0001193125-14-323172.txt : 20140827
0001193125-14-323172.hdr.sgml : 20140827
20140827133101
ACCESSION NUMBER: 0001193125-14-323172
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140827
DATE AS OF CHANGE: 20140827
EFFECTIVENESS DATE: 20140827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: iShares MSCI Russia Capped ETF, Inc.
CENTRAL INDEX KEY: 0001492195
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22421
FILM NUMBER: 141067696
BUSINESS ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 670-2000
MAIL ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: iShares MSCI Russia Capped Index Fund, Inc.
DATE OF NAME CHANGE: 20100518
0001492195
S000029704
iShares MSCI Russia Capped ETF
C000091322
iShares MSCI Russia Capped ETF
ERUS
N-PX
1
d770557dnpx.txt
FORM N-PX FOR ISHARES MSCI RUSSIA CAPPED ETF
================================================================================
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22421
-----------------
iShares MSCI Russia Capped ETF, Inc.
(Exact name of registrant as specified in charter)
-----------------
c/o: State Street Bank and Trust Company
1 Iron Street, Boston, MA 02210
(Address of principal executive offices) (Zip Code)
The Corporation Trust Incorporated
351 West Camden Street, Baltimore, MD 21201
(Name and address of agent for service)
-----------------
Registrant's telephone number, including area code: (415) 670-2000
Date of fiscal year-end: August 31
Date of reporting period: July 1, 2013 - June 30, 2014
================================================================================
******************************* FORM N-Px REPORT ******************************
ICA File Number: 811-22421
Reporting Period: 07/01/2013 - 06/30/2014
iShares MSCI Russia Capped Index Fund, Inc.
======================== iShares MSCI Russia Capped ETF ========================
FGC UES OAO
Ticker: FEES Security ID: X2393G109
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
General Director
2 Elect Andrey Murov as General Director For For Management
(CEO)
3.1 Elect Anna Drokova as Member of Audit For For Management
Commission
3.2 Elect Leonid Neganov as Member of For For Management
Audit Commission
3.3 Elect Anna Nesterova as Member of For For Management
Audit Commission
3.4 Elect Karim Samakhuzhin as Member of For For Management
Audit Commission
3.5 Elect Vladimir Khvorov as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
FGC UES OAO
Ticker: FEES Security ID: X2393G109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income
for Fiscal 2013, Including Omission of
Dividends
2 Approve Remuneration of Directors For For Management
3.1 Elect Oleg Budargin as Director None Against Management
3.2 Elect Maxim Bystrov as Director None Against Management
3.3 Elect Andrey Demin as Director None Against Management
3.4 Elect Boris Kovalchuk as Director None Against Management
3.5 Elect Vyacheslav Kravchenko as Director None Against Management
3.6 Elect Andrey Murov as Director None Against Management
3.7 Elect Georgy Nozadze as Director None Against Management
3.8 Elect Oksana Shatokhina as Director None Against Management
3.9 Elect Serge Shmatko as Director None Against Management
3.10 Elect Nikolay Shulginov as Director None Against Management
3.11 Elect Sergey Mironosetsky as Director None Against Management
3.12 Elect Denis Fedorov as Director None Against Management
4.1 Elect Nikolay Varlamov as Member of For For Management
Audit Commission
4.2 Elect Anna Drokova as Member of Audit For For Management
Commission
4.3 Elect Marina Lelekova as Member of For For Management
Audit Commission
4.4 Elect Vladimir Skobarev as Member of For For Management
Audit Commission
4.5 Elect Alan Khadziev as Member of Audit For For Management
Commission
5 Ratify Auditor For For Management
6 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
7 Approve Dividends of RUB 0. For For Management
0003426806681 per Share for First
Three Months of Fiscal 2014
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: X7204C106
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 7.20 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Large-Scale Related-Party For For Management
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
11.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
11.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
11.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
11.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
11.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
11.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
11.7 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Loan Facility
Agreement
11.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
11.9 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
11.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
11.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
11.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
11.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
11.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
11.15 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
11.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.28 Approve Related-Party Transaction with For For Management
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
11.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
11.32 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
