0001752724-24-095969.txt : 20240513 0001752724-24-095969.hdr.sgml : 20240513 20240513123950 ACCESSION NUMBER: 0001752724-24-095969 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 EFFECTIVENESS DATE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon ETF Trust CENTRAL INDEX KEY: 0001493580 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-23477 FILM NUMBER: 24937903 BUSINESS ADDRESS: STREET 1: 240 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-922-6400 MAIL ADDRESS: STREET 1: 240 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Dreyfus ETF Trust DATE OF NAME CHANGE: 20100607 0001493580 S000080183 BNY Mellon Innovators ETF C000241887 BNY Mellon Innovators ETF BKIV 0001493580 S000080184 BNY Mellon Women's Opportunities ETF C000241888 BNY Mellon Women's Opportunities ETF BKWO N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001493580 XXXXXXXX 811-23477 false false false N-1A S000080184 C000241888 S000080183 C000241887 BNY Mellon ETF Trust 811-23477 0001493580 549300E2C8EQYJ7B0H81 240 Greenwich Street New York 10286 US-NY US 212-922-6400 Newton Investment Management North America, LLC 201 Washington Street Boston 02108 1 212 922 7777 Records related to its functions as sub-adviser. BNY Mellon Investment Servicing (U.S.) Inc. 118 Flanders Road Westborough 01581 508-871-8500 Records related to its functions as transfer agent. BNY MELLON SECURITIES CORPORATION 240 GREENWICH STREET NEW YORK 10286 212-635-4738 Records related to its function as distributor. The Bank of New York Mellon 240 Greenwich Street New York 10286 212-495-1784 Records related to its functions as administrator and custodian. BNY Mellon ETF Investment Adviser, LLC 201 Washington Street Boston 02108 617-722-7250 Records related to its functions as adviser. Newton Investment Management Limited 160 Queen Victoria Street London GB EC4V 4LA (44) 020 7163 9000 Records related to its functions as sub-adviser. N N N N-1A 13 Y Jill I. Mavro N/A N Stacy L. Schaus 001289657 N J. Charles Cardona N/A N Kevin W. Quinn N/A N Kristen M. Dickey 002787632 N F. 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Report of Independent Registered Public Accounting Firm

 

 

To the Shareholders and Board of Trustees of

BNY Mellon ETF Trust

 

In planning and performing our audits of the financial statements of BNY Mellon Women’s Opportunities ETF and BNY Mellon Innovators ETF (two of the funds constituting BNY Mellon ETF Trust) (the Company) as of and for the year ended February 29, 2024, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Company’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal control over financial reporting. Accordingly, we express no such opinion.

 

The management of the Company is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Company’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Company’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of February 29, 2024.

 

This report is intended solely for the information and use of management and the Board of Trustees of BNY Mellon ETF Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

/S/ ERNST & YOUNG LLP

 

 

New York, New York

April 19, 2024