0001085146-13-001729.txt : 20131022 0001085146-13-001729.hdr.sgml : 20131022 20131022075811 ACCESSION NUMBER: 0001085146-13-001729 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 EFFECTIVENESS DATE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Planning Corp CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 131162614 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492262 XXXXXXXX 09-30-2013 09-30-2013 National Planning Corp

401 WILSHIRE BLVD SUITE 1100 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-13971 N Sean Haley (310)-899-7813 /s/ Sean Haley Santa Monica CA 10-21-2013 1 664 1029940 false 01 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D2053125561SHDFND010055613M COCOM88579Y101388532455SHDFND010032455ABBOTT LABSCOM002824100191756820SHDFND010056820ABBVIE INCCOM00287Y109132128665SHDFND010028665ABERDEEN AUSTRALIA EQTY FD ICOM00301110317316600SHDFND010016600ACADIA RLTY TRCOM SH BEN INT00423910931012352SHDFND010012352ADVISORSHARES TRRANGER EQUITY BE00768Y88357040150SHDFND010040150AFLAC INCCOM0010551023665788SHDFND01005788AIR PRODS & CHEMS INCCOM0091581063333105SHDFND01003105ALCOA INCCOM01381710115319187SHDFND010019187ALEXION PHARMACEUTICALS INCCOM0153511093342829SHDFND01002829ALKERMES PLCSHSG0176710548014462SHDFND010014462ALLIANCEBERNSTEIN GBL HGH INCOM01879R10669145799SHDFND010045799ALLIANCEBERNSTEIN INCOME FUNCOM01881E10117725183SHDFND010025183ALLIANT ENERGY CORPCOM0188021082915808SHDFND01005808ALLIANZGI CONV & INCOME FDCOM01882810338640190SHDFND010040190ALLIANZGI CONV & INCOME FD ICOM01882510983996757SHDFND010096757ALPINE TOTAL DYNAMIC DIVID FCOM SBI0210601086516331SHDFND010016331ALPS ETF TRALERIAN MLP00162Q866158989350SHDFND010089350ALTRIA GROUP INCCOM02209S1033790109703SHDFND0100109703AMAZON COM INCCOM02313510612123782SHDFND01003782AMEREN CORPCOM0236081023409838SHDFND01009838AMERICAN CAP MTG INVT CORPCOM02504A1042623129361SHDFND0100129361AMERICAN CAPITAL AGENCY CORPCOM02503X105115850640SHDFND010050640AMERICAN ELEC PWR INCCOM0255371014059238SHDFND01009238AMERICAN EXPRESS COCOM02581610995912549SHDFND010012549AMERICAN INTL GROUP INCCOM NEW02687478465413358SHDFND010013358AMERICAN RLTY CAP PPTYS INCCOM02917T104155321237507SHDFND01001237507AMERICAN STRATEGIC INCM PTFLCOM03009810776877875SHDFND010077875AMERICAN WTR WKS CO INC NEWCOM0304201033428332SHDFND01008332AMERIGAS PARTNERS L PUNIT L P INT03097510642910095SHDFND010010095AMGEN INCCOM0311621007186281SHDFND01006281ANADARKO PETE CORPCOM0325111072943154SHDFND01003154ANNALY CAP MGMT INCCOM0357104092276192932SHDFND0100192932ANTARES PHARMA INCCOM036642106614140850SHDFND0100140850APACHE CORPCOM0374111054485173SHDFND01005173APOLLO INVT CORPCOM03761U10635143367SHDFND010043367APPLE INCCOM0378331001460629933SHDFND010029933ARCHER DANIELS MIDLAND COCOM0394831022907850SHDFND01007850ARENA PHARMACEUTICALS INCCOM04004710230559050SHDFND010059050ASANKO GOLD INCCOM04341Y1055223981SHDFND010023981ASSOCIATED BANC CORPCOM04548710539925372SHDFND010025372ASTRAZENECA PLCSPONSORED ADR04635310858811328SHDFND010011328AT&T INCCOM00206R1028778258162SHDFND0100258162AUTOMATIC DATA PROCESSING INCOM0530151035367474SHDFND01007474BAIDU INCSPON ADR REP A0567521087304600SHDFND01004600BANCO SANTANDER SAADR05964H10510612769SHDFND010012769BANCORP NEW JERSEY INC NEWCOM05991510815111000SHDFND010011000BANK MONTREAL QUECOM0636711012393551SHDFND01003551BANK N S HALIFAXCOM0641491073576185SHDFND01006185BANK NEW YORK MELLON CORPCOM06405810047215380SHDFND010015380BANK OF AMERICA CORPORATIONCOM0605051042306165489SHDFND0100165489BAXTER INTL INCCOM0718131092423675SHDFND01003675BB&T CORPCOM0549371072306768SHDFND01006768BECTON DICKINSON & COCOM0758871094244227SHDFND01004227BERKSHIRE HATHAWAY INC DELCL B NEW084670702677759425SHDFND010059425BIOGEN IDEC INCCOM09062X1033961631SHDFND01001631BIOMED REALTY TRUST INCCOM09063H10721911396SHDFND010011396BLACKBERRY LTDCOM09228F1039011215SHDFND010011215BLACKROCK ECOSOLUTIONS INVTCOM SH09254610052966700SHDFND010066700BLACKROCK GLOBAL OPP EQTY TRCOM09250110549135008SHDFND010035008BLACKROCK MUNICIPL INC QLTYCOM09247910447935200SHDFND010035200BLACKROCK MUNIVEST FD II INCCOM09253T10121214761SHDFND010014761BLACKROCK MUNIYIELD ARIZ FDCOM09254K10922517200SHDFND010017200BLACKROCK MUNIYIELD PA QLTYCOM09255G10776256800SHDFND010056800BLACKROCK REAL ASSET EQUITYCOM09254B10934137870SHDFND010037870BLACKSTONE GROUP L PCOM UNIT LTD09253U1082459993SHDFND01009993BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710433210997SHDFND010010997BOEING COCOM097023105399633795SHDFND010033795BP PLCSPONSORED ADR055622104105225057SHDFND010025057BP PRUDHOE BAY RTY TRUNIT BEN INT0556301078069198SHDFND01009198BRISTOL MYERS SQUIBB COCOM110122108255154052SHDFND010054052BRITISH AMERN TOB PLCSPONSORED ADR1104481072322194SHDFND01002194BUCKEYE PARTNERS L PUNIT LTD PARTN1182301015007491SHDFND01007491CALAMOS CONV & HIGH INCOME FCOM SHS12811P10891272324SHDFND010072324CALAMOS CONV OPP AND INC FDSH BEN