0001492996-13-000007.txt : 20130814 0001492996-13-000007.hdr.sgml : 20130814 20130813173341 ACCESSION NUMBER: 0001492996-13-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC. CENTRAL INDEX KEY: 0001492996 IRS NUMBER: 631175904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13983 FILM NUMBER: 131034117 BUSINESS ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-949-3500 MAIL ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492996 XXXXXXXX 06-30-2013 06-30-2013 false STERNE AGEE GROUP, INC.
800 Shades Creek Parkway, Suite 700 Birmingham AL 35209
13F HOLDINGS REPORT 028-13983 N
James T. Ritt General Counsel 205-439-6483 /S/ James Ritt Birmingham AL 08-13-2013 1 283 281349 1 0001134279 028-13128 TRUST CO OF STERNE AGEE & LEACH INC
INFORMATION TABLE 2 infotable.xml 3M CO CS 88579Y101 1880 17189 SH DFND 1 17189 0 0 ABBOTT LABS CS 002824100 489 14009 SH DFND 1 14009 0 0 ABBVIE INC CS 00287Y109 424 10250 SH DFND 0 0 10250 ABBVIE INC CS 00287Y109 373 9027 SH DFND 1 9027 0 0 ACE LTD CS H0023R105 270 3014 SH DFND 1 3014 0 0 ACTAVIS INC CS 00507K103 464 3676 SH DFND 1 3676 0 0 ACTAVIS INC CS 00507K103 244 1930 SH DFND 0 0 1930 AEGION CORP CS 00770F104 241 10725 SH DFND 0 0 10725 AETNA INC NEW CS 00817Y108 274 4305 SH DFND 0 0 4305 AGRIUM INC CS 008916108 1878 21600 SH DFND 1 21600 0 0 AIR LEASE CORP CL A CS 00912X302 239 8650 SH DFND 0 0 8650 ALCOA INC CS 013817101 570 72897 SH DFND 1 72897 0 0 ALLSTATE CORP CS 020002101 319 6631 SH DFND 1 6631 0 0 ALTRIA GROUP INC CS 02209S103 471 13460 SH DFND 1 13460 0 0 ALTRIA GROUP INC CS 02209S103 231 6600 SH OTR 1 6600 0 0 AMAZON COM INC CS 023135106 1359 4893 SH DFND 1 4893 0 0 AMERICAN AXLE & MFG HLDGS IN CS 024061103 304 16330 SH DFND 1 16330 0 0 AMERICAN EQTY INVT LIFE HLD CS 025676206 185 11780 SH DFND 1 11780 0 0 AMERICAN EXPRESS CO CS 025816109 451 6038 SH DFND 1 6038 0 0 AMERIPRISE FINL INC CS 03076C106 234 2895 SH DFND 1 2895 0 0 AMERISOURCEBERGEN CORP CS 03073E105 293 5251 SH DFND 1 5251 0 0 AMGEN INC CS 031162100 911 9231 SH DFND 1 9231 0 0 ANDERSONS INC CS 034164103 503 9450 SH DFND 1 9450 0 0 APACHE CORP CS 037411105 527 6286 SH DFND 1 6286 0 0 APPLE INC CS 037833100 6273 15819 SH DFND 1 15819 0 0 APPLE INC CS 037833100 204 515 SH OTR 1 515 0 0 ARCHER DANIELS MIDLAND CO CS 039483102 506 14910 SH DFND 1 14910 0 0 ARES CAP CORP CS 04010L103 218 12700 SH DFND 0 0 12700 ARMOUR RESIDENTIAL REIT INC CS 042315101 99 21000 SH OTR 1 21000 0 0 AT&T INC CS 00206R102 1417 40024 SH DFND 1 40024 0 0 ATRION CORP CS 049904105 820 3750 SH DFND 1 3750 0 0 BAKER HUGHES INC CS 057224107 436 9458 SH DFND 1 9458 0 0 BANK OF AMERICA CORPORATION CS 060505104 1893 147237 SH DFND 1 147237 0 0 BAXTER INTL INC CS 