0001209191-17-002737.txt : 20170106
0001209191-17-002737.hdr.sgml : 20170106
20170106174342
ACCESSION NUMBER: 0001209191-17-002737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170104
FILED AS OF DATE: 20170106
DATE AS OF CHANGE: 20170106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 838-0974
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bishop Katherine Mary
CENTRAL INDEX KEY: 0001693950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 17515295
MAIL ADDRESS:
STREET 1: C/O OTONOMY, INC.
STREET 2: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-04
0
0001493566
OTONOMY, INC.
OTIC
0001693950
Bishop Katherine Mary
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Chief Scientific Officer
Employee Stock Option (right to buy)
16.20
2017-01-04
4
A
0
150000
0.00
A
2027-01-04
Common Stock
150000
150000
D
One-fourth of the shares subject to the option vest on January 4, 2018 and one forty-eighth of the shares vest monthly thereafter.
/s/ Eric J. Loumeau, by power of attorney
2017-01-06