INT128117108104582513SHDFND010082513CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510124424350SHDFND010024350CALAVO GROWERS INCCOM1282461052929634SHDFND01009634CAMPBELL SOUP COCOM1344291093839353SHDFND01009353CAPSTEAD MTG CORPCOM NO PAR14067E50613211157SHDFND010011157CAPSTONE TURBINE CORPCOM14067D1021916400SHDFND010016400CARBO CERAMICS INCCOM1407811053233230SHDFND01003230CATERPILLAR INC DELCOM149123101159019068SHDFND010019068CBRE CLARION GLOBAL REAL ESTCOM12504G10014618209SHDFND010018209CELGENE CORPCOM151020104181011495SHDFND010011495CELLDEX THERAPEUTICS INC NEWCOM15117B103116330650SHDFND010030650CENTRAL FD CDA LTDCL A15350110157840328SHDFND010040328CENTURYLINK INCCOM15670010646214579SHDFND010014579CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q10131312000SHDFND010012000CHESAPEAKE ENERGY CORPCOM16516710730311619SHDFND010011619CHEVRON CORP NEWCOM16676410030789253837SHDFND0100253837CHICAGO BRIDGE & IRON CO N VCOM1672501092683820SHDFND01003820CHIMERA INVT CORPCOM16934Q109582191611SHDFND0100191611CISCO SYS INCCOM17275R102147163404SHDFND010063404CITIGROUP INCCOM NEW17296742485117553SHDFND010017553CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M381115743753SHDFND010043753CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M506141959115SHDFND010059115CLIFFS NAT RES INCCOM18683K10144221340SHDFND010021340CLOROX CO DELCOM189054109112513678SHDFND010013678CLOUGH GLOBAL EQUITY FDCOM18914C10021414100SHDFND010014100COACH INCCOM1897541042394470SHDFND01004470COCA COLA COCOM191216100171744952SHDFND010044952COGNIZANT TECHNOLOGY SOLUTIOCL A1924461022222670SHDFND01002670COHEN & STEERS INFRASTRUCTURCOM19248A10935517860SHDFND010017860COHEN & STEERS QUALITY RLTYCOM19247L10610810761SHDFND010010761COLE REAL ESTATE INVTS INCCOM19329V1056800549807SHDFND0100549807COLGATE PALMOLIVE COCOM194162103208034648SHDFND010034648COLONY FINL INCCOM19624R1062026100946SHDFND0100100946COMCAST CORP NEWCL A20030N10164614064SHDFND010014064COMPANHIA DE BEBIDAS DAS AMESPON ADR PFD20441W20342911005SHDFND010011005CONOCOPHILLIPSCOM20825C104165023451SHDFND010023451CONSOLIDATED EDISON INCCOM209115104152027460SHDFND010027460CORE LABORATORIES N VCOMN227171073682151SHDFND01002151CORNERSTONE TOTAL RTRN FD INCOM NEW21924U2011008149195SHDFND0100149195CORNING INCCOM21935010526318000SHDFND010018000COSTCO WHSL CORP NEWCOM22160K105116310140SHDFND010010140CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10315650825SHDFND010050825CSX CORPCOM12640810361123369SHDFND010023369CUMMINS INCCOM2310211067535666SHDFND01005666CVB FINL CORPCOM12660010571551868SHDFND010051868CVS CAREMARK CORPORATIONCOM12665010062910920SHDFND010010920DANAHER CORP DELCOM2358511025097310SHDFND01007310DEERE & COCOM2441991056568033SHDFND01008033DEJOUR ENERGY INCCOM24486R103210000SHDFND010010000DELAWARE INV MN MUN INC FD ICOM24610V10359646316SHDFND010046316DELUXE CORPCOM24801910160714017SHDFND010014017DENDREON CORPCOM24823Q1079634633SHDFND010034633DIAGEO P L CSPON ADR NEW25243Q2056515079SHDFND01005079DIRECTVCOM25490A3092474133SHDFND01004133DISCOVERY COMMUNICATNS NEWCOM SER C25470F3023654720SHDFND01004720DISH NETWORK CORPCL A25470M1092986400SHDFND01006400DISNEY WALT COCOM DISNEY254687106248238398SHDFND010038398DIVIDEND & INCOME FUNDCOM NEW25538A20457840117SHDFND010040117DNP SELECT INCOME FDCOM23325P10411011489SHDFND010011489DOMINION RES INC VA NEWCOM25746U1094747533SHDFND01007533DOMINOS PIZZA INCCOM25754A201104915019SHDFND010015019DONALDSON INCCOM2576511093218254SHDFND01008254DOUBLELINE INCOME SOLUTIONSCOM25862210970632700SHDFND010032700DOUBLELINE OPPORTUNISTIC CRCOM2586231076085265281SHDFND0100265281DOVER CORPCOM2600031085926510SHDFND01006510DOW 30SM ENHANCED PREM & INCCOM26053710519216100SHDFND010016100DOW CHEM COCOM26054310367417542SHDFND010017542DRAGONWAVE INCCOM26144M1033819000SHDFND010019000DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10111127425SHDFND010027425DTE ENERGY COCOM2333311072654023SHDFND01004023DU PONT E I DE NEMOURS & COCOM263534109123821027SHDFND010021027DUKE ENERGY CORP NEWCOM NEW26441C204236235264SHDFND010035264DUNKIN BRANDS GROUP INCCOM265504100221848620SHDFND010048620E M C CORP MASSCOM26864810228110812SHDFND010010812EASTMAN CHEM COCOM2774321003764693SHDFND01004693EATON CORP PLCSHSG2918310399414371SHDFND010014371EATON VANCE RISK MNGD DIV EQCOM27829G10632629900SHDFND010029900EATON VANCE SR INCOME TRSH BEN INT27826S1037210000SHDFND010010000EATON VANCE TAX MNGD GBL DVCOM27829F10826727856SHDFND010027856EATON VANCE TX MNG BY WRT OPCOM27828Y10817012900SHDFND010012900EATON VANCE TXMGD GL BUYWR OCOM27829C10527423800SHDFND010023800EBAY INCCOM278642103168729869SHDFND010029869ECHO THERAPEUTICS INCCOM NEW27876L2066321075SHDFND010021075EDISON INTLCOM28102010794920735SHDFND010020735EGA EMERGING GLOBAL SHS TREGS BRAZ INF ETF26846182925914180SHDFND010014180EL PASO PIPELINE PARTNERS LCOM UNIT LPI28370210860114032SHDFND010014032ELDORADO GOLD CORP NEWCOM28490210311717980SHDFND010017980ELECTRO RENT CORPCOM28521810372541280SHDFND010041280EMERSON ELEC