11.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
11.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
11.36 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
11.37 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.38 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
11.39 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
11.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
11.41 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
11.42 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
11.43 Approve Related-Party Transaction with For For Management
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
11.44 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
11.45 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
11.46 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
11.47 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
11.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
11.49 Approve Related-Party Transaction with For For Management
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
11.50 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.51 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.52 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.53 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.54 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.55 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
11.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
11.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
11.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
11.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
11.72 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
11.73 Approve Related-Party Transaction with For For Management
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.74 Approve Related-Party Transaction with For For Management
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.75 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
11.76 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
11.77 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
11.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director None Against Management
12.2 Elect Farit Gazizullin as Director None Against Management
12.3 Elect Viktor Zubkov as Director None Against Management
12.4 Elect Elena Karpel as Director None Against Management
12.5 Elect Timur Kulibayev as Director None Against Management
12.6 Elect Vitaliy Markelov as Director None Against Management
12.7 Elect Viktor Martynov as Director None Against Management
12.8 Elect Vladimir Mau as Director None Against Management
12.9 Elect Aleksey Miller as Director None Against Management
12.10 Elect Valery Musin as Director None Against Management
12.11 Elect Seppo Remes as Director None For Management
12.12 Elect Oleg Saveliev as Director None Against Management
12.13 Elect Andrey Sapelin as Director None Against Management
12.14 Elect Mikhail Sereda as Director None Against Management
13.1 Elect Vladimir Alisov as Member of For Did Not Vote Management
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of For Did Not Vote Management
Audit Commission
13.4 Elect Irina Babenkova as Member of For Did Not Vote Management
Audit Commission
13.5 Elect Andrey Belobrov as Member of For Did Not Vote Management
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit For For Management
Commission
13.7 Elect Larisa Vitj as Member of Audit For Did Not Vote Management
Commission
13.8 Elect Aleksandr Ivanninkov as Member For Did Not Vote Management
of Audit Commission
13.9 Elect Marina Mikhina as Member of For For Management
Audit Commission
13.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
13.11 Elect Karen Oganyan as Member of Audit For Did Not Vote Management
Commission
13.12 Elect Oleg Osipenko as Member of Audit For Did Not Vote Management
Commission
13.13 Elect Sergey Platonov as Member of For Did Not Vote Management
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit For Against Management
Commission
13.15 Elect Mikhail Rosseyev as Member of For Against Management
Audit Commission
13.16 Elect Tatyana Fisenko as Member of For Against Management
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit For Against Management
Commission
13.18 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: X5060T106
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: AUG 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 50 For For Management
per Share for First Six Months of
Fiscal 2013
2 Amend Charter For For Management
3 Amend Regulations on Board of Directors For For Management
--------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: X5060T106
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 60 Per Share
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Viktor Blazheev as Director None For Management
2.3 Elect Valery Grayfer as Director None Against Management
2.4 Elect Igor Ivanov as Director None For Management
2.5 Elect Sergey Kochkurov as Director None Against Management
2.6 Elect Ravil Maganov as Director None Against Management
2.7 Elect Richard Matzke as Director None For Management
2.8 Elect Sergey Mikhaylov as Director None Against Management
2.9 Elect Mark Mobius as Director None For Management
2.10 Elect Guglielmo Antonio Claudio None For Management
Moscato as Director
