0001127602-24-001440.txt : 20240117 0001127602-24-001440.hdr.sgml : 20240117 20240117164345 ACCESSION NUMBER: 0001127602-24-001440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240116 FILED AS OF DATE: 20240117 DATE AS OF CHANGE: 20240117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Karen CENTRAL INDEX KEY: 0001814304 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38276 FILM NUMBER: 24539000 MAIL ADDRESS: STREET 1: APELLIS PHARMACEUTICALS, INC. STREET 2: 100 5TH AVENUE, 3RD FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apellis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001492422 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 271537290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-977-5700 MAIL ADDRESS: STREET 1: 100 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-01-16 0001492422 Apellis Pharmaceuticals, Inc. APLS 0001814304 Lewis Karen C/O APELLIS PHARMACEUTICALS, INC. 100 FIFTH AVENUE, 3RD FLOOR WALTHAM MA 02451 1 Chief People Officer 0 Common Stock 2024-01-16 4 A 0 16963 0 A 58569 D Common Stock 2024-01-16 4 S 0 1632 66.8086 D 56937 D Stock Option (Right to Buy) 66.30 2024-01-16 4 A 0 24666 66.30 A 2034-01-15 Common Stock 24666 24666 D This represents an award of Restricted Stock Units granted 01/16/2024 that vests annually from grant date over a four year period subject to continued service. This represents shares sold to cover tax withholding on the Restricted Stock Units released on 01/12/2024. This includes 102 shares from the 10/31/23 ESPP Purchase This represents a stock option award granted 01/16/2024 that vests over a four year period. 25% vests one year from grant date and the remaining 75% vests monthly thereafter subject to continued service. /s/ David Watson, attorney-in-fact for Karen Lewis 2024-01-17