COCOM2910111045067752SHDFND01007752ENBRIDGE ENERGY PARTNERS L PCOM29250R106171056093SHDFND010056093ENDEAVOUR SILVER CORPCOM29258Y103625149496SHDFND0100149496ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109196137596SHDFND010037596ENERPLUS CORPCOM29276610248328860SHDFND010028860ENTERPRISE FINL SVCS CORPCOM29371210549929000SHDFND010029000ENTERPRISE PRODS PARTNERS LCOM293792107611499044SHDFND010099044EOG RES INCCOM26875P1012811643SHDFND01001643ETFS GOLD TRSHS26922Y1052011584SHDFND01001584ETFS PRECIOUS METALS BASKETPHYS PM BSKT26922W1094165934SHDFND01005934EXCO RESOURCES INCCOM26927940210415756SHDFND010015756EXELON CORPCOM30161N10161520658SHDFND010020658EXPRESS SCRIPTS HLDG COCOM30219G1084046502SHDFND01006502EXXON MOBIL CORPCOM30231G10211418132662SHDFND0100132662FACEBOOK INCCL A30303M102255150715SHDFND010050715FEDEX CORPCOM31428X1064653990SHDFND01003990FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310023810729SHDFND010010729FIFTH STREET FINANCE CORPCOM31678A10333933637SHDFND010033637FIRST BANCORP P RCOM NEW3186727067012249SHDFND010012249FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11941112374SHDFND010012374FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20034213232SHDFND010013232FIRST TR ISE REVERE NAT GASCOM33734J102177792555SHDFND010092555FIRST TR MORNINGSTAR DIV LEASHS336917109164978820SHDFND010078820FIRST TR S&P REIT INDEX FDCOM33734G108125068836SHDFND010068836FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330445228649SHDFND010028649FIRST TR VALUE LINE DIVID INSHS33734H10670635154SHDFND010035154FIRSTENERGY CORPCOM33793210749413422SHDFND010013422FLAHERTY&CRMN PFD SEC INCOMCOM33847810079844179SHDFND010044179FLEXSHARES TRINTL QLTDV IDX33939L83739915375SHDFND010015375FLEXSHARES TRQUALT DIVD IDX33939L86067121864SHDFND010021864FORD MTR CO DELCOM PAR $0.013453708602663155088SHDFND0100155088FRANKLIN STREET PPTYS CORPCOM35471R10613110312SHDFND010010312FREEPORT-MCMORAN COPPER & GOCOM35671D857131039817SHDFND010039817FRONTIER COMMUNICATIONS CORPCOM35906A1086717456SHDFND010017456FULTON FINL CORP PACOM36027110014912624SHDFND010012624GABELLI EQUITY TR INCCOM36239710149272850SHDFND010072850GALLAGHER ARTHUR J & COCOM3635761092736152SHDFND01006152GENERAL DYNAMICS CORPCOM3695501082012264SHDFND01002264GENERAL ELECTRIC COCOM3696041037039291912SHDFND0100291912GENERAL MLS INCCOM3703341044088507SHDFND01008507GENERAL MTRS COCOM37045V1002717628SHDFND01007628GENUINE PARTS COCOM3724601053894845SHDFND01004845GILEAD SCIENCES INCCOM375558103161525586SHDFND010025586GLAXOSMITHKLINE PLCSPONSORED ADR37733W10589817774SHDFND010017774GLOBAL X FDSSILVER MNR ETF37950E85315612149SHDFND010012149GOLDCORP INC NEWCOM38095640935213907SHDFND010013907GOLDEN STAR RES LTD CDACOM38119T104513000SHDFND010013000GOLDMAN SACHS GROUP INCCOM38141G1046093814SHDFND01003814GOODRICH PETE CORPCOM NEW3824104052319189SHDFND01009189GOOGLE INCCL A38259P50843154870SHDFND01004870GUGGENHEIM ENHNCD EQTY INCMCOM40167B10075188650SHDFND010088650GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F101194887934SHDFND010087934GYRODYNE CO AMER INCCOM4038201032463267SHDFND01003267H & Q HEALTHCARE INVESTORSSH BEN INT40405210264126257SHDFND010026257H & Q LIFE SCIENCES INVSSH BEN INT40405310059630299SHDFND010030299HAIN CELESTIAL GROUP INCCOM4052171002473144SHDFND01003144HALLIBURTON COCOM4062161014569361SHDFND01009361HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P74924521150SHDFND010021150HARLEY DAVIDSON INCCOM4128221082493770SHDFND01003770HAWAIIAN ELEC INDUSTRIESCOM4198701002188574SHDFND01008574HCP INCCOM40414L1092736479SHDFND01006479HEALTH CARE REIT INCCOM42217K1065859180SHDFND01009180HEALTHCARE SVCS GRP INCCOM42190610835813778SHDFND010013778HEALTHCARE TR AMER INCCL A42225P1051397129738SHDFND0100129738HECLA MNG COCOM42270410612440592SHDFND010040592HERSHEY COCOM4278661084905282SHDFND01005282HESS CORPCOM42809H1074866108SHDFND01006108HEWLETT PACKARD COCOM42823610321710174SHDFND010010174HOME DEPOT INCCOM437076102125516350SHDFND010016350HONEYWELL INTL INCCOM43851610693011189SHDFND010011189HOSPITALITY PPTYS TRCOM SH BEN INT44106M10229710195SHDFND010010195HUNTSMAN CORPCOM44701110734716377SHDFND010016377ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001017208373SHDFND01008373ILLINOIS TOOL WKS INCCOM4523081093614717SHDFND01004717ING EMERGING MKTS HGH DIV EQCOM45685X10423918950SHDFND010018950ING GLOBAL EQTY DIV & PREM OCOM45684E10711612480SHDFND010012480ING INFRASTRUCTURE INDLS & MCOM45685U100101561100SHDFND010061100ING PRIME RATE TRSH BEN INT44977W1068814289SHDFND010014289ING RISK MANAGED NAT RES FDCOM44981010039038975SHDFND010038975INLAND REAL ESTATE CORPCOM NEW45746120017917536SHDFND010017536INTEL CORPCOM4581401002607114107SHDFND0100114107INTERNATIONAL BUSINESS MACHSCOM459200101854245824SHDFND010045824INVESCO MORTGAGE CAPITAL INCCOM46131B10018111650SHDFND010011650INVESCO SR INCOME TRCOM46131H10710819875SHDFND010019875INVESTORS REAL ESTATE TRSH BEN INT46173010310312166SHDFND010012166ISHARESMSCI BRZ CAP