071813109 423 6111 SH DFND 1 6111 0 0 BAYTEX ENERGY CORP CS 07317Q105 1261 35000 SH DFND 1 35000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CS 084670702 1032 9221 SH DFND 1 9221 0 0 BHP BILLITON LTD SPONSORED ADR CS 088606108 629 10913 SH DFND 1 10913 0 0 BORGWARNER INC CS 099724106 978 11357 SH DFND 1 11357 0 0 BRANDYWINE RLTY TR SH BEN INT NEW CS 105368203 417 30810 SH DFND 1 30810 0 0 BRISTOL MYERS SQUIBB CO CS 110122108 2464 55138 SH DFND 1 55138 0 0 BROOKFIELD RESIDENTIAL PPTYS CS 11283W104 222 10075 SH DFND 0 0 10075 BUNGE LIMITED CS G16962105 1168 16500 SH DFND 1 16500 0 0 CANADIAN NATL RY CO CS 136375102 807 8295 SH DFND 1 8295 0 0 CARLISLE COS INC CS 142339100 249 4000 SH DFND 1 4000 0 0 CATERPILLAR INC DEL CS 149123101 1131 13712 SH DFND 1 13712 0 0 CBL & ASSOC PPTYS INC CS 124830100 207 9647 SH DFND 0 0 9647 CBS CORP NEW CL B CS 124857202 254 5198 SH DFND 0 0 5198 CENTURYLINK INC CS 156700106 419 11845 SH DFND 1 11845 0 0 CHENIERE ENERGY INC CS 16411R208 1788 64400 SH DFND 1 64400 0 0 CHEVRON CORP NEW CS 166764100 2764 23356 SH DFND 1 23356 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH CS 167250109 1058 17739 SH DFND 1 17739 0 0 CINEMARK HOLDINGS INC CS 17243V102 241 8640 SH DFND 1 8640 0 0 CISCO SYS INC CS 17275R102 1578 64827 SH DFND 1 64827 0 0 CISCO SYS INC CS 17275R102 304 12493 SH DFND 0 0 12493 CITIGROUP INC CS 172967424 750 15630 SH DFND 1 15630 0 0 CITRIX SYS INC CS 177376100 228 3777 SH DFND 1 3777 0 0 CLARCOR INC CS 179895107 313 6000 SH DFND 1 6000 0 0 CLEAN ENERGY FUELS CORP CS 184499101 1505 114000 SH DFND 1 114000 0 0 CNOOC LTD SPONSORED ADR CS 126132109 292 1742 SH DFND 1 1742 0 0 COCA COLA CO CS 191216100 4189 104444 SH DFND 1 104444 0 0 COCA COLA CO CS 191216100 244 6082 SH DFND 0 0 6082 COLGATE PALMOLIVE CO CS 194162103 254 4432 SH DFND 1 4432 0 0 CONOCOPHILLIPS CS 20825C104 1120 18518 SH DFND 1 18518 0 0 CORNING INC CS 219350105 467 32826 SH DFND 1 32826 0 0 COVIDIEN PLC CS G2554F113 580 9225 SH DFND 1 9225 0 0 CREDIT SUISSE ASSET MGMT INC FD 224916106 74 19550 SH DFND 1 19550 0 0 CREE INC CS 225447101 335 5250 SH DFND 1 5250 0 0 CUMMINS INC CS 231021106 1855 17100 SH DFND 1 17100 0 0 D R HORTON INC CS 23331A109 287 13465 SH DFND 1 13465 0 0 DARDEN RESTAURANTS INC CS 237194105 1880 37249 SH DFND 1 37249 0 0 DEERE & CO CS 244199105 3189 39253 SH DFND 1 39253 0 0 DEVON ENERGY CORP NEW CS 25179M103 581 11198 SH DFND 1 11198 0 0 DIAGEO P L C SPON ADR NEW CS 25243Q205 645 5608 SH DFND 1 5608 0 0 DISCOVER FINL SVCS CS 254709108 457 9587 SH DFND 1 9587 0 0 DISNEY WALT CO CS 254687106 336 5324 SH DFND 0 0 5324 DISNEY WALT CO CS 254687106 280 4435 SH DFND 1 4435 0 0 DOVER CORP CS 260003108 203 2608 SH