0001209191-17-002737.txt : 20170106 0001209191-17-002737.hdr.sgml : 20170106 20170106174342 ACCESSION NUMBER: 0001209191-17-002737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170104 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 838-0974 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bishop Katherine Mary CENTRAL INDEX KEY: 0001693950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 17515295 MAIL ADDRESS: STREET 1: C/O OTONOMY, INC. STREET 2: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-04 0 0001493566 OTONOMY, INC. OTIC 0001693950 Bishop Katherine Mary C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Chief Scientific Officer Employee Stock Option (right to buy) 16.20 2017-01-04 4 A 0 150000 0.00 A 2027-01-04 Common Stock 150000 150000 D One-fourth of the shares subject to the option vest on January 4, 2018 and one forty-eighth of the shares vest monthly thereafter. /s/ Eric J. Loumeau, by power of attorney 2017-01-06