ETF46428640082817173SHDFND010017173ISHARESMSCI CDA ETF464286509141149751SHDFND010049751ISHARESEM MK MINVOL ETF464286533164427594SHDFND010027594ISHARESMSCI PAC JP ETF4642866652765701SHDFND01005701ISHARESMSCI GERMANY ETF4642868062298141SHDFND01008141ISHARESMSCI JAPAN ETF46428684893277641SHDFND010077641ISHARESMRNGSTR LG-CP GR4642871193894263SHDFND01004263ISHARESMRNGSTR LG-CP ET4642871275245230SHDFND01005230ISHARESNYSE COMPSIT ETF4642871432092370SHDFND01002370ISHARESSELECT DIVID ETF4642871688794131805SHDFND0100131805ISHARESTIPS BD ETF464287176224820091SHDFND010020091ISHARESCORE S&P500 ETF464287200743443634SHDFND010043634ISHARESCORE TOTUSBD ETF46428722612960121330SHDFND0100121330ISHARESMSCI EMG MKT ETF464287234352084955SHDFND010084955ISHARESIBOXX INV CP ETF464287242381633722SHDFND010033722ISHARESGLOBAL TECH ETF46428729186711426SHDFND010011426ISHARESS&P 500 GRWT ETF464287309521157770SHDFND010057770ISHARESGLOB HLTHCRE ETF4642873253404225SHDFND01004225ISHARESS&P 500 VAL ETF46428740811888150810SHDFND0100150810ISHARES20+ YR TR BD ETF4642874324984704SHDFND01004704ISHARES7-10 Y TR BD ETF46428744013404131672SHDFND0100131672ISHARES1-3 YR TR BD ETF464287457371343959SHDFND010043959ISHARESMSCI EAFE ETF4642874657237112884SHDFND0100112884ISHARESRUS MDCP VAL ETF4642874734457211SHDFND01007211ISHARESRUS MID-CAP ETF464287499146610400SHDFND010010400ISHARESCORE S&P MCP ETF464287507627849913SHDFND010049913ISHARESNASDQ BIOTEC ETF4642875569664517SHDFND01004517ISHARESCOHEN&STEER REIT46428756483210628SHDFND010010628ISHARESU.S. CNSM SV ETF4642875808287415SHDFND01007415ISHARESRUS 1000 VAL ETF464287598235527111SHDFND010027111ISHARESS&P MC 400GR ETF464287606268219034SHDFND010019034ISHARESRUS 1000 GRW ETF464287614330041799SHDFND010041799ISHARESRUS 1000 ETF464287622139214618SHDFND010014618ISHARESRUS 2000 VAL ETF4642876308048688SHDFND01008688ISHARESRUS 2000 GRW ETF4642876488396539SHDFND01006539ISHARESRUSSELL 2000 ETF46428765513674126819SHDFND0100126819ISHARESRUS 3000 VAL ETF4642876632251969SHDFND01001969ISHARESRUS 3000 GRW ETF4642876712333592SHDFND01003592ISHARESRUSSELL 3000 ETF464287689135613332SHDFND010013332ISHARESU.S. UTILITS ETF4642876972372516SHDFND01002516ISHARESS&P MC 400VL ETF464287705215119702SHDFND010019702ISHARESU.S. TELECOM ETF464287713126244899SHDFND010044899ISHARESU.S. TECH ETF464287721615877282SHDFND010077282ISHARESU.S. REAL ES ETF46428773969810879SHDFND010010879ISHARESU.S. INDS ETF464287754224424636SHDFND010024636ISHARESUS HLTHCARE ETF464287762190417532SHDFND010017532ISHARESU.S. FIN SVC ETF4642877704225650SHDFND01005650ISHARESU.S. ENERGY ETF46428779695419977SHDFND010019977ISHARESCORE S&P SCP ETF464287804375037120SHDFND010037120ISHARESU.S. BAS MTL ETF464287838225630433SHDFND010030433ISHARESSP SMCP600VL ETF464287879850382430SHDFND010082430ISHARESSP SMCP600GR ETF464287887897381793SHDFND010081793ISHARESMRNGSTR LG-CP VL464288109234931854SHDFND010031854ISHARESMRGSTR MD CP ETF464288208128310729SHDFND010010729ISHARESJP MOR EM MK ETF464288281135512495SHDFND010012495ISHARESINTL SEL DIV ETF46428844872319871SHDFND010019871ISHARESMRGSTR SM CP ETF4642885055064211SHDFND01004211ISHARESIBOXX HI YD ETF464288513445048650SHDFND010048650ISHARESMBS ETF4642885881030397469SHDFND010097469ISHARESMRGSTR SM CP GR464288604184414719SHDFND010014719ISHARESCREDIT BD ETF464288620332231170SHDFND010031170ISHARES1-3 YR CR BD ETF464288646485646036SHDFND010046036ISHARES3-7 YR TR BD ETF464288661832668821SHDFND010068821ISHARESSHRT TRS BD ETF464288679140012691SHDFND010012691ISHARESU.S. PFD STK ETF464288687185849205SHDFND010049205ISHARESGLOBAL MATER ETF4642886953265437SHDFND01005437ISHARESGLOB INDSTRL ETF4642887292313500SHDFND01003500ISHARESGLB CNS DISC ETF464288745124715763SHDFND010015763ISHARESUS HOME CONS ETF46428875252823661SHDFND010023661ISHARESUS HLTHCR PR ETF4642888284945590SHDFND01005590ISHARESU.S. PHARMA ETF4642888364073792SHDFND01003792ISHARESUS OIL EQ&SV ETF4642888445869248SHDFND01009248ISHARESUS OIL&GS EX ETF4642888516237991SHDFND01007991ISHARESEAFE VALUE ETF4642888773075568SHDFND01005568ISHARESEAFE GRWTH ETF4642888853865680SHDFND01005680ISHARESRUS TP200 VL ETF464289420125234121SHDFND010034121ISHARESRUS TP200 GR ETF4642894382987227SHDFND01007227ISHARESGRWT ALLOCAT ETF46428986749213282SHDFND010013282ISHARESMODERT ALLOC ETF46428987539311727SHDFND010011727ISHARESFLTG RATE BD ETF46429B6554589008SHDFND01009008ISHARESHIGH DIVIDND ETF46429B663183527518SHDFND010027518ISHARESUSA MIN VOL ETF46429B6974908146676SHDFND0100146676ISHARES GOLD TRUSTISHARES46428510545636155SHDFND010036155ISHARES INCCORE MSCI EMKT46434G103233746936SHDFND010046936ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10752416493SHDFND010016493ISHARES SILVER TRUSTISHARES46428Q1092981145874SHDFND0100145874ISIS PHARMACEUTICALS INCCOM4643301092185700SHDFND01005700JOHNSON & JOHNSONCOM478160104640873392SHDFND010073392JPMORGAN CHASE & COCOM46625H100227343898SHDFND010043898KANSAS CITY SOUTHERNCOM NEW4851703023302944SHDFND01002944KAYNE ANDERSON MLP INVSMNT CCOM4866061062727527SHDFND01007527KIMBERLY