DFND 1 2608 0 0 DST SYS INC DEL CS 233326107 232 3550 SH DFND 0 0 3550 DU PONT E I DE NEMOURS & CO CS 263534109 1653 31491 SH DFND 1 31491 0 0 E M C CORP MASS CS 268648102 399 16892 SH DFND 1 16892 0 0 EBAY INC CS 278642103 551 10644 SH DFND 1 10644 0 0 EBAY INC CS 278642103 254 4915 SH DFND 0 0 4915 EMERSON ELEC CO CS 291011104 1517 27807 SH DFND 1 27807 0 0 ENSCO PLC CS G3157S106 496 8537 SH DFND 1 8537 0 0 ENTERPRISE PRODS PARTNERS L CS 293792107 643 10352 SH DFND 0 0 10352 EPAM SYS INC CS 29414B104 298 10950 SH DFND 0 0 10950 EPR PPTYS CS 26884U109 286 5687 SH DFND 0 0 5687 EQUINIX INC CS 29444U502 276 1492 SH DFND 1 1492 0 0 EXPRESS SCRIPTS HLDG CO CS 30219G108 512 8291 SH DFND 1 8291 0 0 EXXON MOBIL CORP CS 30231G102 3280 36307 SH DFND 1 36307 0 0 EXXON MOBIL CORP CS 30231G102 634 7018 SH OTR 1 7018 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE CS 33734X101 1473 54305 SH DFND 0 0 54305 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE CS 33734X119 1760 57026 SH DFND 0 0 57026 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX CS 33733E302 2240 49341 SH DFND 0 0 49341 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH CS 33734X143 1843 46407 SH DFND 0 0 46407 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH CS 33733E203 1665 28612 SH DFND 0 0 28612 FIRST TR MLP & ENERGY INCOME CS 33739B104 343 16750 SH DFND 0 0 16750 FLUOR CORP NEW CS 343412102 207 3493 SH DFND 1 3493 0 0 FORD MTR CO DEL CS 345370860 2480 160319 SH DFND 1 160319 0 0 FREEPORT-MCMORAN COPPER & GO CS 35671D857 1054 38192 SH DFND 1 38192 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR CS 358029106 283 8037 SH DFND 1 8037 0 0 FRONTIER COMMUNICATIONS CORP CS 35906A108 46 11250 SH DFND 0 0 11250 GASLOG LTD CS G37585109 571 44600 SH DFND 0 0 44600 GENERAL ELECTRIC CO CS 369604103 2427 104648 SH DFND 1 104648 0 0 GENERAL ELECTRIC CO CS 369604103 492 21197 SH DFND 0 0 21197 GENERAL MTRS CO JR PFD CNV SRB PFRD 37045V209 382 7925 SH DFND 0 0 7925 GENESEE & WYO INC CL A CS 371559105 5396 63600 SH OTR 1 63600 0 0 GENWORTH FINL INC CS 37247D106 187 16379 SH DFND 0 0 16379 GLAXOSMITHKLINE PLC SPONSORED ADR CS 37733W105 237 4747 SH DFND 0 0 4747 GNC HLDGS INC CS 36191G107 242 5475 SH DFND 0 0 5475 GOLDMAN SACHS GROUP INC CS 38141G104 445 2943 SH DFND 1 2943 0 0 GOOGLE INC CL A CS 38259P508 2390 2715 SH DFND 1 2715 0 0 GULFPORT ENERGY CORP CS 402635304 505 10732 SH DFND 0 0 10732 HALLIBURTON CO CS 406216101 527 12626 SH DFND 1 12626 0 0 HEALTH INS INNOVATIONS INC CS 42225K106 161 15300 SH DFND 0 0 15300 HESS CORP CS 42809H107 207 3108 SH DFND 1 3108 0 0 HI-CRUSH PARTNERS LP CS 428337109 208 8850 SH DFND 0 0 8850 HOME DEPOT INC CS 437076102 1552 20033 SH DFND 