0001079973-20-000435.txt : 20200519 0001079973-20-000435.hdr.sgml : 20200519 20200519171509 ACCESSION NUMBER: 0001079973-20-000435 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lifeloc Technologies, Inc CENTRAL INDEX KEY: 0001493137 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 841053680 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-54319 FILM NUMBER: 20894684 BUSINESS ADDRESS: STREET 1: 12441 WEST 49TH AVE UNIT #4 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 BUSINESS PHONE: 303-431-9500 MAIL ADDRESS: STREET 1: 12441 WEST 49TH AVE UNIT #4 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 FORMER COMPANY: FORMER CONFORMED NAME: Lifeloc Technologies Inc DATE OF NAME CHANGE: 20100601 8-K 1 lifeloc_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 19, 2020 (May 18, 2020)

LIFELOC TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

Colorado		000-54319		84-1053680
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification Number)

12441 West 49th Ave., Unit 4
Wheat Ridge, CO		80033
(Address of Principal Executive Offices)		(Zip Code)

(303) 431-9500

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[_]	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[_]	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[_]	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[_]	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [_]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock	LCTC	N/A

Item 5.07

Submission of Matters to a Vote of Security Holders.

Lifeloc Technologies, Inc., a Colorado corporation (“Lifeloc” or the “Company”) held its Annual Meeting of Shareholders on May 18, 2020 (the “Annual Meeting”). As of the record date of the Annual Meeting, there were 2,454,116 shares of Common Stock issued and outstanding and entitled to vote at the Annual Meeting.

The following matters were submitted and voted upon at the Annual Meeting:

Lifeloc stockholders voted to elect five individuals to the Board of Directors for the succeeding year as set forth below.

Name	Number of Shares For		Number of Shares Withheld		Number of Shares Abstaining		Broker Non-Votes
Wayne Willkomm, Ph.D.		1,929,807		299		0		0
Vern D. Kornelsen		1,929,807		299		0		0
Robert Greenlee		1,929,807		299		0		0
Donald E. Siecke		1,929,807		299		0		0
Michael J. Kornelsen, D.M.A.		1,929,807		299		0		0

Stockholders voted to ratify the appointment of Causey Demgen & Moore P.C. as its independent registered public account for fiscal year 2020 as set forth below.

Number of Shares For				Number of Shares Against				Number of Shares Abstaining				Broker Non-Votes
	2,044,316				0				0				0

Stockholders voted to ratify approve, on an advisory basis, the compensation of our named executive officers as set forth below.

Number of Shares For				Number of Shares Against				Number of Shares Abstaining				Broker Non-Votes
	1,917,807				4,799				7,500				0

For more information about the foregoing proposals, please review the Company’s proxy statement, filed with the Securities and Exchange Commission on April 2, 2020.

SIGNATURES

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 19, 2020	LIFELOC TECHNOLOGIES, INC.

	By:	/s/ Vern D. Kornelsen
		Chief Financial Officer and Secretary