CLARK CORPCOM494368103103210875SHDFND010010875KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106423752802SHDFND010052802KINDER MORGAN INC DELCOM49456B10136210020SHDFND010010020KINDER MORGAN MANAGEMENT LLCSHS49455U1005867753SHDFND01007753KKR & CO L P DELCOM UNITS48248M10252124761SHDFND010024761KODIAK OIL & GAS CORPCOM50015Q10039330800SHDFND010030800KRAFT FOODS GROUP INCCOM50076Q1063857147SHDFND01007147LAS VEGAS SANDS CORPCOM5178341076069118SHDFND01009118LILLY ELI & COCOM53245710892618270SHDFND010018270LINN ENERGY LLCUNIT LTD LIAB53602010037314370SHDFND010014370LOCKHEED MARTIN CORPCOM5398301093302573SHDFND01002573LOWES COS INCCOM548661107105921962SHDFND010021962LTC PPTYS INCCOM50217510265116450SHDFND010016450MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010671812469SHDFND010012469MARKET VECTORS ETF TRGOLD MINER ETF57060U10063526188SHDFND010026188MARKET VECTORS ETF TRBIOTECH ETF57060U1833404057SHDFND01004057MARKET VECTORS ETF TRMUN BD CLOSED57060U332134656034SHDFND010056034MARKET VECTORS ETF TRAGRIBUS ETF57060U6052104108SHDFND01004108MARKET VECTORS ETF TRHG YLD MUN ETF57060U87892832005SHDFND010032005MARKET VECTORS ETF TRJR GOLD MINERS E57061R5442807137SHDFND01007137MARKET VECTORS ETF TRURAN NUCLR ENRGY57061R5773387491SHDFND01007491MASTERCARD INCCL A57636Q104329483SHDFND0100483MCCORMICK & CO INCCOM NON VTG5797802062263517SHDFND01003517MCDONALDS CORPCOM580135101228823690SHDFND010023690MCEWEN MNG INCCOM58039P10712348884SHDFND010048884MDU RES GROUP INCCOM55269010937613122SHDFND010013122MEDIDATA SOLUTIONS INCCOM58471A1053503500SHDFND01003500MEDTRONIC INCCOM5850551064919224SHDFND01009224MERCK & CO INC NEWCOM58933Y105232547606SHDFND010047606MERITOR INCCOM59001K10010813500SHDFND010013500MFA FINL INCCOM55272X10210814387SHDFND010014387MFS HIGH YIELD MUN TRSH BEN INT59318E1029222360SHDFND010022360MFS INTER INCOME TRSH BEN INT55273C1078215553SHDFND010015553MFS MULTIMARKET INCOME TRSH BEN INT5527371088212386SHDFND010012386MFS MUN INCOME TRSH BEN INT55273810617928300SHDFND010028300MICROSOFT CORPCOM594918104272781178SHDFND010081178MIDWAY GOLD CORPCOM5981531048989300SHDFND010089300MINCO GOLD CORPORATIONCOM60254D108648040SHDFND010048040MOLYCORP INC DELCOM6087531097411684SHDFND010011684MONDELEZ INTL INCCL A60920710575624519SHDFND010024519MONSANTO CO NEWCOM61166W1013623430SHDFND01003430MORGAN STANLEYCOM NEW61744644830511297SHDFND010011297NATIONAL GRID PLCSPON ADR NEW6362743003095187SHDFND01005187NATIONAL OILWELL VARCO INCCOM6370711013684632SHDFND01004632NETFLIX INCCOM64110L1064391365SHDFND01001365NEUBERGER BERMAN MLP INCOMECOM64129H10436719480SHDFND010019480NEW AMER HIGH INCOME FD INCCOM NEW64187680011011708SHDFND010011708NEW YORK CMNTY BANCORP INCCOM64944510337024057SHDFND010024057NEWMONT MINING CORPCOM651639106120144333SHDFND010044333NEXTERA ENERGY INCCOM65339F1016187723SHDFND01007723NIKE INCCL B6541061032833891SHDFND01003891NOKIA CORPSPONSORED ADR65490220416424833SHDFND010024833NORFOLK SOUTHERN CORPCOM6558441083724755SHDFND01004755NORTHERN TIER ENERGY LPCOM UN REPR PART665826103151475790SHDFND010075790NOVAGOLD RES INCCOM NEW66987E20612855753SHDFND010055753NOVARTIS A GSPONSORED ADR66987V109108714087SHDFND010014087NOVO-NORDISK A SADR6701002054912929SHDFND01002929NUCOR CORPCOM6703461052024134SHDFND01004134NUSTAR ENERGY LPUNIT COM67058H1022115222SHDFND01005222NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10231625920SHDFND010025920NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10022017685SHDFND010017685NUVEEN GBL INCOME OPPORTUN FCOM67073C10412710700SHDFND010010700NUVEEN MUN VALUE FD INCCOM67092810016417710SHDFND010017710NUVEEN PFD INCOME OPPRTNY FDCOM67073B106886101218SHDFND0100101218NUVEEN PREM INCOME MUN FD 2COM67063W10213110130SHDFND010010130NUVEEN QUALITY PFD INCOME FDCOM67072C105943116312SHDFND0100116312O REILLY AUTOMOTIVE INC NEWCOM67103H1073122435SHDFND01002435OAKTREE CAP GROUP LLCUNIT 99/99/9999674001201115321681SHDFND010021681OCCIDENTAL PETE CORP DELCOM674599105171418287SHDFND010018287OCWEN FINL CORPCOM NEW675746309257946188SHDFND010046188OMEGA HEALTHCARE INVS INCCOM681936100273689407SHDFND010089407ONEOK PARTNERS LPUNIT LTD PARTN68268N103124123379SHDFND010023379ORACLE CORPCOM68389X10591427430SHDFND010027430PARAMOUNT GOLD & SILVER CORPCOM69924P102139106800SHDFND0100106800PAYCHEX INCCOM70432610745211318SHDFND010011318PCM FUND INCCOM69323T10172462271SHDFND010062271PENDRELL CORPCOM70686R1044220496SHDFND010020496PENN WEST PETE LTD NEWCOM70788710539634933SHDFND010034933PEOPLES UNITED FINANCIAL INCCOM71270410516511315SHDFND010011315PEPSICO INCCOM7134481089034113116SHDFND0100113116PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40852533428SHDFND010033428PETSMART INCCOM7167681063003854SHDFND01003854PFIZER INCCOM717081103263391083SHDFND010091083PHILIP MORRIS INTL INCCOM718172109200122925SHDFND010022925PHILLIPS 66COM7185461045529437SHDFND01009437PIEDMONT OFFICE REALTY TR INCOM CL A72019020658132787SHDFND010032787PIMCO CALIF MUN INCOME