0001140361-15-015535.txt : 20150415
0001140361-15-015535.hdr.sgml : 20150415
20150415194142
ACCESSION NUMBER: 0001140361-15-015535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150218
FILED AS OF DATE: 20150415
DATE AS OF CHANGE: 20150415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKALINE WATER Co INC
CENTRAL INDEX KEY: 0001532390
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 990367049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 7730 E GREENWAY ROAD
STREET 2: SUITE 203
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 480-272-7290
MAIL ADDRESS:
STREET 1: 7730 E GREENWAY ROAD
STREET 2: SUITE 203
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL LINES INC
DATE OF NAME CHANGE: 20111011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFEWATER INDUSTRIES, LLC
CENTRAL INDEX KEY: 0001584123
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 15772929
BUSINESS ADDRESS:
STREET 1: 14301 NORTH 87 STREET, SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 602-549-2278
MAIL ADDRESS:
STREET 1: 14301 NORTH 87 STREET, SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIN INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001584124
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 15772930
BUSINESS ADDRESS:
STREET 1: 14301 NORTH 87 STREET SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 480-656-2423
MAIL ADDRESS:
STREET 1: 14301 NORTH 87 STREET SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nickolas Steven Paul
CENTRAL INDEX KEY: 0001492757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 15772931
MAIL ADDRESS:
STREET 1: 14301 N. 87TH ST. STE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
4
1
doc1.xml
FORM 4
X0306
4
2015-02-18
0
0001532390
ALKALINE WATER Co INC
WTR
0001492757
Nickolas Steven Paul
14301 NORTH 87 STREET, SUITE 301
SCOTTSDALE
AZ
85260
1
1
1
0
President CEO Chairman
0001584124
WIN INVESTMENTS, LLC
14301 NORTH 87 STREET SUITE 109
SCOTTSDALE
AZ
85260
0
0
1
0
0001584123
LIFEWATER INDUSTRIES, LLC
14301 NORTH 87 STREET, SUITE 109
SCOTTSDALE
AZ
85260
0
0
1
0
Common Stock
21500000
I
WiN Investments, LLC
Common Stock
18800000
I
Lifewater Industries, LLC
Series A Preferred Stock
10000000
D
Stock Options
0.15
2013-10-09
2023-10-09
Common
3000000
3000000
D
Stock Options
0.165
2014-05-12
2019-05-12
Common
600000
3600000
D
Stock Options
0.1455
2014-05-21
2024-05-21
Common
3000000
6600000
D
Stock Options
0.115
2015-02-18
4
A
0
800000
0.115
A
2015-02-18
2020-02-18
Common
800000
7400000
D
Steven P. Nickolas is the manager of WiN Investments, LLC and holds voting and dispositive control over these shares.
Steven P. Nickolas is the manager of Lifewater Industries, LLC and holds voting and dispositive control over these shares.
The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock.
The stock options vest as follows: (i) 1,000,000 on October 9, 2013; and (ii) 500,000 per quarter until fully vested.
The stock options vest as follows: (I) 1,500,000 on May 21, 2014 and (ii) 1,500,000 on November 21, 2014.
The exercise price of these options was reduced from $0.605 to $0.15 on October 31, 2014.
/s/ Steven P. Nickolas
2015-04-14