0001140361-13-003414.txt : 20130128 0001140361-13-003414.hdr.sgml : 20130128 20130128175649 ACCESSION NUMBER: 0001140361-13-003414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobs William R. CENTRAL INDEX KEY: 0001565566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35791 FILM NUMBER: 13552968 MAIL ADDRESS: STREET 1: 581 MAIN STREET STREET 2: SUITE 810 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northfield Bancorp, Inc. CENTRAL INDEX KEY: 0001493225 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 581 MAIN STREET STREET 2: SUITE 810 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 BUSINESS PHONE: (732) 499-7200 MAIL ADDRESS: STREET 1: 581 MAIN STREET STREET 2: SUITE 810 CITY: WOODBRIDGE STATE: NJ ZIP: 07095 4 1 doc1.xml FORM 4 X0306 4 2013-01-24 0 0001493225 Northfield Bancorp, Inc. NFBK 0001565566 Jacobs William R. 581 MAIN STREET SUITE 810 WOODBRIDGE NJ 07095 0 1 0 0 SVP and PAO Common Stock 2013-01-24 4 A 0 10645 0.00 A 10645 D Common Stock 2013-01-24 4 A 0 1300 10.00 A 11945 D Common Stock 2013-01-24 4 A 0 5144.258 0.00 A 5144.258 I By ESOP Common Stock 2013-01-24 4 A 0 134.4089 0.00 A 134.4089 I By 401(k) Common Stock 2013-01-24 4 A 0 7122.876 10.00 A 7257.285 I By 401(k) Stock Options 7.09 2013-01-24 4 A 0 10156 0.00 A 2010-01-30 2019-01-30 Common Stock 10156 10156 D Stock Options 9.44 2013-01-24 4 A 0 4208 0.00 A 2011-01-29 2020-01-29 Common Stock 4208 4208 D Pursuant to the Plan of Conversion and Reorganization of Northfield Bancorp, MHC, each share of Northfield Bancorp, Inc. (Federal corporation) was exchanged for 1.4029 shares of common stock of Northfield Bancorp, Inc. (Delaware corporation). Pursuant to the Plan of Conversion and Reorganization of Northfield Bancorp, MHC, each option to purchase shares of common stock of Northfield Bancorp, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Northfield Bancorp, Inc. (Delaware corporation) by multiplying the number of shares subject to each option by the 1.4029 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.4029 exchange ratio. All such converted options continue to vest based on their original terms. Options to purchase shares of common stock vest at a rate of 20% per year commencing on January 30, 2010. Options to purchase shares of common stock vest at a rate of 20% per year commencing on January 29, 2011. /s/ Edward A. Quint, pursuant to power of attorney 2013-01-28