FD IICOM72200M10864270065SHDFND010070065PIMCO CALIF MUN INCOME FD IICOM72201C10924726425SHDFND010026425PIMCO CORPORATE & INCOME OPPCOM72201B1013648202333SHDFND0100202333PIMCO CORPORATE INCOME STRATCOM72200U100151189579SHDFND010089579PIMCO ETF TR1-3YR USTREIDX72201R1063526926SHDFND01006926PIMCO ETF TRTOTL RETN ETF72201R7759368808SHDFND01008808PIMCO ETF TRENHAN SHRT MAT72201R8332352324SHDFND01002324PIMCO ETF TR25YR+ ZERO U S72201R882244527835SHDFND010027835PIMCO GLOBAL STOCKSPLS INCMCOM7220111032169505SHDFND01009505PIMCO HIGH INCOME FDCOM SHS7220141075247437460SHDFND0100437460PIMCO INCOME OPPORTUNITY FDCOM72202B100249390127SHDFND010090127PIMCO INCOME STRATEGY FUNDCOM72201H10895181808SHDFND010081808PIMCO INCOME STRATEGY FUND ICOM72201J1041029100666SHDFND0100100666PIMCO STRATEGIC GBL GOV FD ICOM72200X1041703162044SHDFND0100162044PIONEER HIGH INCOME TRCOM72369H1061810106689SHDFND0100106689PIONEER MUN HIGH INCOME TRCOM SHS72376310821615300SHDFND010015300PIONEER SOUTHWST ENRG PRTNRUNIT LP INT72388B1062114618SHDFND01004618PITNEY BOWES INCCOM72447910048125423SHDFND010025423PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105171932245SHDFND010032245PLUM CREEK TIMBER CO INCCOM7292511083276775SHDFND01006775POWERSHARES ETF TR IIS&P600 LOVL PT73937B63983628817SHDFND010028817POWERSHARES ETF TR IIS&P400 LOVL PT73937B647244089755SHDFND010089755POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793773120421SHDFND0100120421POWERSHARES ETF TRUSTDWA TECH LDRS73935X153131338459SHDFND010038459POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19511610055SHDFND010010055POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70839815308SHDFND010015308POWERSHARES ETF TRUSTINTL DIV ACHV73935X7161990114829SHDFND0100114829POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73236619700SHDFND010019700POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79965513969SHDFND010013969POWERSHARES ETF TRUST IIDWA DEVEL MKTS73936Q10826610505SHDFND010010505POWERSHARES ETF TRUST IIDWA EMRG MKTS73936Q20743123290SHDFND010023290POWERSHARES ETF TRUST IIDWA SC TECHLDR73936Q7443358875SHDFND01008875POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76994538242SHDFND010038242POWERSHARES ETF TRUST IICEF INC COMPST73936Q84326911018SHDFND010011018POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T5572013106815SHDFND0100106815POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56561144432SHDFND010044432POWERSHARES GLOBAL ETF TRUSTGBL WTR PORT73936T62335116369SHDFND010016369POWERSHARES QQQ TRUSTUNIT SER 173935A1048912111838SHDFND0100111838POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10142114952SHDFND010014952POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40845818045SHDFND010018045POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10747021761SHDFND010021761PPG INDS INCCOM6935061078154882SHDFND01004882PPL CORPCOM69351T10663520850SHDFND010020850PRECISION CASTPARTS CORPCOM7401891052361018SHDFND01001018PRICELINE COM INCCOM NEW741503403414398SHDFND0100398PROCTER & GAMBLE COCOM74271810914581191301SHDFND0100191301PROSHARES TRRAFI LG SHT FD74347X31047411379SHDFND010011379PROSPECT CAPITAL CORPORATIONCOM74348T10274967556SHDFND010067556PSYCHEMEDICS CORPCOM NEW74437520536326660SHDFND010026660PUBLIC STORAGECOM74460D1093962430SHDFND01002430PUBLIC SVC ENTERPRISE GROUPCOM7445731063289964SHDFND01009964PUTMAN HIGH INCOME SEC FUNDSHS BEN INT7467791079312000SHDFND010012000PVR PARTNERS L PCOM UNIT REPTG L693665101102544366SHDFND010044366QUALCOMM INCCOM747525103119017713SHDFND010017713QUATERRA RES INCCOM747952109121866625SHDFND0100866625QUICKLOGIC CORPCOM74837P1086323700SHDFND010023700RAYONIER INCCOM7549071032243973SHDFND01003973RAYTHEON COCOM NEW7551115072373040SHDFND01003040REALTY INCOME CORPCOM75610910481320115SHDFND010020115REAVES UTIL INCOME FDCOM SH BEN INT756158101105041330SHDFND010041330REGENCY CTRS CORPCOM7588491032645330SHDFND01005330RENEWABLE ENERGY GROUP INCCOM NEW75972A30123614750SHDFND010014750RETAIL PPTYS AMER INCCL A76131V20277655576SHDFND010055576REYNOLDS AMERICAN INCCOM7617131064318925SHDFND01008925RITE AID CORPCOM76775410419138550SHDFND010038550ROSS STORES INCCOM7782961032293120SHDFND01003120ROYAL BK CDA MONTREAL QUECOM7800871022253468SHDFND01003468ROYAL DUTCH SHELL PLCSPON ADR B780259107123517971SHDFND010017971ROYAL DUTCH SHELL PLCSPONS ADR A7802592062774216SHDFND01004216RPM INTL INCCOM7496851032948043SHDFND01008043RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106111416931SHDFND010016931RYDEX ETF TRUSTGUG RUSS TOP 5078355W2053172678SHDFND01002678RYDEX ETF TRUSTGUG S&P500 PU GR78355W403167026032SHDFND010026032RYDEX ETF TRUSTGUG S&P MC400 PG78355W6012071825SHDFND01001825SABINE ROYALTY TRUNIT BEN INT78568810255810961SHDFND010010961SCHLUMBERGER LTDCOM80685710889210008SHDFND010010008SCHWAB STRATEGIC TRUS LRG CAP ETF80852420153613208SHDFND010013208SCHWAB STRATEGIC TRUS SML CAP ETF808524607208842881SHDFND010042881SEADRILL LIMITEDSHSG7945E105155633643SHDFND010033643SELECT