1 20033 0 0 HOME LN SERVICING SOLUTIONS CS G6648D109 494 20600 SH DFND 0 0 20600 HONEYWELL INTL INC CS 438516106 2502 31540 SH DFND 1 31540 0 0 INTEL CORP CS 458140100 3289 135743 SH DFND 1 135743 0 0 INTEL CORP CS 458140100 223 9200 SH DFND 0 0 9200 INTERNATIONAL BUSINESS MACHS CS 459200101 2697 14112 SH DFND 1 14112 0 0 ISHARES INC MSCI SWEDEN FD 464286756 597 20042 SH DFND 0 0 20042 ISHARES INC MSCI THAI CAPPED FD 464286624 1556 19842 SH DFND 0 0 19842 ISHARES INC MSCI TURKEY FD FD 464286715 1085 18267 SH DFND 0 0 18267 ISHARES S&P GSCI COMMODITY I UNIT BEN INT FD 46428R107 4098 133063 SH DFND 1 133063 0 0 ISHARES SILVER TRUST ISHARES FD 46428Q109 759 40000 SH DFND 1 40000 0 0 ISHARES TR BARCLYS 1-3YR CR FD 464288646 24454 232827 SH DFND 0 0 232827 ISHARES TR BARCLYS 7-10 YR FD 464287440 277 2707 SH DFND 0 0 2707 ISHARES TR CORE S&P500 ETF FD 464287200 344 2140 SH DFND 0 0 2140 ISHARES TR CORE TOTUSBD ETF FD 464287226 663 6183 SH DFND 0 0 6183 ISHARES TR DJ SEL DIV INX FD 464287168 3288 51372 SH DFND 1 51372 0 0 ISHARES TR DJ US INDEX FD FD 464287846 1679 20808 SH DFND 0 0 20808 ISHARES TR MSCI EAFE INDEX FD 464287465 9638 168206 SH DFND 0 0 168206 ISHARES TR MSCI EMERG MKT FD 464287234 1004 26077 SH DFND 0 0 26077 ISHARES TR MSCI EMERG MKT FD 464287234 809 21002 SH DFND 1 21002 0 0 ISHARES TR PHILL INVSTMRK FD 46429B408 1006 28697 SH DFND 0 0 28697 ISHARES TR RUSL 2000 GROW FD 464287648 269 2411 SH DFND 0 0 2411 ISHARES TR RUSSELL 2000 FD 464287655 240 2475 SH DFND 1 2475 0 0 ISHARES TR RUSSELL 3000 FD 464287689 10199 105796 SH DFND 0 0 105796 ISHARES TR RUSSELL MCP GR FD 464287481 505 7035 SH DFND 0 0 7035 ISHARES TR RUSSELL MIDCAP FD 464287499 764 5881 SH DFND 1 5881 0 0 ISHARES TR RUSSELL MIDCAP FD 464287499 372 2861 SH DFND 0 0 2861 ISHARES TR RUSSELL1000GRW FD 464287614 578 7950 SH DFND 0 0 7950 ISHARES TR RUSSELL1000GRW FD 464287614 231 3179 SH DFND 1 3179 0 0 ISHARES TR RUSSELL1000VAL FD 464287598 476 5686 SH DFND 0 0 5686 ISHARES TR RUSSELL1000VAL FD 464287598 339 4042 SH DFND 1 4042 0 0 ITC HLDGS CORP CS 465685105 628 6875 SH DFND 0 0 6875 JAZZ PHARMACEUTICALS PLC SHS USD CS G50871105 319 4645 SH DFND 0 0 4645 JAZZ PHARMACEUTICALS PLC SHS USD CS G50871105 304 4425 SH DFND 1 4425 0 0 JOHNSON & JOHNSON CS 478160104 2388 27817 SH DFND 1 27817 0 0 JOHNSON & JOHNSON CS 478160104 562 6549 SH OTR 1 6549 0 0 JPMORGAN CHASE & CO CS 46625H100 2113 40022 SH DFND 1 40022 0 0 JPMORGAN CHASE & CO CS 46625H100 251 4758 SH DFND 0 0 4758 KAPSTONE PAPER & PACKAGING C CS 48562P103 346 8610 SH DFND 1 8610 0 0 KRAFT FOODS GROUP INC CS 50076Q106 452 8095 SH DFND 0 0 8095 LAS VEGAS SANDS CORP CS 517834107 1270 24000 SH OTR 1 24000 0 0 LYONDELLBASELL