0001144204-19-033846.txt : 20190703 0001144204-19-033846.hdr.sgml : 20190703 20190703193703 ACCESSION NUMBER: 0001144204-19-033846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190702 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortiz Guillermo CENTRAL INDEX KEY: 0001492720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38700 FILM NUMBER: 19942984 MAIL ADDRESS: STREET 1: CENTRO BURSATIL STREET 2: PASEO DE LA REFORMA #255, PISO 12 CITY: COL. CUAUHTEMOC STATE: O5 ZIP: 06500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DD3 Acquisition Corp. CENTRAL INDEX KEY: 0001748252 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY STREET 2: DEL. MIGUEL HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 BUSINESS PHONE: 52 55 8647-0417 MAIL ADDRESS: STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY STREET 2: DEL. MIGUEL HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 4 1 tv524791_4.xml OWNERSHIP DOCUMENT X0306 4 2019-07-02 0 0001748252 DD3 Acquisition Corp. DDMX 0001492720 Ortiz Guillermo C/O DD3 ACQUISITION CORP. PEDREGAL 24, COLONIA MOLINO DEL REY MEXICO CITY O5 11040 MEXICO 1 0 0 0 Ordinary Shares 2019-07-02 4 P 0 269250 0.0174 A 269250 D Ordinary Shares 2019-07-02 4 P 0 47825 A 317075 D Warrant 11.5 2019-07-02 4 P 0 47825 A Ordinary Shares 47825 47825 D Pursuant to an assignment agreement by and between DD3 Mex Acquisition Corp (the "Sponsor") and the Reporting Person, 47,825 units ("Private Units") were transferred to the Reporting Person at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019. The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. The Reporting Person holds an economic interest in the Sponsor and a pecuniary interest in certain of the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Alan I. Annex, Attorney-in-Fact 2019-07-03