SECTOR SPDR TRSBI MATERIALS81369Y10063214989SHDFND010014989SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209462790210SHDFND010090210SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308320179974SHDFND010079974SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407215435433SHDFND010035433SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506318738250SHDFND010038250SELECT SECTOR SPDR TRSBI INT-FINL81369Y605122361258SHDFND010061258SELECT SECTOR SPDR TRSBI INT-INDS81369Y704217546143SHDFND010046143SELECT SECTOR SPDR TRTECHNOLOGY81369Y80355417178SHDFND010017178SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886224460229SHDFND010060229SEMPRA ENERGYCOM8168511096647774SHDFND01007774SENIOR HSG PPTYS TRSH BEN INT81721M109105844091SHDFND010044091SHERWIN WILLIAMS COCOM824348106294615965SHDFND010015965SILVER WHEATON CORPCOM828336107130654351SHDFND010054351SIRIUS XM RADIO INCCOM82967N108453113792SHDFND0100113792SMUCKER J M COCOM NEW8326964054214018SHDFND01004018SONOCO PRODS COCOM8354951022175499SHDFND01005499SOUTHERN COCOM842587107137633446SHDFND010033446SPDR DOW JONES INDL AVRG ETFUT SER 178467X1091105772953SHDFND010072953SPDR GOLD TRUSTGOLD SHS78463V107740959689SHDFND010059689SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10338210400SHDFND010010400SPDR INDEX SHS FDSEURO STOXX 5078463X20243111072SHDFND010011072SPDR INDEX SHS FDSASIA PACIF ETF78463X3015767388SHDFND01007388SPDR INDEX SHS FDSINTL HLTH ETF78463X68191822252SHDFND010022252SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749129230234SHDFND010030234SPDR INDEX SHS FDSS&P INTL ETF78463X7723236834SHDFND01006834SPDR INDEX SHS FDSDJ INTL RL ETF78463X86388620975SHDFND010020975SPDR S&P 500 ETF TRTR UNIT78462F1031267074845SHDFND010074845SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107277812121SHDFND010012121SPDR SERIES TRUSTMORGAN TECH ETF78464A1024615600SHDFND01005600SPDR SERIES TRUSTNUV HGHYLD MUN78464A284118722944SHDFND010022944SPDR SERIES TRUSTBRC CNV SECS ETF78464A35945810129SHDFND010010129SPDR SERIES TRUSTBRC HGH YLD BD78464A417321980679SHDFND010080679SPDR SERIES TRUSTNUVN BR SHT MUNI78464A425156364659SHDFND010064659SPDR SERIES TRUSTDB INT GVT ETF78464A490382764324SHDFND010064324SPDR SERIES TRUSTBRCLYS INTL ETF78464A5163115347SHDFND01005347SPDR SERIES TRUSTDJ REIT ETF78464A6074916647SHDFND01006647SPDR SERIES TRUSTBARCLYS TIPS ETF78464A6562173899SHDFND01003899SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A68017274377399SHDFND0100377399SPDR SERIES TRUSTS&P RETAIL ETF78464A71489610800SHDFND010010800SPDR SERIES TRUSTS&P DIVID ETF78464A763637791655SHDFND010091655SPDR SERIES TRUSTS&P 600 SML CAP78464A8132412469SHDFND01002469SPDR SERIES TRUSTS&P HOMEBUILD78464A8882437876SHDFND01007876SPECTRA ENERGY CORPCOM84756010961017668SHDFND010017668SPIRIT RLTY CAP INC NEWCOM84860W10220121868SHDFND010021868SPROTT PHYSICAL GOLD TRUSTUNIT85207H10463959888SHDFND010059888SPROTT PHYSICAL PLAT PALLADUNIT85207Q10422725509SHDFND010025509SPROTT PHYSICAL SILVER TRTR UNIT85207K10767579395SHDFND010079395ST JUDE MED INCCOM7908491032815205SHDFND01005205STARBUCKS CORPCOM855244109299038716SHDFND010038716STARWOOD PPTY TR INCCOM85571B1052534104478SHDFND0100104478STATE STR CORPCOM8574771032393610SHDFND01003610SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821042725898SHDFND01005898SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1082403596SHDFND01003596SYNERGETICS USA INCCOM87160G1075711475SHDFND010011475SYSCO CORPCOM87182910760118758SHDFND010018758TANGER FACTORY OUTLET CTRS ICOM8754651062858711SHDFND01008711TARGET CORPCOM87612E1065228298SHDFND01008298TC PIPELINES LPUT COM LTD PRT87233Q1082985990SHDFND01005990TCW STRATEGIC INCOME FUND INCOM8723401048014692SHDFND010014692TEEKAY OFFSHORE PARTNERS L PPARTNERSHIP UNY8565J10182624739SHDFND010024739TEMPLETON EMERG MKTS INCOMECOM88019210918012471SHDFND010012471TEMPLETON GLOBAL INCOME FDCOM88019810631337241SHDFND010037241TERADATA CORP DELCOM88076W1032644742SHDFND01004742TEREX CORP NEWCOM88077910334510109SHDFND010010109TERRA NITROGEN CO L PCOM UNIT8810052016443192SHDFND01003192TESLA MTRS INCCOM88160R1013881999SHDFND01001999TEVA PHARMACEUTICAL INDS LTDADR8816242093007890SHDFND01007890TJX COS INC NEWCOM8725401093706435SHDFND01006435TORTOISE ENERGY INFRSTRCTR CCOM89147L100152632884SHDFND010032884TOWERSTREAM CORPCOM8920001006222500SHDFND010022500TRANSCANADA CORPCOM89353D10744110061SHDFND010010061TRAVELERS COMPANIES INCCOM89417E1092743232SHDFND01003232TRIANGLE PETE CORPCOM NEW89600B2011049104850SHDFND0100104850TRIPADVISOR INCCOM8969452012352987SHDFND01002987TWO HBRS INVT CORPCOM90187B10139340145SHDFND010040145U S GEOTHERMAL INCCOM90338S102510900SHDFND010010900UNDER ARMOUR INCCL A90431110790710960SHDFND010010960UNION PAC CORPCOM90781810812718107SHDFND01008107UNITED PARCEL SERVICE INCCL B911312106144815776SHDFND010015776UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820121211638SHDFND010011638UNITED STS GASOLINE FD LPUNITS91201T1022865073SHDFND01005073UNITED