0001209191-20-004032.txt : 20200117 0001209191-20-004032.hdr.sgml : 20200117 20200117164729 ACCESSION NUMBER: 0001209191-20-004032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200115 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cayer Paul E CENTRAL INDEX KEY: 0001615234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 20534088 MAIL ADDRESS: STREET 1: C/O OTONOMY, INC. STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-15 0 0001493566 OTONOMY, INC. OTIC 0001615234 Cayer Paul E C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Ch. Financial & Business Offcr Common Stock 23426 D Stock Option (right to buy) 3.54 2020-01-15 4 A 0 490000 0.00 A 2030-01-14 Common Stock 490000 490000 D The shares reported in Table I include an aggregate of 13,816 shares acquired by the Reporting Person since December 1, 2015 pursuant to the Issuer's Employee Stock Purchase Plan. One-fourth (1/4) of the shares subject to the option vest on January 15, 2021 and one forty-eighth (1/48) of the shares vest monthly thereafter. In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 761,215 shares of common stock, which options vest according to their terms. /s/ Paul E. Cayer 2020-01-17