2.11 Elect Ivan Pictet as Director None For Management
2.12 Elect Leonid Fedun as Director None Against Management
3.1 Elect Mikhail Maksimov as Member of For For Management
Audit Commission
3.2 Elect Pavel Suloev as Member of Audit For For Management
Commission
3.3 Elect Aleksandr Surkov as Member of For For Management
Audit Commission
4.1 Approve Remuneration of Directors for For For Management
Their Service until 2014 AGM
4.2 Approve Remuneration of Newly Elected For For Management
Directors
5.1 Approve Remuneration of Members of For For Management
Audit Commission for Their Service
until 2014 AGM
5.2 Approve Remuneration of Newly Elected For For Management
Members of Audit Commission
6 Ratify ZAO KPMG as Auditor For For Management
7 Amend Charter For For Management
8 Amend Regulations on General Meetings For For Management
9.1 Approve Related-Party Transaction with For For Management
OAO Kapital Strakhovanie Re: Liability
Insurance for Directors, Officers, and
Corporations
9.2 Approve Related-Party Transaction Re: For For Management
Supplement to Loan Agreement with OAO
RITEK
--------------------------------------------------------------------------------
MAGNIT OAO
Ticker: MGNT Security ID: 55953Q202
Meeting Date: SEP 26, 2013 Meeting Type: Special
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 46.06 For For Management
for First Six Months of Fiscal 2013
2 Approve Related-Party Transaction Re: For For Management
Loan Agreement with ZAO Tander
--------------------------------------------------------------------------------
MAGNIT OAO
Ticker: MGNT Security ID: 55953Q202
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends of RUB 89.15 per Share
3.1 Elect Andrey Aroutuniyan as Director None Against Management
3.2 Elect Sergey Galitskiy as Director None Against Management
3.3 Elect Alexander Zayonts as Director None For Management
3.4 Elect Alexey Makhnev as Director None For Management
3.5 Elect Khachatur Pombukhchan as Director None Against Management
3.6 Elect Alexey Pshenichnyy as Director None Against Management
3.7 Elect Aslan Shkhachemukov as Director None Against Management
4.1 Elect Roman Efimenko as Member of For For Management
Audit Commission
4.2 Elect Angela Udovichenko as Member of For For Management
Audit Commission
4.3 Elect Denis Fedotov as Member of Audit For For Management
Commission
5 Ratify Auditor to Audit Company's For For Management
Accounts in Accordance with Russian
Accounting Standards (RAS)
6 Ratify Auditor to Audit Company's For For Management
Accounts in Accordance with IFRS
7 Elect Members of Counting Commission For For Management
8 Approve New Edition of Charter For For Management
9 Approve New Edition of Regulations on For For Management
General Meetings
10.1 Approve Large-Scale Related-Party For For Management
Transaction Re: Loan Agreement with
ZAO Tander
10.2 Approve Large-Scale Related-Party For For Management
Transaction Re: Guarantee Agreement
with OAO Sberbank of Russia for
Securing Obligations of ZAO Tander
10.3 Approve Large-Scale Related-Party For For Management
Transaction Re: Guarantee Agreement
with OAO Alfa-Bank for Securing
Obligations of ZAO Tander
10.4 Approve Large-Scale Related-Party For For Management
Transaction Re: Guarantee Agreement
with OAO Bank Moskvy for Securing
Obligations of ZAO Tander
11.1 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO Rosbank
for Securing Obligations of ZAO Tander
11.2 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO Absolut
Bank for Securing Obligations of ZAO
Tander
11.3 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO Absolut
Bank for Securing Obligations of ZAO
Tander
11.4 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO Rossiysky
Selskokhozyaystvennyy Bank for
Securing Obligations of ZAO Tander
11.5 Approve Related-Party Transaction Re: For For Management
Guarantee Agreement with OAO Bank VTB
for Securing Obligations of ZAO Tander
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Independent For For Management
Directors
2 Approve Related-Party Transaction Re: For For Management
Acquisition of 100 percent of Share
Capital of Maxiten Co Limited
3 Approve Regulations on General Meetings For For Management
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: SEP 27, 2013 Meeting Type: Special
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
Board of Directors
2.1 Elect Per-Arne Blomquist as Director None Against Management
2.2 Elect Kenneth Karlberg as Director None Against Management
2.3 Elect Johan Dennelind as Director None Against Management
2.4 Elect Christian Luiga as Director None Against Management
2.5 Elect Jan Rudberg as Director None For Management
2.6 Elect Paul Myners as Director None For Management
2.7 Elect Jan Erixon as Director None Against Management
2.8 Elect Sergey Soldatenkov as Director None Against Management
2.9 Elect Vladimir Streshinsky as Director None Against Management
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Company,
Directors, General Directors and Other
Officials
2 Fix Size of Management Board; Elect For For Management
Members of Management Board
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: FEB 07, 2014 Meeting Type: Special
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Purchase of Property from OOO Skartel
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: MAR 17, 2014 Meeting Type: Special
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
