TURTLE BEACH CORPORATION 11011 VIA FRONTERA, SUITE A/B SAN DIEGO CA 92127 0 1 0 0 CFO, Treasurer and Secretary Common Stock 2018-08-09 4 M 0 16590 7.72 A 16590 D Common Stock 2018-08-09 4 M 0 12604 16.52 A 29194 D Common Stock 2018-08-09 4 M 0 23750 7.24 A 52944 D Common Stock 2018-08-09 4 M 0 12080 4.64 A 65024 D Common Stock 2018-08-09 4 S 0 11900 30.23 D 53124 D Common Stock 2018-08-09 4 S 0 53124 29.24 D 0 D Stock Option (Right to Buy) 7.72 2018-08-09 4 M 0 16590 0 D 2024-01-30 Common Stock 16590.0 0 D Stock Option (Right to Buy) 16.52 2018-08-09 4 M 0 12604 0 D 2024-11-19 Common Stock 12604.0 1146 D Stock Option (Right to Buy) 7.24 2018-08-09 4 M 0 23750 0 D 2025-05-29 Common Stock 23750.0 6250 D Stock Option (Right to Buy) 4.64 2018-08-09 4 M 0 12080 0 D 2026-04-04 Common Stock 12080.0 8630 D Stock Option (Right to Buy) 2.04 2027-11-13 Common Stock 26513.0 26513 D Stock Option (Right to Buy) 3.12 2028-04-11 Common Stock 29391.0 29391 D The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $30.00 to $30.65 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $29.00 to $29.99 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. All shares are exercisable as of the transaction date. All exercised shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal monthly installments until November 19, 2018. All exercised shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal monthly installments until May 29, 2019. All exercised shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal monthly installments until April 4, 2020. One-quarter of the underlying shares will vest on November 13, 2018, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter. One-quarter of the underlying shares will vest on April 11, 2019, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter. /s/ John T. Hanson 2018-08-10