0001209191-15-079921.txt : 20151112 0001209191-15-079921.hdr.sgml : 20151112 20151112204659 ACCESSION NUMBER: 0001209191-15-079921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151111 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otonomy, Inc. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 242-5200 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cayer Paul E CENTRAL INDEX KEY: 0001615234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 151226626 MAIL ADDRESS: STREET 1: C/O OTONOMY, INC. STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-11 0 0001493566 Otonomy, Inc. OTIC 0001615234 Cayer Paul E C/O OTONOMY, INC. 6275 NANCY RIDGE DRIVE, SUITE 100 SAN DIEGO CA 92121 0 1 0 0 CFO/Ch. Business Offcr & Sec. Conmon Stock 2015-11-11 4 M 0 1453 1.76 A 11063 D Common Stock 2015-11-11 4 M 0 1547 6.33 A 12610 D Common Stock 2015-11-11 4 S 0 3000 24.95 D 9610 D Employee Stock Option (right to buy) 1.76 2015-11-11 4 M 0 1453 0.00 D 2023-12-20 Common Stock 1453 137088 D Employee Stock Option (right to buy) 6.33 2015-11-11 4 M 0 1547 0.00 D 2024-06-03 Common Stock 1547 83492 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. One-fourth (1/4) of the shares subject to the option vested on September 1, 2014 and one forty-eighth of the shares vest monthly thereafter. One fourth (1/4) of the shares subject to the option vested on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter. /s/ Eric J. Loumeau, by power of attorney 2015-11-12