0001144204-12-037388.txt : 20120629 0001144204-12-037388.hdr.sgml : 20120629 20120629164900 ACCESSION NUMBER: 0001144204-12-037388 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120629 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20120629 DATE AS OF CHANGE: 20120629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Naugatuck Valley Financial Corp CENTRAL INDEX KEY: 0001493552 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 010969655 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-54447 FILM NUMBER: 12936520 BUSINESS ADDRESS: STREET 1: 333 CHURCH STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 203 720 50000 MAIL ADDRESS: STREET 1: 333 CHURCH STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 8-K 1 v317435_8-k.htm FORM 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) June 29, 2012

 

NAUGATUCK VALLEY FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

Maryland 000-54447 01-0969655
(State or other jurisdiction of (Commission (IRS Employer
 incorporation) File Number) Identification No.)

 

 

333 Church Street, Naugatuck, Connecticut 06770
(Address of principal executive offices) (Zip Code)

 

(203) 720-5000

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

(a)         The annual meeting of stockholders of Naugatuck Valley Financial Corporation (the “Company”) was held on June 29, 2012.

 

(b)         The matters considered and voted on by the stockholders at the annual meeting and the vote of the stockholders were as follows:

 

1.The following individuals were elected as directors, for the term reflected below, by the following vote.
   
Name Votes For Votes Withheld

Broker

Non-Votes

       
For a term of three years:      
Frederick A. Dlugokecki 2,917,711 560,552 2,951,964
Richard M. Famiglietti 2,843,722 634,541 2,951,964
Kevin A. Kennedy 3,136,331 341,932 2,951,964

 

2.The appointment of Whittlesey & Hadley, P.C. as the independent registered public accounting firm for the fiscal year ending December 31, 2012 was ratified by the stockholders by the following vote:

 

Shares Voted For Shares Voted Against Abstentions
5,987,976 400,506 41,745

 

There were no broker non-votes on the proposal.

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

  NAUGATUCK VALLEY FINANCIAL CORPORATION
       
       
       
       
Date: June 29, 2012 By: /s/ John C. Roman  
    John C. Roman  
    President and Chief Executive Officer