INDUSTRIES N CS N53745100 223 3360 SH DFND 0 0 3360 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT CS 55608B105 501 9375 SH DFND 0 0 9375 MAGELLAN MIDSTREAM PRTNRS LP CS 559080106 222 4078 SH DFND 0 0 4078 MAIDEN HOLDINGS LTD CS G5753U112 442 39400 SH DFND 0 0 39400 MARATHON PETE CORP CS 56585A102 219 3083 SH DFND 1 3083 0 0 MARATHON PETE CORP CS 56585A102 211 2970 SH DFND 0 0 2970 MARKET VECTORS ETF TR GOLD MINER ETF FD 57060U100 1229 50190 SH DFND 1 50190 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E FD 57060U589 844 92180 SH DFND 1 92180 0 0 MASTEC INC CS 576323109 266 8090 SH DFND 0 0 8090 MASTERCARD INC CL A CS 57636Q104 889 1547 SH DFND 1 1547 0 0 MAXIMUS INC CS 577933104 261 3510 SH DFND 1 3510 0 0 MCDONALDS CORP CS 580135101 460 4646 SH DFND 1 4646 0 0 MEDIDATA SOLUTIONS INC CS 58471A105 206 2655 SH DFND 1 2655 0 0 MEDTRONIC INC CS 585055106 248 4811 SH DFND 1 4811 0 0 MERCK & CO INC NEW CS 58933Y105 289 6230 SH DFND 1 6230 0 0 MICROSOFT CORP CS 594918104 4292 124243 SH DFND 1 124243 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR CS 606822104 226 36330 SH DFND 1 36330 0 0 MONDELEZ INTL INC CL A CS 609207105 224 7843 SH DFND 1 7843 0 0 MONSANTO CO NEW CS 61166W101 934 9452 SH DFND 1 9452 0 0 MORGAN STANLEY CS 617446448 598 24492 SH DFND 1 24492 0 0 MOSAIC CO NEW CS 61945C103 636 11827 SH DFND 1 11827 0 0 NEW RESIDENTIAL INVT CORP CS 64828T102 711 105540 SH DFND 0 0 105540 NEW RESIDENTIAL INVT CORP CS 64828T102 72 10630 SH DFND 1 10630 0 0 NEWCASTLE INVT CORP CS 65105M108 628 120140 SH DFND 0 0 120140 NEWMONT MINING CORP CS 651639106 326 10900 SH DFND 1 10900 0 0 NEXTERA ENERGY INC CS 65339F101 366 4491 SH DFND 1 4491 0 0 NIKE INC CL B CS 654106103 785 12327 SH DFND 1 12327 0 0 NN INC CS 629337106 171 15000 SH DFND 1 15000 0 0 NORFOLK SOUTHERN CORP CS 655844108 592 8146 SH DFND 1 8146 0 0 NOVARTIS A G SPONSORED ADR CS 66987V109 325 4601 SH DFND 1 4601 0 0 NOVO-NORDISK A S CS 670100205 972 6275 SH DFND 1 6275 0 0 OCCIDENTAL PETE CORP DEL CS 674599105 312 3498 SH DFND 1 3498 0 0 OIL STS INTL INC CS 678026105 343 3704 SH DFND 1 3704 0 0 OMEGA HEALTHCARE INVS INC CS 681936100 288 9275 SH DFND 0 0 9275 ORACLE CORP CS 68389X105 1985 64630 SH DFND 1 64630 0 0 PACIFIC COAST OIL TR UNIT BEN INT CS 694103102 396 21975 SH DFND 0 0 21975 PACKAGING CORP AMER CS 695156109 280 5709 SH DFND 0 0 5709 PAN AMERICAN SILVER CORP CS 697900108 1164 100000 SH DFND 1 100000 0 0 PBF ENERGY INC CL A CS 69318G106 217 8375 SH DFND 0 0 8375 PENN WEST PETE LTD NEW CS 707887105 645 61000 SH DFND 1 61000 0 0 PEPSICO INC CS 713448108 267 3265 SH DFND 1 3265 0 0 PFIZER INC CS 717081103 1488 53112 SH DFND 1 53112 0 0 PFIZER INC CS 717081103 497 17729 