0001492996-13-000007.txt : 20130814
0001492996-13-000007.hdr.sgml : 20130814
20130813173341
ACCESSION NUMBER: 0001492996-13-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130813
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC.
CENTRAL INDEX KEY: 0001492996
IRS NUMBER: 631175904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13983
FILM NUMBER: 131034117
BUSINESS ADDRESS:
STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
BUSINESS PHONE: 205-949-3500
MAIL ADDRESS:
STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001492996
XXXXXXXX
06-30-2013
06-30-2013
false
STERNE AGEE GROUP, INC.
800 Shades Creek Parkway, Suite 700
Birmingham
AL
35209
13F HOLDINGS REPORT
028-13983
N
James T. Ritt
General Counsel
205-439-6483
/S/ James Ritt
Birmingham
AL
08-13-2013
1
283
281349
1
0001134279
028-13128
TRUST CO OF STERNE AGEE & LEACH INC
INFORMATION TABLE
2
infotable.xml
3M CO
CS
88579Y101
1880
17189
SH
DFND
1
17189
0
0
ABBOTT LABS
CS
002824100
489
14009
SH
DFND
1
14009
0
0
ABBVIE INC
CS
00287Y109
424
10250
SH
DFND
0
0
10250
ABBVIE INC
CS
00287Y109
373
9027
SH
DFND
1
9027
0
0
ACE LTD
CS
H0023R105
270
3014
SH
DFND
1
3014
0
0
ACTAVIS INC
CS
00507K103
464
3676
SH
DFND
1
3676
0
0
ACTAVIS INC
CS
00507K103
244
1930
SH
DFND
0
0
1930
AEGION CORP
CS
00770F104
241
10725
SH
DFND
0
0
10725
AETNA INC NEW
CS
00817Y108
274
4305
SH
DFND
0
0
4305
AGRIUM INC
CS
008916108
1878
21600
SH
DFND
1
21600
0
0
AIR LEASE CORP CL A
CS
00912X302
239
8650
SH
DFND
0
0
8650
ALCOA INC
CS
013817101
570
72897
SH
DFND
1
72897
0
0
ALLSTATE CORP
CS
020002101
319
6631
SH
DFND
1
6631
0
0
ALTRIA GROUP INC
CS
02209S103
471
13460
SH
DFND
1
13460
0
0
ALTRIA GROUP INC
CS
02209S103
231
6600
SH
OTR
1
6600
0
0
AMAZON COM INC
CS
023135106
1359
4893
SH
DFND
1
4893
0
0
AMERICAN AXLE & MFG HLDGS IN
CS
024061103
304
16330
SH
DFND
1
16330
0
0
AMERICAN EQTY INVT LIFE HLD
CS
025676206
185
11780
SH
DFND
1
11780
0
0
AMERICAN EXPRESS CO
CS
025816109
451
6038
SH
DFND
1
6038
0
0
AMERIPRISE FINL INC
CS
03076C106
234
2895
SH
DFND
1
2895
0
0
AMERISOURCEBERGEN CORP
CS
03073E105
293
5251
SH
DFND
1
5251
0
0
AMGEN INC
CS
031162100
911
9231
SH
DFND
1
9231
0
0
ANDERSONS INC
CS
034164103
503
9450
SH
DFND
1
9450
0
0
APACHE CORP
CS
037411105
527
6286
SH
DFND
1
6286
0
0
APPLE INC
CS
037833100
6273
15819
SH
DFND
1
15819
0
0
APPLE INC
CS
037833100
204
515
SH
OTR
1
515
0
0
ARCHER DANIELS MIDLAND CO
