0000903423-15-000394.txt : 20150622 0000903423-15-000394.hdr.sgml : 20150622 20150622170235 ACCESSION NUMBER: 0000903423-15-000394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150619 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otonomy, Inc. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 242-5200 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Preston Heather CENTRAL INDEX KEY: 0001606826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 15945316 MAIL ADDRESS: STREET 1: C/O TPG GLOBAL, LLC STREET 2: 301 COMMERCE STREET CITY: FORT WORTH STATE: TX ZIP: 76102 4 1 prestonf4.xml OWNERSHIP DOCUMENT X0306 4 2015-06-19 0 0001493566 Otonomy, Inc. OTIC 0001606826 Preston Heather C/O TPG GLOBAL, LLC 301 COMMERCE STREET FORT WORTH TX 76102 1 0 0 0 Stock Option (right to buy) 22.12 2015-06-19 4 A 0 15000 0.00 A 2015-06-19 Common Stock 15000 15000 D The shares subject to the option vest in full on the date of Otonomy, Inc.'s next annual meeting of stockholders. (2) David Reintjes is signing on behalf of Dr. Heather Preston (the "Reporting Person") pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Securities and Exchange Commission. /s/ David Reintjes, on behalf of Dr. Heather Preston (2) 2015-06-22