0001209191-20-004032.txt : 20200117
0001209191-20-004032.hdr.sgml : 20200117
20200117164729
ACCESSION NUMBER: 0001209191-20-004032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200115
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cayer Paul E
CENTRAL INDEX KEY: 0001615234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 20534088
MAIL ADDRESS:
STREET 1: C/O OTONOMY, INC.
STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 323-2200
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-15
0
0001493566
OTONOMY, INC.
OTIC
0001615234
Cayer Paul E
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Ch. Financial & Business Offcr
Common Stock
23426
D
Stock Option (right to buy)
3.54
2020-01-15
4
A
0
490000
0.00
A
2030-01-14
Common Stock
490000
490000
D
The shares reported in Table I include an aggregate of 13,816 shares acquired by the Reporting Person since December 1, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
One-fourth (1/4) of the shares subject to the option vest on January 15, 2021 and one forty-eighth (1/48) of the shares vest monthly thereafter.
In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 761,215 shares of common stock, which options vest according to their terms.
/s/ Paul E. Cayer
2020-01-17