0001144204-19-033846.txt : 20190703
0001144204-19-033846.hdr.sgml : 20190703
20190703193703
ACCESSION NUMBER: 0001144204-19-033846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190702
FILED AS OF DATE: 20190703
DATE AS OF CHANGE: 20190703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ortiz Guillermo
CENTRAL INDEX KEY: 0001492720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38700
FILM NUMBER: 19942984
MAIL ADDRESS:
STREET 1: CENTRO BURSATIL
STREET 2: PASEO DE LA REFORMA #255, PISO 12
CITY: COL. CUAUHTEMOC
STATE: O5
ZIP: 06500
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DD3 Acquisition Corp.
CENTRAL INDEX KEY: 0001748252
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY
STREET 2: DEL. MIGUEL HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
BUSINESS PHONE: 52 55 8647-0417
MAIL ADDRESS:
STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY
STREET 2: DEL. MIGUEL HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
4
1
tv524791_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-07-02
0
0001748252
DD3 Acquisition Corp.
DDMX
0001492720
Ortiz Guillermo
C/O DD3 ACQUISITION CORP.
PEDREGAL 24, COLONIA MOLINO DEL REY
MEXICO CITY
O5
11040
MEXICO
1
0
0
0
Ordinary Shares
2019-07-02
4
P
0
269250
0.0174
A
269250
D
Ordinary Shares
2019-07-02
4
P
0
47825
A
317075
D
Warrant
11.5
2019-07-02
4
P
0
47825
A
Ordinary Shares
47825
47825
D
Pursuant to an assignment agreement by and between DD3 Mex Acquisition Corp (the "Sponsor") and the Reporting Person, 47,825 units ("Private Units") were transferred to the Reporting Person at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
The Reporting Person holds an economic interest in the Sponsor and a pecuniary interest in certain of the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
/s/ Alan I. Annex, Attorney-in-Fact
2019-07-03