CS
039483102
506
14910
SH
DFND
1
14910
0
0
ARES CAP CORP
CS
04010L103
218
12700
SH
DFND
0
0
12700
ARMOUR RESIDENTIAL REIT INC
CS
042315101
99
21000
SH
OTR
1
21000
0
0
AT&T INC
CS
00206R102
1417
40024
SH
DFND
1
40024
0
0
ATRION CORP
CS
049904105
820
3750
SH
DFND
1
3750
0
0
BAKER HUGHES INC
CS
057224107
436
9458
SH
DFND
1
9458
0
0
BANK OF AMERICA CORPORATION
CS
060505104
1893
147237
SH
DFND
1
147237
0
0
BAXTER INTL INC
CS
071813109
423
6111
SH
DFND
1
6111
0
0
BAYTEX ENERGY CORP
CS
07317Q105
1261
35000
SH
DFND
1
35000
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CS
084670702
1032
9221
SH
DFND
1
9221
0
0
BHP BILLITON LTD SPONSORED ADR
CS
088606108
629
10913
SH
DFND
1
10913
0
0
BORGWARNER INC
CS
099724106
978
11357
SH
DFND
1
11357
0
0
BRANDYWINE RLTY TR SH BEN INT NEW
CS
105368203
417
30810
SH
DFND
1
30810
0
0
BRISTOL MYERS SQUIBB CO
CS
110122108
2464
55138
SH
DFND
1
55138
0
0
BROOKFIELD RESIDENTIAL PPTYS
CS
11283W104
222
10075
SH
DFND
0
0
10075
BUNGE LIMITED
CS
G16962105
1168
16500
SH
DFND
1
16500
0
0
CANADIAN NATL RY CO
CS
136375102
807
8295
SH
DFND
1
8295
0
0
CARLISLE COS INC
CS
142339100
249
4000
SH
DFND
1
4000
0
0
CATERPILLAR INC DEL
CS
149123101
1131
13712
SH
DFND
1
13712
0
0
CBL & ASSOC PPTYS INC
CS
124830100
207
9647
SH
DFND
0
0
9647
CBS CORP NEW CL B
CS
124857202
254
5198
SH
DFND
0
0
5198
CENTURYLINK INC
CS
156700106
419
11845
SH
DFND
1
11845
0
0
CHENIERE ENERGY INC
CS
16411R208
1788
64400
SH
DFND
1
64400
0
0
CHEVRON CORP NEW
CS
166764100
2764
23356
SH
DFND
1
23356
0
0
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH
CS
167250109
1058
17739
SH
DFND
1
17739
0
0
CINEMARK HOLDINGS INC
CS
17243V102
241
8640
SH
DFND
1
8640
0
0
CISCO SYS INC
CS
17275R102
1578
64827
SH
DFND
1
64827
0
0
CISCO SYS INC
CS
17275R102
304
12493
SH
DFND
0
0
12493
CITIGROUP INC
CS
172967424
750
15630
SH
DFND
1
15630
0
0
CITRIX SYS INC
CS
177376100
228
3777
SH
DFND
1
3777
0
0
CLARCOR INC
CS
179895107
313
6000
SH
DFND
1
6000
0
0
CLEAN ENERGY FUELS CORP
CS
184499101
1505
114000
SH
DFND
1
114000
0
0
CNOOC LTD SPONSORED ADR
CS
126132109
292
1742
SH
DFND
1
1742
0
0
COCA COLA CO
CS
191216100
4189
104444
SH
DFND
1
104444
0
0
COCA COLA CO
CS
191216100
244
6082
SH
DFND
0
0
6082
COLGATE PALMOLIVE CO
CS
194162103
254
4432
SH
DFND
1
4432
0
0
CONOCOPHILLIPS
CS
20825C104
1120
18518
SH
DFND
1
18518
0
0
CORNING INC
CS
219350105
467
32826
SH
DFND
1
32826
0
