0001209191-17-019330.txt : 20170308
0001209191-17-019330.hdr.sgml : 20170308
20170308171723
ACCESSION NUMBER: 0001209191-17-019330
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170306
FILED AS OF DATE: 20170308
DATE AS OF CHANGE: 20170308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 323-2200
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hakanson Dean
CENTRAL INDEX KEY: 0001638222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 17675971
MAIL ADDRESS:
STREET 1: C/O OTONOMY, INC.
STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-06
0
0001493566
OTONOMY, INC.
OTIC
0001638222
Hakanson Dean
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Chief Medical Officer
Employee Stock Option (right to buy)
14.00
2017-03-06
4
A
0
65000
0.00
A
2027-03-06
Common Stock
65000
65000
D
One-fourth (1/4) of the shares subject to the option vest on March 6, 2018 and one forty-eighth (1/48) of the shares vest monthly thereafter.
In addition to the option to purchase 65,000 shares of common stock as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 215,000 shares of common stock, which options vest according to their terms.
/s/ Eric J. Loumeau, by power of attorney
2017-03-08