0001209191-15-079921.txt : 20151112
0001209191-15-079921.hdr.sgml : 20151112
20151112204659
ACCESSION NUMBER: 0001209191-15-079921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151111
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otonomy, Inc.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 242-5200
MAIL ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cayer Paul E
CENTRAL INDEX KEY: 0001615234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 151226626
MAIL ADDRESS:
STREET 1: C/O OTONOMY, INC.
STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-11
0
0001493566
Otonomy, Inc.
OTIC
0001615234
Cayer Paul E
C/O OTONOMY, INC.
6275 NANCY RIDGE DRIVE, SUITE 100
SAN DIEGO
CA
92121
0
1
0
0
CFO/Ch. Business Offcr & Sec.
Conmon Stock
2015-11-11
4
M
0
1453
1.76
A
11063
D
Common Stock
2015-11-11
4
M
0
1547
6.33
A
12610
D
Common Stock
2015-11-11
4
S
0
3000
24.95
D
9610
D
Employee Stock Option (right to buy)
1.76
2015-11-11
4
M
0
1453
0.00
D
2023-12-20
Common Stock
1453
137088
D
Employee Stock Option (right to buy)
6.33
2015-11-11
4
M
0
1547
0.00
D
2024-06-03
Common Stock
1547
83492
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
One-fourth (1/4) of the shares subject to the option vested on September 1, 2014 and one forty-eighth of the shares vest monthly thereafter.
One fourth (1/4) of the shares subject to the option vested on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter.
/s/ Eric J. Loumeau, by power of attorney
2015-11-12