0001492996-14-000019.txt : 20141001 0001492996-14-000019.hdr.sgml : 20141001 20141001120704 ACCESSION NUMBER: 0001492996-14-000019 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141001 DATE AS OF CHANGE: 20141001 EFFECTIVENESS DATE: 20141001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC. CENTRAL INDEX KEY: 0001492996 IRS NUMBER: 631175904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225592 FILM NUMBER: 141132136 BUSINESS ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-949-3500 MAIL ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 D 1 primary_doc.xml X0707 D LIVE 0001492996 STERNE AGEE GROUP, INC. 800 SHADES CREEK PARKWAY, SUITE 700 BIRMINGHAM AL ALABAMA 35209 205-949-3500 DELAWARE Sterne, Agee & Leach Group, Inc. None Corporation true Jay W. Carter 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Director Linda M. Daniel 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Director Henry S. Lynn, Jr. 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Director Robert G. Nunziata 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Director Sal A. Nunziata 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Director Joe R. Roberts, Jr. 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Director Walter S. Robertson, III 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Director Walter A. Ruch, III 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Director Jon B. Sanderson 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Director Eric D. Needleman 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Director Cynthia K. Brown 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Kelly B. Bolvig 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer B. Carl Owen 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Carroll Stephens 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Sharon B. Belswenger 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Jodie Ezell 800 Shades Creek Parkway, Suite 700 Birmingham AL ALABAMA 35209 Executive Officer Investment Banking Decline to Disclose 06b false 2014-09-16 false true false 7854 Indefinite 2136523 Indefinite false 15 0 0 0 false STERNE AGEE GROUP, INC. Jon B. Sanderson Jon B. Sanderson CFO, Secretary & Treasurer 2014-09-30