0001492996-14-000019.txt : 20141001
0001492996-14-000019.hdr.sgml : 20141001
20141001120704
ACCESSION NUMBER: 0001492996-14-000019
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20141001
DATE AS OF CHANGE: 20141001
EFFECTIVENESS DATE: 20141001
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC.
CENTRAL INDEX KEY: 0001492996
IRS NUMBER: 631175904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-225592
FILM NUMBER: 141132136
BUSINESS ADDRESS:
STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
BUSINESS PHONE: 205-949-3500
MAIL ADDRESS:
STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
D
1
primary_doc.xml
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LIVE
0001492996
STERNE AGEE GROUP, INC.
800 SHADES CREEK PARKWAY, SUITE 700
BIRMINGHAM
AL
ALABAMA
35209
205-949-3500
DELAWARE
Sterne, Agee & Leach Group, Inc.
None
Corporation
true
Jay
W.
Carter
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Director
Linda
M.
Daniel
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Director
Henry
S.
Lynn, Jr.
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Director
Robert
G.
Nunziata
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Director
Sal
A.
Nunziata
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Director
Joe
R.
Roberts, Jr.
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Director
Walter
S.
Robertson, III
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Director
Walter
A.
Ruch, III
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Director
Jon
B.
Sanderson
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Director
Eric
D.
Needleman
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Director
Cynthia
K.
Brown
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Kelly
B.
Bolvig
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
B.
Carl
Owen
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Carroll
Stephens
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Sharon
B.
Belswenger
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Jodie
Ezell
800 Shades Creek Parkway, Suite 700
Birmingham
AL
ALABAMA
35209
Executive Officer
Investment Banking
Decline to Disclose
- 06b
false
2014-09-16
false
true
false
7854
Indefinite
2136523
Indefinite
false
15
0
0
0
false
STERNE AGEE GROUP, INC.
Jon B. Sanderson
Jon B. Sanderson
CFO, Secretary & Treasurer
2014-09-30