0001127602-23-027990.txt : 20231120
0001127602-23-027990.hdr.sgml : 20231120
20231120161814
ACCESSION NUMBER: 0001127602-23-027990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231117
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Machiels Alec
CENTRAL INDEX KEY: 0001496687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38276
FILM NUMBER: 231422997
MAIL ADDRESS:
STREET 1: 505 PARK AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apellis Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001492422
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 271537290
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 FIFTH AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-977-5700
MAIL ADDRESS:
STREET 1: 100 FIFTH AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-17
0001492422
Apellis Pharmaceuticals, Inc.
APLS
0001496687
Machiels Alec
C/O APELLIS PHARMACEUTICALS, INC.
100 FIFTH AVENUE, 3RD FLOOR
WALTHAM
MA
02451
1
1
Common Stock
250000
I
Indirect Owner (Bauhaus 1 LLC)
Common Stock
11950
I
Indirect Owner (Owned by Spouse)
Common Stock
150000
I
Indirect Owner (Spouse Trust)
Common Stock
2023-11-17
4
M
0
1250
2.67
A
368670
D
Common Stock
2023-11-17
4
S
0
1250
47.74
D
367420
D
Stock Option (Right to Buy)
2.67
2023-11-17
4
M
0
1250
0
D
2023-12-04
Common Stock
1250
0
D
The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.
Owned by spouse.
On September 7, 2021, the reporting person's spouse transferred 150,000 shares of Apellis Pharmaceuticals, Inc. common stock to her trust, of which the reporting person is the trustee.
This is a scheduled exercise and sale from 10B5-1 trading plan.
This option was granted on December 5, 2013 and fully vested.
/s/ David Watson, attorney-in-fact for Alec Machiels
2023-11-20