0001209191-20-004035.txt : 20200117
0001209191-20-004035.hdr.sgml : 20200117
20200117164945
ACCESSION NUMBER: 0001209191-20-004035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200115
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weber David Allen
CENTRAL INDEX KEY: 0001616147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 20534099
MAIL ADDRESS:
STREET 1: C/O OTONOMY, INC.
STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 323-2200
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-15
0
0001493566
OTONOMY, INC.
OTIC
0001616147
Weber David Allen
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
1
1
0
0
President & CEO
Common Stock
26768
D
Common Stock
4812
I
See footnote
Stock Option (right to buy)
3.54
2020-01-15
4
A
0
700000
0.00
A
2030-01-14
Common Stock
700000
700000
D
The shares reported in Table I include an aggregate of 9,165 shares acquired by the Reporting Person since December 1, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
One-fourth (1/4) of the shares subject to the option vest on January 15, 2021 and one forty-eighth (1/48) of the shares vest monthly thereafter.
In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 2,609,062 shares of common stock, which options vest according to their terms.
/s/ Paul E. Cayer, by power of attorney
2020-01-17