Board of Directors
2.1 Elect Gustav Bengtsson as Director None Against Management
2.2 Elect Berndt Karlberg as Director None Against Management
2.3 Elect Sergey Kulikov as Director None Against Management
2.4 Elect Nikolay Krylov as Director None Against Management
2.5 Elect Carl Luiga as Director None Against Management
2.6 Elect Paul Myners as Director None For Management
2.7 Elect Jan Rudberg as Director None For Management
2.8 Elect Sergey Soldatenkov as Director None Against Management
2.9 Elect Ingrid Stenmark as Director None Against Management
2.10 Elect Vladimir Streshinsky as Director None Against Management
2.11 Elect Bjorn Hannervall as Director None Against Management
2.12 Elect Erik Hallberg as Director None Against Management
2.13 Elect Jan Erixon as Director None Against Management
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: JUN 05, 2014 Meeting Type: Special
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transactions For For Management
--------------------------------------------------------------------------------
MEGAFON OJSC
Ticker: MFON Security ID: 58517T209
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 64.51 per Share
4.1 Elect Gustav Bengtsson as Director None Against Management
4.2 Elect Berndt Karlberg as Director None Against Management
4.3 Elect Sergey Kulikov as Director None Against Management
4.4 Elect Nikolay Krylov as Director None Against Management
4.5 Elect Carl Luiga as Director None Against Management
4.6 Elect Paul Myners as Director None For Management
4.7 Elect Jan Rudberg as Director None For Management
4.8 Elect Sergey Soldatenkov as Director None Against Management
4.9 Elect Ingrid Stenmark as Director None Against Management
4.10 Elect Vladimir Streshinsky as Director None Against Management
4.11 Elect Bjorn Hannervall as Director None Against Management
4.12 Elect Erik Hallberg as Director None Against Management
4.13 Elect Jan Erixon as Director None Against Management
5 Fix Size of Management Board at 17; For For Management
Elect Members of Management Board
6 Ratify Ernst & Young as Auditor For For Management
7.1 Elect Yuriy Zheymo as Member of Audit For For Management
Commission
7.2 Elect Pavel Kaplun as Member of Audit For For Management
Commission
7.3 Elect Sami Haavisto as Member of Audit For For Management
Commission
8 Approve Remuneration and Reimbursement For For Management
of Expenses of Directors
--------------------------------------------------------------------------------
MMC NORILSK NICKEL
Ticker: GMKN Security ID: X40407102
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: NOV 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 220. For For Management
70 per Share for First Nine Months of
Fiscal 2013
2.1 Approve Related-Party Transaction with For For Management
OJSC Kola MMC Re: Processing of
Industrial Products
2.2 Approve Related-Party Transaction with For For Management
OJSC Kola MMC Re: Security Services
2.3 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re:
Transportation and Construction
Services, Remodeling and Technologic
Assignments
2.4 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re:
Construction Services
2.5 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re: Transfer
of Ownership of Materials to MMC
Norilsk Nickel
2.6 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Mechanized
Services
2.7 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Servicing
of Fixed Assets and Metrological
Services
2.8 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Drafting
Project and Estimate Documentation
2.9 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Services
Related to Weighing Mine Cars
2.10 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Repair
Works at the Facilities of the Polar
Division of MMC Norilsk Nickel
2.11 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Transfer
of Ownership of Materials to MMC
Norilsk Nickel
2.12 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Supply of
Energy Resources
2.13 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Cargo
Handling and Goods Storage Services
2.14 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Water
Treatment and Transportation Services
2.15 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re:
Construction and Installation Works
2.16 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re:
Mechanized Services
2.17 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Supply of
Fuel Resources
2.18 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Lease of
Equipment
2.19 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re:
Information and Automation Systems
Services
2.20 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Services
on Tinting of Diesel Fuel
2.21 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Services
on Laboratory Analyses of Waste Oil
Products
2.22 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Services Related to Operation of Fixed
Assets
2.23 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Shaft
Sinking Services
2.24 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Repair
Works
2.25 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Transfer of Ownership of Materials and
Equipment to MMC Norilsk Nickel
2.26 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Health
and Safety Services