0
COVIDIEN PLC
CS
G2554F113
580
9225
SH
DFND
1
9225
0
0
CREDIT SUISSE ASSET MGMT INC
FD
224916106
74
19550
SH
DFND
1
19550
0
0
CREE INC
CS
225447101
335
5250
SH
DFND
1
5250
0
0
CUMMINS INC
CS
231021106
1855
17100
SH
DFND
1
17100
0
0
D R HORTON INC
CS
23331A109
287
13465
SH
DFND
1
13465
0
0
DARDEN RESTAURANTS INC
CS
237194105
1880
37249
SH
DFND
1
37249
0
0
DEERE & CO
CS
244199105
3189
39253
SH
DFND
1
39253
0
0
DEVON ENERGY CORP NEW
CS
25179M103
581
11198
SH
DFND
1
11198
0
0
DIAGEO P L C SPON ADR NEW
CS
25243Q205
645
5608
SH
DFND
1
5608
0
0
DISCOVER FINL SVCS
CS
254709108
457
9587
SH
DFND
1
9587
0
0
DISNEY WALT CO
CS
254687106
336
5324
SH
DFND
0
0
5324
DISNEY WALT CO
CS
254687106
280
4435
SH
DFND
1
4435
0
0
DOVER CORP
CS
260003108
203
2608
SH
DFND
1
2608
0
0
DST SYS INC DEL
CS
233326107
232
3550
SH
DFND
0
0
3550
DU PONT E I DE NEMOURS & CO
CS
263534109
1653
31491
SH
DFND
1
31491
0
0
E M C CORP MASS
CS
268648102
399
16892
SH
DFND
1
16892
0
0
EBAY INC
CS
278642103
551
10644
SH
DFND
1
10644
0
0
EBAY INC
CS
278642103
254
4915
SH
DFND
0
0
4915
EMERSON ELEC CO
CS
291011104
1517
27807
SH
DFND
1
27807
0
0
ENSCO PLC
CS
G3157S106
496
8537
SH
DFND
1
8537
0
0
ENTERPRISE PRODS PARTNERS L
CS
293792107
643
10352
SH
DFND
0
0
10352
EPAM SYS INC
CS
29414B104
298
10950
SH
DFND
0
0
10950
EPR PPTYS
CS
26884U109
286
5687
SH
DFND
0
0
5687
EQUINIX INC
CS
29444U502
276
1492
SH
DFND
1
1492
0
0
EXPRESS SCRIPTS HLDG CO
CS
30219G108
512
8291
SH
DFND
1
8291
0
0
EXXON MOBIL CORP
CS
30231G102
3280
36307
SH
DFND
1
36307
0
0
EXXON MOBIL CORP
CS
30231G102
634
7018
SH
OTR
1
7018
0
0
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE
CS
33734X101
1473
54305
SH
DFND
0
0
54305
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE
CS
33734X119
1760
57026
SH
DFND
0
0
57026
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX
CS
33733E302
2240
49341
SH
DFND
0
0
49341
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH
CS
33734X143
1843
46407
SH
DFND
0
0
46407
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH
CS
33733E203
1665
28612
SH
DFND
0
0
28612
FIRST TR MLP & ENERGY INCOME
CS
33739B104
343
16750
SH
DFND
0
0
16750
FLUOR CORP NEW
CS
343412102
207
3493
SH
DFND
1
3493
0
0
FORD MTR CO DEL
CS
345370860
2480
160319
SH
DFND
1
160319
0
0
FREEPORT-MCMORAN COPPER & GO
CS
35671D857
1054
38192
SH
DFND
1
38192
0
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FRESENIUS MED CARE AG&CO KGA SPONSORED ADR
