0001140361-15-015535.txt : 20150415 0001140361-15-015535.hdr.sgml : 20150415 20150415194142 ACCESSION NUMBER: 0001140361-15-015535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150218 FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7730 E GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480-272-7290 MAIL ADDRESS: STREET 1: 7730 E GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIFEWATER INDUSTRIES, LLC CENTRAL INDEX KEY: 0001584123 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 15772929 BUSINESS ADDRESS: STREET 1: 14301 NORTH 87 STREET, SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 602-549-2278 MAIL ADDRESS: STREET 1: 14301 NORTH 87 STREET, SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIN INVESTMENTS, LLC CENTRAL INDEX KEY: 0001584124 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 15772930 BUSINESS ADDRESS: STREET 1: 14301 NORTH 87 STREET SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 14301 NORTH 87 STREET SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nickolas Steven Paul CENTRAL INDEX KEY: 0001492757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 15772931 MAIL ADDRESS: STREET 1: 14301 N. 87TH ST. STE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 4 1 doc1.xml FORM 4 X0306 4 2015-02-18 0 0001532390 ALKALINE WATER Co INC WTR 0001492757 Nickolas Steven Paul 14301 NORTH 87 STREET, SUITE 301 SCOTTSDALE AZ 85260 1 1 1 0 President CEO Chairman 0001584124 WIN INVESTMENTS, LLC 14301 NORTH 87 STREET SUITE 109 SCOTTSDALE AZ 85260 0 0 1 0 0001584123 LIFEWATER INDUSTRIES, LLC 14301 NORTH 87 STREET, SUITE 109 SCOTTSDALE AZ 85260 0 0 1 0 Common Stock 21500000 I WiN Investments, LLC Common Stock 18800000 I Lifewater Industries, LLC Series A Preferred Stock 10000000 D Stock Options 0.15 2013-10-09 2023-10-09 Common 3000000 3000000 D Stock Options 0.165 2014-05-12 2019-05-12 Common 600000 3600000 D Stock Options 0.1455 2014-05-21 2024-05-21 Common 3000000 6600000 D Stock Options 0.115 2015-02-18 4 A 0 800000 0.115 A 2015-02-18 2020-02-18 Common 800000 7400000 D Steven P. Nickolas is the manager of WiN Investments, LLC and holds voting and dispositive control over these shares. Steven P. Nickolas is the manager of Lifewater Industries, LLC and holds voting and dispositive control over these shares. The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock. The stock options vest as follows: (i) 1,000,000 on October 9, 2013; and (ii) 500,000 per quarter until fully vested. The stock options vest as follows: (I) 1,500,000 on May 21, 2014 and (ii) 1,500,000 on November 21, 2014. The exercise price of these options was reduced from $0.605 to $0.15 on October 31, 2014. /s/ Steven P. Nickolas 2015-04-14