0001492299-13-000011.txt : 20131022 0001492299-13-000011.hdr.sgml : 20131022 20131022123026 ACCESSION NUMBER: 0001492299-13-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 EFFECTIVENESS DATE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ SECURITIES (USA), Inc. CENTRAL INDEX KEY: 0001492299 IRS NUMBER: 133498732 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15100 FILM NUMBER: 131163147 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-405-7183 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492299 XXXXXXXX 09-30-2013 09-30-2013 MITSUBISHI UFJ SECURITIES (USA), Inc.

1633 BROADWAY 29TH FLOOR NEW YORK NY 10019

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