CS
358029106
283
8037
SH
DFND
1
8037
0
0
FRONTIER COMMUNICATIONS CORP
CS
35906A108
46
11250
SH
DFND
0
0
11250
GASLOG LTD
CS
G37585109
571
44600
SH
DFND
0
0
44600
GENERAL ELECTRIC CO
CS
369604103
2427
104648
SH
DFND
1
104648
0
0
GENERAL ELECTRIC CO
CS
369604103
492
21197
SH
DFND
0
0
21197
GENERAL MTRS CO JR PFD CNV SRB
PFRD
37045V209
382
7925
SH
DFND
0
0
7925
GENESEE & WYO INC CL A
CS
371559105
5396
63600
SH
OTR
1
63600
0
0
GENWORTH FINL INC
CS
37247D106
187
16379
SH
DFND
0
0
16379
GLAXOSMITHKLINE PLC SPONSORED ADR
CS
37733W105
237
4747
SH
DFND
0
0
4747
GNC HLDGS INC
CS
36191G107
242
5475
SH
DFND
0
0
5475
GOLDMAN SACHS GROUP INC
CS
38141G104
445
2943
SH
DFND
1
2943
0
0
GOOGLE INC CL A
CS
38259P508
2390
2715
SH
DFND
1
2715
0
0
GULFPORT ENERGY CORP
CS
402635304
505
10732
SH
DFND
0
0
10732
HALLIBURTON CO
CS
406216101
527
12626
SH
DFND
1
12626
0
0
HEALTH INS INNOVATIONS INC
CS
42225K106
161
15300
SH
DFND
0
0
15300
HESS CORP
CS
42809H107
207
3108
SH
DFND
1
3108
0
0
HI-CRUSH PARTNERS LP
CS
428337109
208
8850
SH
DFND
0
0
8850
HOME DEPOT INC
CS
437076102
1552
20033
SH
DFND
1
20033
0
0
HOME LN SERVICING SOLUTIONS
CS
G6648D109
494
20600
SH
DFND
0
0
20600
HONEYWELL INTL INC
CS
438516106
2502
31540
SH
DFND
1
31540
0
0
INTEL CORP
CS
458140100
3289
135743
SH
DFND
1
135743
0
0
INTEL CORP
CS
458140100
223
9200
SH
DFND
0
0
9200
INTERNATIONAL BUSINESS MACHS
CS
459200101
2697
14112
SH
DFND
1
14112
0
0
ISHARES INC MSCI SWEDEN
FD
464286756
597
20042
SH
DFND
0
0
20042
ISHARES INC MSCI THAI CAPPED
FD
464286624
1556
19842
SH
DFND
0
0
19842
ISHARES INC MSCI TURKEY FD
FD
464286715
1085
18267
SH
DFND
0
0
18267
ISHARES S&P GSCI COMMODITY I UNIT BEN INT
FD
46428R107
4098
133063
SH
DFND
1
133063
0
0
ISHARES SILVER TRUST ISHARES
FD
46428Q109
759
40000
SH
DFND
1
40000
0
0
ISHARES TR BARCLYS 1-3YR CR
FD
464288646
24454
232827
SH
DFND
0
0
232827
ISHARES TR BARCLYS 7-10 YR
FD
464287440
277
2707
SH
DFND
0
0
2707
ISHARES TR CORE S&P500 ETF
FD
464287200
344
2140
SH
DFND
0
0
2140
ISHARES TR CORE TOTUSBD ETF
FD
464287226
663
6183
SH
DFND
0
0
6183
ISHARES TR DJ SEL DIV INX
FD
464287168
3288
51372
SH
DFND
1
51372
0
0
ISHARES TR DJ US INDEX FD
FD
464287846
1679
20808
SH
DFND
0
0
20808
ISHARES TR MSCI EAFE INDEX
FD
464287465
9638
168206
SH
DFND
0
0
168206
ISHARES TR MSCI EMERG MKT
FD
464287234
1004
26077
SH
DFND
0
0
26077