TECHNOLOGIES CORPCOM913017109119311161SHDFND010011161UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E1054099739SHDFND01009739US BANCORP DELCOM NEW90297330487323766SHDFND010023766VALEANT PHARMACEUTICALS INTLCOM91911K1024374051SHDFND01004051VALLEY NATL BANCORPCOM91979410719719439SHDFND010019439VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328852142540SHDFND01002540VANGUARD BD INDEX FD INCLONG TERM BOND921937793522163187SHDFND010063187VANGUARD BD INDEX FD INCINTERMED TERM921937819790094991SHDFND010094991VANGUARD BD INDEX FD INCSHORT TRM BOND92193782720424254356SHDFND0100254356VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835376446807SHDFND010046807VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4076642133772SHDFND0100133772VANGUARD INDEX FDSS&P 500 ETF SH9229084137109149SHDFND01009149VANGUARD INDEX FDSMCAP VL IDXVIP92290851286811722SHDFND010011722VANGUARD INDEX FDSMCAP GR IDXVIP9229085387919188SHDFND01009188VANGUARD INDEX FDSREIT ETF922908553267940067SHDFND010040067VANGUARD INDEX FDSSML CP GRW ETF9229085958437268SHDFND01007268VANGUARD INDEX FDSSM CP VAL ETF92290861195410514SHDFND010010514VANGUARD INDEX FDSMID CAP ETF922908629124011964SHDFND010011964VANGUARD INDEX FDSEXTEND MKT ETF922908652608977940SHDFND010077940VANGUARD INDEX FDSGROWTH ETF92290873621586252624SHDFND0100252624VANGUARD INDEX FDSVALUE ETF92290874425382361412SHDFND0100361412VANGUARD INDEX FDSSMALL CP ETF922908751982594457SHDFND010094457VANGUARD INDEX FDSTOTAL STK MKT922908769587766462SHDFND010066462VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718255425335SHDFND010025335VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422965297SHDFND01005297VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775110622661SHDFND010022661VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585506134909SHDFND0100134909VANGUARD INTL EQUITY INDEX FMEGA CAP GRO ETF922042866188030880SHDFND010030880VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874341562341SHDFND010062341VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409361945518SHDFND010045518VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7718709169354SHDFND0100169354VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703434098SHDFND01004098VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844457865336SHDFND010065336VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385814459363503SHDFND0100363503VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406232340092SHDFND010040092VANGUARD WORLD FDMEGA CAP INDEX921910873156527036SHDFND010027036VANGUARD WORLD FDSCONSUM DIS ETF92204A108176917761SHDFND010017761VANGUARD WORLD FDSCONSUM STP ETF92204A207948990981SHDFND010090981VANGUARD WORLD FDSENERGY ETF92204A3065654703SHDFND01004703VANGUARD WORLD FDSHEALTH CAR ETF92204A504138414668SHDFND010014668VANGUARD WORLD FDSMATERIALS ETF92204A8014624833SHDFND01004833VANGUARD WORLD FDSUTILITIES ETF92204A876147517944SHDFND010017944VECTOR GROUP LTDCOM92240M10872445116SHDFND010045116VELTI PLC ST HELIERSHSG93285107410000SHDFND010010000VERIZON COMMUNICATIONS INCCOM92343V1046649141835SHDFND0100141835VISA INCCOM CL A92826C8397483882SHDFND01003882VODAFONE GROUP PLC NEWSPONS ADR NEW92857W209122034400SHDFND010034400VRINGO INCCOM92911N1049131500SHDFND010031500W P CAREY INCCOM92936U109157023918SHDFND010023918WABTEC CORPCOM9297401083425375SHDFND01005375WALGREEN COCOM931422109101718121SHDFND010018121WAL-MART STORES INCCOM931142103219829808SHDFND010029808WASTE MGMT INC DELCOM94106L1093548647SHDFND01008647WELLS FARGO & CO NEWCOM949746101171741579SHDFND010041579WELLS FARGO ADV GLB DIV OPPCOM94987C10364287938SHDFND010087938WELLS FARGO ADVANTAGE INCOMECOM SHS94987B10542246820SHDFND010046820WESTERN ASSET CLYM INFL OPPCOM95766R10414412174SHDFND010012174WESTERN ASSET EMRG MKT INCMCOM95766E10316412995SHDFND010012995WESTERN ASSET HIGH INCM FD ICOM95766J1022028215676SHDFND0100215676WESTERN ASSET PREMIER BD FDSHS BEN INT95766410525017708SHDFND010017708WEYERHAEUSER COCOM9621661042849765SHDFND01009765WHOLE FOODS MKT INCCOM9668371064507554SHDFND01007554WINDSTREAM HLDGS INCCOM97382A10120725358SHDFND010025358WISDOMTREE TRDRYFS CURR ETF97717W1332009811SHDFND01009811WISDOMTREE TREQTY INC ETF97717W2083196082SHDFND01006082WISDOMTREE TREMG MKTS SMCAP97717W2812876069SHDFND01006069WISDOMTREE TRLARGECAP DIVID97717W307201932778SHDFND010032778WISDOMTREE TREMERG MKTS ETF97717W315150928618SHDFND010028618WISDOMTREE TRDIV EX-FINL FD97717W4062273548SHDFND01003548WISDOMTREE TRMIDCAP DIVI FD97717W5052713879SHDFND01003879WISDOMTREE TRTTL EARNING FD97717W5962974903SHDFND01004903WISDOMTREE TRASIA PAC EXJP FD97717W8284466531SHDFND01006531WISDOMTREE TRJAPN HEDGE EQT97717W851133028042SHDFND010028042WYNN RESORTS LTDCOM9831341074012508SHDFND01002508XCEL ENERGY INCCOM98389B10062422270SHDFND010022270YAHOO INCCOM98433210673721698SHDFND010021698YAMANA GOLD INCCOM98462Y10022322257SHDFND010022257YANDEX N VSHS CLASS AN972841083158350SHDFND01008350YUM BRANDS INCCOM9884981012843991SHDFND01003991