SH DFND 0 0 17729 PHILIP MORRIS INTL INC CS 718172109 476 5500 SH OTR 1 5500 0 0 PHILIP MORRIS INTL INC CS 718172109 337 3890 SH DFND 1 3890 0 0 PHILIP MORRIS INTL INC CS 718172109 220 2537 SH DFND 0 0 2537 PIONEER NAT RES CO CS 723787107 208 1436 SH DFND 1 1436 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN CS 726503105 233 4180 SH DFND 0 0 4180 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT FD 73935S105 623 24795 SH DFND 0 0 24795 POWERSHARES ETF TR II S&P500 LOW VOL FD 73937B779 252 8100 SH DFND 0 0 8100 POWERSHARES ETF TRUST DWA TECH LDRS FD 73935X153 543 17402 SH DFND 0 0 17402 POWERSHS DB MULTI SECT COMM DB ENERGY FUND FD 73936B101 730 26863 SH DFND 0 0 26863 PRICELINE COM INC CS 741503403 371 449 SH DFND 1 449 0 0 PROCTER & GAMBLE CO CS 742718109 1993 25892 SH DFND 1 25892 0 0 PROCTER & GAMBLE CO CS 742718109 221 2870 SH OTR 1 2870 0 0 PROSHARES TR PSHS ULTSH 20YRS FD 74347B201 789 10900 SH DFND 1 10900 0 0 PROSHARES TR SHRT 20+YR TRE FD 74347X849 3902 124332 SH DFND 1 124332 0 0 PROTECTIVE LIFE CORP CS 743674103 922 24000 SH OTR 1 24000 0 0 PROTECTIVE LIFE CORP CS 743674103 872 22704 SH DFND 1 22704 0 0 PRUDENTIAL FINL INC CS 744320102 259 3550 SH DFND 0 0 3550 QUALCOMM INC CS 747525103 1787 29247 SH DFND 1 29247 0 0 RAMCO-GERSHENSON PPTYS TR CS 751452202 264 17000 SH DFND 1 17000 0 0 RAYONIER INC CS 754907103 716 12931 SH DFND 1 12931 0 0 REGIONS FINL CORP NEW CS 7591EP100 396 41567 SH DFND 1 41567 0 0 REGIONS FINL CORP NEW CS 7591EP100 286 30000 SH OTR 1 30000 0 0 SABRA HEALTH CARE REIT INC CS 78573L106 307 11755 SH DFND 1 11755 0 0 SAP AG SPON ADR CS 803054204 253 3471 SH DFND 1 3471 0 0 SCANA CORP NEW CS 80589M102 334 6801 SH DFND 1 6801 0 0 SCBT FINANCIAL CORP CS 78401V102 826 16395 SH DFND 1 16395 0 0 SCHLUMBERGER LTD CS 806857108 2749 38356 SH DFND 1 38356 0 0 SEADRILL LIMITED CS G7945E105 563 13829 SH DFND 1 13829 0 0 SELECT SECTOR SPDR TR SBI INT-FINL FD 81369Y605 1829 94044 SH DFND 1 94044 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS FD 81369Y886 2310 61400 SH DFND 1 61400 0 0 SELECT SECTOR SPDR TR TECHNOLOGY FD 81369Y803 1462 47801 SH DFND 0 0 47801 SIEMENS A G SPONSORED ADR CS 826197501 250 2463 SH DFND 1 2463 0 0 SIGA TECHNOLOGIES INC CS 826917106 186 65400 SH DFND 0 0 65400 SODASTREAM INTERNATIONAL LTD USD SHS CS M9068E105 314 4325 SH DFND 0 0 4325 SOUTHERN CO CS 842587107 670 15176 SH DFND 1 15176 0 0 SOUTHERN CO CS 842587107 272 6155 SH OTR 1 6155 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 FD 78467X109 252 1698 SH DFND 0 0 1698 SPDR GOLD TRUST GOLD SHS FD 78463V107 2819 23670 SH DFND 1 23670 0 0 SPDR S&P 500 ETF TR TR UNIT FD 78462F103 1701 10602 SH DFND 1 10602 0 0 SPDR SERIES TRUST