ISHARES TR MSCI EMERG MKT
FD
464287234
809
21002
SH
DFND
1
21002
0
0
ISHARES TR PHILL INVSTMRK
FD
46429B408
1006
28697
SH
DFND
0
0
28697
ISHARES TR RUSL 2000 GROW
FD
464287648
269
2411
SH
DFND
0
0
2411
ISHARES TR RUSSELL 2000
FD
464287655
240
2475
SH
DFND
1
2475
0
0
ISHARES TR RUSSELL 3000
FD
464287689
10199
105796
SH
DFND
0
0
105796
ISHARES TR RUSSELL MCP GR
FD
464287481
505
7035
SH
DFND
0
0
7035
ISHARES TR RUSSELL MIDCAP
FD
464287499
764
5881
SH
DFND
1
5881
0
0
ISHARES TR RUSSELL MIDCAP
FD
464287499
372
2861
SH
DFND
0
0
2861
ISHARES TR RUSSELL1000GRW
FD
464287614
578
7950
SH
DFND
0
0
7950
ISHARES TR RUSSELL1000GRW
FD
464287614
231
3179
SH
DFND
1
3179
0
0
ISHARES TR RUSSELL1000VAL
FD
464287598
476
5686
SH
DFND
0
0
5686
ISHARES TR RUSSELL1000VAL
FD
464287598
339
4042
SH
DFND
1
4042
0
0
ITC HLDGS CORP
CS
465685105
628
6875
SH
DFND
0
0
6875
JAZZ PHARMACEUTICALS PLC SHS USD
CS
G50871105
319
4645
SH
DFND
0
0
4645
JAZZ PHARMACEUTICALS PLC SHS USD
CS
G50871105
304
4425
SH
DFND
1
4425
0
0
JOHNSON & JOHNSON
CS
478160104
2388
27817
SH
DFND
1
27817
0
0
JOHNSON & JOHNSON
CS
478160104
562
6549
SH
OTR
1
6549
0
0
JPMORGAN CHASE & CO
CS
46625H100
2113
40022
SH
DFND
1
40022
0
0
JPMORGAN CHASE & CO
CS
46625H100
251
4758
SH
DFND
0
0
4758
KAPSTONE PAPER & PACKAGING C
CS
48562P103
346
8610
SH
DFND
1
8610
0
0
KRAFT FOODS GROUP INC
CS
50076Q106
452
8095
SH
DFND
0
0
8095
LAS VEGAS SANDS CORP
CS
517834107
1270
24000
SH
OTR
1
24000
0
0
LYONDELLBASELL INDUSTRIES N
CS
N53745100
223
3360
SH
DFND
0
0
3360
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT
CS
55608B105
501
9375
SH
DFND
0
0
9375
MAGELLAN MIDSTREAM PRTNRS LP
CS
559080106
222
4078
SH
DFND
0
0
4078
MAIDEN HOLDINGS LTD
CS
G5753U112
442
39400
SH
DFND
0
0
39400
MARATHON PETE CORP
CS
56585A102
219
3083
SH
DFND
1
3083
0
0
MARATHON PETE CORP
CS
56585A102
211
2970
SH
DFND
0
0
2970
MARKET VECTORS ETF TR GOLD MINER ETF
FD
57060U100
1229
50190
SH
DFND
1
50190
0
0
MARKET VECTORS ETF TR JR GOLD MINERS E
FD
57060U589
844
92180
SH
DFND
1
92180
0
0
MASTEC INC
CS
576323109
266
8090
SH
DFND
0
0
8090
MASTERCARD INC CL A
CS
57636Q104
889
1547
SH
DFND
1
1547
0
0
MAXIMUS INC
CS
577933104
261
3510
SH
DFND
1
3510
0
0
MCDONALDS CORP
CS
580135101
460
4646
SH
DFND
1
4646
0
0
MEDIDATA SOLUTIONS INC
CS
58471A105
206
2655
SH
DFND
1
2655
0
0
MEDTRONIC INC
CS
585055106
248
4811
SH
DFND
1
4811
0
0
MERCK & CO INC NEW
CS
58933Y105
289
