0001209191-19-056930.txt : 20191118 0001209191-19-056930.hdr.sgml : 20191118 20191118160837 ACCESSION NUMBER: 0001209191-19-056930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191116 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanson John T CENTRAL INDEX KEY: 0001531225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35465 FILM NUMBER: 191227648 MAIL ADDRESS: STREET 1: 11011 VIA FRONTERA, SUITE A/B CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turtle Beach Corp CENTRAL INDEX KEY: 0001493761 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 272767540 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11011 VIA FRONTERA STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 888-496-8001 MAIL ADDRESS: STREET 1: 11011 VIA FRONTERA STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: Parametric Sound Corp DATE OF NAME CHANGE: 20100609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-16 0 0001493761 Turtle Beach Corp HEAR 0001531225 Hanson John T C/O TURTLE BEACH CORPORATION 11011 VIA FRONTERA, SUITE A/B SAN DIEGO CA 92127 0 1 0 0 CFO, Treasurer and Secretary Common Stock 2019-11-16 4 M 0 833 A 9066 D Common Stock 2019-11-16 4 F 0 369 8.67 D 8697 D Restricted Stock Units 2019-11-16 4 M 0 833 0.00 D Common Stock 833 5834 D Restricted Stock Units Common Stock 20000 20000 D Stock Option (Right to Buy) 16.52 2024-11-29 Common Stock 1146 1146 D Stock Option (Right to Buy) 7.24 2025-05-29 Common Stock 6250 6250 D Stock Option (Right to Buy) 4.64 2026-04-04 Common Stock 8630 8630 D Stock Option (Right to Buy) 2.04 2027-11-13 Common Stock 26513 26513 D Stock Option (Right to Buy) 3.12 2028-04-11 Common Stock 29391 29391 D Stock Option (Right to Buy) 12.10 2029-04-01 Common Stock 40000 40000 D Restricted stock units were converted into common stock on a one-for-one basis. Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person. The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter. One-quarter of these restricted stock units will vest annually, beginning on April 1, 2020, so that the restricted stock units will become fully vested on April 1, 2023. All options were exercisable as of the date of this Form 4. These shares are scheduled to vest in equal monthly installments until April 4, 2020. These shares are scheduled to vest in equal monthly installments until November 13, 2021. One-quarter of the options vested on April 11, 2019, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter. One-quarter of the options will vest on April 1, 2020, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter. /s/John T. Hanson 2019-11-18