0000903423-15-000394.txt : 20150622
0000903423-15-000394.hdr.sgml : 20150622
20150622170235
ACCESSION NUMBER: 0000903423-15-000394
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150619
FILED AS OF DATE: 20150622
DATE AS OF CHANGE: 20150622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otonomy, Inc.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 242-5200
MAIL ADDRESS:
STREET 1: 6275 NANCY RIDGE DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Preston Heather
CENTRAL INDEX KEY: 0001606826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 15945316
MAIL ADDRESS:
STREET 1: C/O TPG GLOBAL, LLC
STREET 2: 301 COMMERCE STREET
CITY: FORT WORTH
STATE: TX
ZIP: 76102
4
1
prestonf4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-06-19
0
0001493566
Otonomy, Inc.
OTIC
0001606826
Preston Heather
C/O TPG GLOBAL, LLC
301 COMMERCE STREET
FORT WORTH
TX
76102
1
0
0
0
Stock Option (right to buy)
22.12
2015-06-19
4
A
0
15000
0.00
A
2015-06-19
Common Stock
15000
15000
D
The shares subject to the option vest in full on the date of Otonomy, Inc.'s next annual meeting of stockholders.
(2) David Reintjes is signing on behalf of Dr. Heather Preston (the "Reporting Person") pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Securities and Exchange Commission.
/s/ David Reintjes, on behalf of Dr. Heather Preston (2)
2015-06-22