6230
SH
DFND
1
6230
0
0
MICROSOFT CORP
CS
594918104
4292
124243
SH
DFND
1
124243
0
0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR
CS
606822104
226
36330
SH
DFND
1
36330
0
0
MONDELEZ INTL INC CL A
CS
609207105
224
7843
SH
DFND
1
7843
0
0
MONSANTO CO NEW
CS
61166W101
934
9452
SH
DFND
1
9452
0
0
MORGAN STANLEY
CS
617446448
598
24492
SH
DFND
1
24492
0
0
MOSAIC CO NEW
CS
61945C103
636
11827
SH
DFND
1
11827
0
0
NEW RESIDENTIAL INVT CORP
CS
64828T102
711
105540
SH
DFND
0
0
105540
NEW RESIDENTIAL INVT CORP
CS
64828T102
72
10630
SH
DFND
1
10630
0
0
NEWCASTLE INVT CORP
CS
65105M108
628
120140
SH
DFND
0
0
120140
NEWMONT MINING CORP
CS
651639106
326
10900
SH
DFND
1
10900
0
0
NEXTERA ENERGY INC
CS
65339F101
366
4491
SH
DFND
1
4491
0
0
NIKE INC CL B
CS
654106103
785
12327
SH
DFND
1
12327
0
0
NN INC
CS
629337106
171
15000
SH
DFND
1
15000
0
0
NORFOLK SOUTHERN CORP
CS
655844108
592
8146
SH
DFND
1
8146
0
0
NOVARTIS A G SPONSORED ADR
CS
66987V109
325
4601
SH
DFND
1
4601
0
0
NOVO-NORDISK A S
CS
670100205
972
6275
SH
DFND
1
6275
0
0
OCCIDENTAL PETE CORP DEL
CS
674599105
312
3498
SH
DFND
1
3498
0
0
OIL STS INTL INC
CS
678026105
343
3704
SH
DFND
1
3704
0
0
OMEGA HEALTHCARE INVS INC
CS
681936100
288
9275
SH
DFND
0
0
9275
ORACLE CORP
CS
68389X105
1985
64630
SH
DFND
1
64630
0
0
PACIFIC COAST OIL TR UNIT BEN INT
CS
694103102
396
21975
SH
DFND
0
0
21975
PACKAGING CORP AMER
CS
695156109
280
5709
SH
DFND
0
0
5709
PAN AMERICAN SILVER CORP
CS
697900108
1164
100000
SH
DFND
1
100000
0
0
PBF ENERGY INC CL A
CS
69318G106
217
8375
SH
DFND
0
0
8375
PENN WEST PETE LTD NEW
CS
707887105
645
61000
SH
DFND
1
61000
0
0
PEPSICO INC
CS
713448108
267
3265
SH
DFND
1
3265
0
0
PFIZER INC
CS
717081103
1488
53112
SH
DFND
1
53112
0
0
PFIZER INC
CS
717081103
497
17729
SH
DFND
0
0
17729
PHILIP MORRIS INTL INC
CS
718172109
476
5500
SH
OTR
1
5500
0
0
PHILIP MORRIS INTL INC
CS
718172109
337
3890
SH
DFND
1
3890
0
0
PHILIP MORRIS INTL INC
CS
718172109
220
2537
SH
DFND
0
0
2537
PIONEER NAT RES CO
CS
723787107
208
1436
SH
DFND
1
1436
0
0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN
CS
726503105
233
4180
SH
DFND
0
0
4180
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT
FD
73935S105
623
24795
SH
DFND
0
0
24795
POWERSHARES ETF TR II S&P500 LOW VOL
FD
73937B779
252
8100
SH
DFND
0
0
8100
POWERSHARES ETF TRUST DWA TECH LDRS
FD
73935X153
543
17402
SH
DFND
0
0
17402
