0001209191-21-027615.txt : 20210420 0001209191-21-027615.hdr.sgml : 20210420 20210420181906 ACCESSION NUMBER: 0001209191-21-027615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210416 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cayer Paul E CENTRAL INDEX KEY: 0001615234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 21839013 MAIL ADDRESS: STREET 1: C/O OTONOMY, INC. STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-16 0 0001493566 OTONOMY, INC. OTIC 0001615234 Cayer Paul E C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Ch. Financial & Business Offcr Common Stock 2021-04-16 4 A 0 110000 0.00 A 133426 D Each share is represented by a Restricted Stock Unit ("RSU"). Twenty-five percent (25%) of the RSUs will vest on the one (1) year anniversary of March 23, 2021 (the "Vesting Commencement Date") and seventy-five percent (75%) of the RSUs will vest on the two-year anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service as of each such vesting date. /s/ Paul E. Cayer 2021-04-20