BRC CNV SECS ETF FD 78464A359 631 14795 SH DFND 1 14795 0 0 SPDR SERIES TRUST S&P DIVID ETF FD 78464A763 310 4673 SH DFND 1 4673 0 0 STURM RUGER & CO INC CS 864159108 1432 29800 SH DFND 1 29800 0 0 SUNOCO LOGISTICS PRTNRS L P CS 86764L108 255 3989 SH DFND 0 0 3989 SUNTRUST BKS INC CS 867914103 234 7425 SH DFND 1 7425 0 0 SVB FINL GROUP CS 78486Q101 596 7149 SH DFND 1 7149 0 0 SYMANTEC CORP CS 871503108 234 10400 SH DFND 0 0 10400 SYNGENTA AG SPONSORED ADR CS 87160A100 787 10111 SH DFND 1 10111 0 0 TAL INTL GROUP INC CS 874083108 416 9550 SH DFND 0 0 9550 TENNECO INC CS 880349105 248 5466 SH DFND 1 5466 0 0 TEXAS ROADHOUSE INC CS 882681109 285 11400 SH DFND 1 11400 0 0 TORCHMARK CORP CS 891027104 4257 65346 SH DFND 1 65346 0 0 TORONTO DOMINION BK ONT CS 891160509 323 4025 SH DFND 1 4025 0 0 TRAVELERS COMPANIES INC CS 89417E109 247 3093 SH DFND 0 0 3093 TRIUMPH GROUP INC NEW CS 896818101 336 4251 SH DFND 1 4251 0 0 TUPPERWARE BRANDS CORP CS 899896104 235 3024 SH DFND 0 0 3024 TWO HBRS INVT CORP CS 90187B101 279 27200 SH DFND 1 27200 0 0 U S SILICA HLDGS INC CS 90346E103 233 11200 SH DFND 0 0 11200 UNILEVER PLC SPON ADR NEW CS 904767704 424 10489 SH DFND 1 10489 0 0 UNION PAC CORP CS 907818108 1204 7807 SH DFND 1 7807 0 0 UNITED RENTALS INC CS 911363109 251 5020 SH DFND 0 0 5020 UNITED TECHNOLOGIES CORP CS 913017109 551 5925 SH DFND 1 5925 0 0 UNITEDHEALTH GROUP INC CS 91324P102 949 14487 SH DFND 1 14487 0 0 US BANCORP DEL CS 902973304 1235 34170 SH DFND 1 34170 0 0 VERIZON COMMUNICATIONS INC CS 92343V104 1474 29283 SH DFND 1 29283 0 0 VERIZON COMMUNICATIONS INC CS 92343V104 264 5248 SH OTR 1 5248 0 0 VULCAN MATLS CO CS 929160109 382 7900 SH DFND 1 7900 0 0 WADDELL & REED FINL INC CL A CS 930059100 2407 55339 SH DFND 1 55339 0 0 WALGREEN CO CS 931422109 651 14723 SH DFND 1 14723 0 0 WAL-MART STORES INC CS 931142103 1813 24341 SH DFND 1 24341 0 0 WAL-MART STORES INC CS 931142103 391 5250 SH OTR 1 5250 0 0 WASTE MGMT INC DEL CS 94106L109 285 7067 SH DFND 1 7067 0 0 WELLS FARGO & CO NEW CS 949746101 3542 85833 SH DFND 1 85833 0 0 WELLS FARGO & CO NEW CS 949746101 342 8284 SH DFND 0 0 8284 WELLS FARGO & CO NEW *W EXP 10/28/201 W 949746119 390 28500 SH DFND 0 0 28500 WESBANCO INC CS 950810101 279 10550 SH DFND 1 10550 0 0 WESTPAC BKG CORP SPONSORED ADR CS 961214301 356 2698 SH DFND 1 2698 0 0 WESTPORT INNOVATIONS INC CS 960908309 1677 50000 SH DFND 1 50000 0 0 WILLIAMS COS INC DEL CS 969457100 552 17010 SH DFND 0 0 17010 WORTHINGTON INDS INC CS 981811102 236 7456 SH DFND 0 0 7456 WYNN RESORTS LTD CS 983134107 1612 12600 SH DFND 1 12600 0 0 YUM BRANDS INC CS 988498101 856 12351 SH DFND 1 12351 0 0 ZOETIS INC CL A CS 98978V103 261 8456 SH DFND 0 0 8456