POWERSHS DB MULTI SECT COMM DB ENERGY FUND
FD
73936B101
730
26863
SH
DFND
0
0
26863
PRICELINE COM INC
CS
741503403
371
449
SH
DFND
1
449
0
0
PROCTER & GAMBLE CO
CS
742718109
1993
25892
SH
DFND
1
25892
0
0
PROCTER & GAMBLE CO
CS
742718109
221
2870
SH
OTR
1
2870
0
0
PROSHARES TR PSHS ULTSH 20YRS
FD
74347B201
789
10900
SH
DFND
1
10900
0
0
PROSHARES TR SHRT 20+YR TRE
FD
74347X849
3902
124332
SH
DFND
1
124332
0
0
PROTECTIVE LIFE CORP
CS
743674103
922
24000
SH
OTR
1
24000
0
0
PROTECTIVE LIFE CORP
CS
743674103
872
22704
SH
DFND
1
22704
0
0
PRUDENTIAL FINL INC
CS
744320102
259
3550
SH
DFND
0
0
3550
QUALCOMM INC
CS
747525103
1787
29247
SH
DFND
1
29247
0
0
RAMCO-GERSHENSON PPTYS TR
CS
751452202
264
17000
SH
DFND
1
17000
0
0
RAYONIER INC
CS
754907103
716
12931
SH
DFND
1
12931
0
0
REGIONS FINL CORP NEW
CS
7591EP100
396
41567
SH
DFND
1
41567
0
0
REGIONS FINL CORP NEW
CS
7591EP100
286
30000
SH
OTR
1
30000
0
0
SABRA HEALTH CARE REIT INC
CS
78573L106
307
11755
SH
DFND
1
11755
0
0
SAP AG SPON ADR
CS
803054204
253
3471
SH
DFND
1
3471
0
0
SCANA CORP NEW
CS
80589M102
334
6801
SH
DFND
1
6801
0
0
SCBT FINANCIAL CORP
CS
78401V102
826
16395
SH
DFND
1
16395
0
0
SCHLUMBERGER LTD
CS
806857108
2749
38356
SH
DFND
1
38356
0
0
SEADRILL LIMITED
CS
G7945E105
563
13829
SH
DFND
1
13829
0
0
SELECT SECTOR SPDR TR SBI INT-FINL
FD
81369Y605
1829
94044
SH
DFND
1
94044
0
0
SELECT SECTOR SPDR TR SBI INT-UTILS
FD
81369Y886
2310
61400
SH
DFND
1
61400
0
0
SELECT SECTOR SPDR TR TECHNOLOGY
FD
81369Y803
1462
47801
SH
DFND
0
0
47801
SIEMENS A G SPONSORED ADR
CS
826197501
250
2463
SH
DFND
1
2463
0
0
SIGA TECHNOLOGIES INC
CS
826917106
186
65400
SH
DFND
0
0
65400
SODASTREAM INTERNATIONAL LTD USD SHS
CS
M9068E105
314
4325
SH
DFND
0
0
4325
SOUTHERN CO
CS
842587107
670
15176
SH
DFND
1
15176
0
0
SOUTHERN CO
CS
842587107
272
6155
SH
OTR
1
6155
0
0
SPDR DOW JONES INDL AVRG ETF UT SER 1
FD
78467X109
252
1698
SH
DFND
0
0
1698
SPDR GOLD TRUST GOLD SHS
FD
78463V107
2819
23670
SH
DFND
1
23670
0
0
SPDR S&P 500 ETF TR TR UNIT
FD
78462F103
1701
10602
SH
DFND
1
10602
0
0
SPDR SERIES TRUST BRC CNV SECS ETF
FD
78464A359
631
14795
SH
DFND
1
14795
0
0
SPDR SERIES TRUST S&P DIVID ETF
FD
78464A763
310
4673
SH
DFND
1
4673
0
0
STURM RUGER & CO INC
CS
864159108
1432
29800
SH
DFND
1
29800
0
0
SUNOCO LOGISTICS PRTNRS L P
CS
86764L108
255
3989
SH
DFND
0
0
3989
SUNTRUST BKS INC
CS
867914103
234
7425
SH
DFND
1
7425
