0001209191-16-105812.txt : 20160303
0001209191-16-105812.hdr.sgml : 20160303
20160303202426
ACCESSION NUMBER: 0001209191-16-105812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160301
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otonomy, Inc.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 242-5200
MAIL ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weber David Allen
CENTRAL INDEX KEY: 0001616147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 161483376
MAIL ADDRESS:
STREET 1: C/O OTONOMY, INC.
STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-01
0
0001493566
Otonomy, Inc.
OTIC
0001616147
Weber David Allen
C/O OTONOMY, INC.
6275 NANCY RIDGE DRIVE, SUITE 100
SAN DIEGO
CA
92121
1
1
0
0
President & CEO
Employee Stock Option (right to buy)
14.44
2016-03-01
4
A
0
230000
0.00
A
2026-03-01
Common Stock
230000
230000
D
One-fourth (1/4) of the shares subject to the option vest on March 1, 2017 and one forty-eighth (1/48) of the shares vest monthly thereafter.
In addition to the option to purchase 230,000 shares of common stock as set forth on Table II, the Reporting Person currently holds options to purchase up to an aggregate of 915,730 shares of common stock, which options vest according to their terms.
/s/ Eric J. Loumeau, by power of attorney
2016-03-03