0
0
SVB FINL GROUP
CS
78486Q101
596
7149
SH
DFND
1
7149
0
0
SYMANTEC CORP
CS
871503108
234
10400
SH
DFND
0
0
10400
SYNGENTA AG SPONSORED ADR
CS
87160A100
787
10111
SH
DFND
1
10111
0
0
TAL INTL GROUP INC
CS
874083108
416
9550
SH
DFND
0
0
9550
TENNECO INC
CS
880349105
248
5466
SH
DFND
1
5466
0
0
TEXAS ROADHOUSE INC
CS
882681109
285
11400
SH
DFND
1
11400
0
0
TORCHMARK CORP
CS
891027104
4257
65346
SH
DFND
1
65346
0
0
TORONTO DOMINION BK ONT
CS
891160509
323
4025
SH
DFND
1
4025
0
0
TRAVELERS COMPANIES INC
CS
89417E109
247
3093
SH
DFND
0
0
3093
TRIUMPH GROUP INC NEW
CS
896818101
336
4251
SH
DFND
1
4251
0
0
TUPPERWARE BRANDS CORP
CS
899896104
235
3024
SH
DFND
0
0
3024
TWO HBRS INVT CORP
CS
90187B101
279
27200
SH
DFND
1
27200
0
0
U S SILICA HLDGS INC
CS
90346E103
233
11200
SH
DFND
0
0
11200
UNILEVER PLC SPON ADR NEW
CS
904767704
424
10489
SH
DFND
1
10489
0
0
UNION PAC CORP
CS
907818108
1204
7807
SH
DFND
1
7807
0
0
UNITED RENTALS INC
CS
911363109
251
5020
SH
DFND
0
0
5020
UNITED TECHNOLOGIES CORP
CS
913017109
551
5925
SH
DFND
1
5925
0
0
UNITEDHEALTH GROUP INC
CS
91324P102
949
14487
SH
DFND
1
14487
0
0
US BANCORP DEL
CS
902973304
1235
34170
SH
DFND
1
34170
0
0
VERIZON COMMUNICATIONS INC
CS
92343V104
1474
29283
SH
DFND
1
29283
0
0
VERIZON COMMUNICATIONS INC
CS
92343V104
264
5248
SH
OTR
1
5248
0
0
VULCAN MATLS CO
CS
929160109
382
7900
SH
DFND
1
7900
0
0
WADDELL & REED FINL INC CL A
CS
930059100
2407
55339
SH
DFND
1
55339
0
0
WALGREEN CO
CS
931422109
651
14723
SH
DFND
1
14723
0
0
WAL-MART STORES INC
CS
931142103
1813
24341
SH
DFND
1
24341
0
0
WAL-MART STORES INC
CS
931142103
391
5250
SH
OTR
1
5250
0
0
WASTE MGMT INC DEL
CS
94106L109
285
7067
SH
DFND
1
7067
0
0
WELLS FARGO & CO NEW
CS
949746101
3542
85833
SH
DFND
1
85833
0
0
WELLS FARGO & CO NEW
CS
949746101
342
8284
SH
DFND
0
0
8284
WELLS FARGO & CO NEW *W EXP 10/28/201
W
949746119
390
28500
SH
DFND
0
0
28500
WESBANCO INC
CS
950810101
279
10550
SH
DFND
1
10550
0
0
WESTPAC BKG CORP SPONSORED ADR
CS
961214301
356
2698
SH
DFND
1
2698
0
0
WESTPORT INNOVATIONS INC
CS
960908309
1677
50000
SH
DFND
1
50000
0
0
WILLIAMS COS INC DEL
CS
969457100
552
17010
SH
DFND
0
0
17010
WORTHINGTON INDS INC
CS
981811102
236
7456
SH
DFND
0
0
7456
WYNN RESORTS LTD
CS
983134107
1612
12600
SH
DFND
1
12600
0
0
YUM BRANDS INC
CS
988498101
856
12351
SH
DFND
1
12351
0
0
ZOETIS INC CL A
CS
98978V103
261
8456
SH
DFND
0
0
8456