2.27 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Transfer of Ownership of Buildings,
Constructions and Equipment to MMC
Norilsk Nickel
2.28 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Commissioning Works at Facilities
2.29 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Construction and Installation Works
2.30 Approve Related-Party Transaction For For Management
withGipronickel Institute LLC Re:
Prepare Land Plots Cadaster Catalogues
2.31 Approve Related-Party Transaction For For Management
withGipronickel Institute LLC Re:
Services Related to Drafting Project,
Estimate and Technical Documentation
2.32 Approve Related-Party Transaction For For Management
withGipronickel Institute LLC Re:
Design Works at the Facility
Komsomolsky Mine Management Office
2.33 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re:
Scientific and Technical Services
2.34 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re:
Accreditation, Certification and
Control Services
2.35 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re:
Subscription Information and Library
Services
2.36 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re: Design,
Exploration, Technology, Scientific
Research and Feasibility Studies
2.37 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Services Related to
Operation of Fixed Assets
2.38 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Transfer of Ownership of
Materials to MMC Norilsk Nickel
2.39 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Supply of Energy
Resources
2.40 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Cargo Handling and Goods
Storage Services
2.41 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Supply of Fuel
Resources
2.42 Approve Related-Party Transaction with For For Management
OJSC Taimyrgaz Re: Supply of Fuel
Resources
2.43 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Transportation Services
2.44 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re: Cargo
Transportation, Mechanized
Construction and Remodeling Works,
Logistic Cargo Handling
2.45 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Services
Related to Adjusting and Repair of
Measurement Instruments
2.46 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Works
Related to Repair of Mechanical and
Power equipment
2.47 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Transfer
of Materials and Equipment to MMC
Norilsk Nickel
2.48 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Equipment
Installation Services
2.49 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Supply of
Fuel Resources; Refueling,
Transportation and Dispensing of Fuels
and Lubricants
2.50 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re:
Information and Automation Systems
Services
2.51 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Transfer of Ownership of Materials to
MMC Norilsk Nickel
2.52 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Health
and Safety Services
2.53 Approve Related-Party Transaction Re: For For Management
Providing Goods Transportation and
Mechanized Services to
Norilsknickelremont LLC
2.54 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Goods to
Norilsknickelremont LLC
2.55 Approve Related-Party Transaction Re: For For Management
Provide Goods Transportation and
Mechanized Services to CJSC Taimyr
Fuel Company
2.56 Approve Related-Party Transaction Re: For For Management
Provide Goods Transportation and
Mechanized Services to Polar
Construction Company
2.57 Approve Related-Party Transaction Re: For For Management
Provide Goods Transportation and
Mechanized Services to OJSC NTEK
2.58 Approve Related-Party Transaction Re: For For Management
Lease of Property to OJSC NTEK
2.59 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Coal and
Other Goods to OJSC Yenisey River
Shipping Company
2.60 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to
Norilskpromtransport LLC
2.61 Approve Related-Party Transaction Re: For For Management
Providing Road Rransportation,
Mechanized Services and Railway
Transportation to Norilskpromtransport
LLC
2.62 Approve Related-Party Transaction Re: For For Management
Lease of Property to
Norilskpromtransport LLC
2.63 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to
Norilsknickelremont LLC
2.64 Approve Related-Party Transaction Re: For For Management
Providing Road Rransportation,
Mechanized Services and Railway
Transportation to Norilsknickelremont
LLC
2.65 Approve Related-Party Transaction Re: For For Management
Lease of Property to
Norilsknickelremont LLC
2.66 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to CJSC Taimyr Fuel
Company
2.67 Approve Related-Party Transaction Re: For For Management
Providing Road Rransportation,
Mechanized Services and Railway
Transportation to CJSC Taimyr Fuel
Company
2.68 Approve Related-Party Transaction Re: For For Management
Lease of Property to CJSC Taimyr Fuel
Company
2.69 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to Polar
Construction Company
2.70 Approve Related-Party Transaction Re: For For Management
Providing Loading and Unloading of
Materials, Fire Safety Services, and
Transportation Services to Polar
Construction Company
2.71 Approve Related-Party Transaction Re: For For Management
Lease of Property to Polar
Construction Company
2.72 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Equipment,
Unfinished Construction Objects and
Goods to Gipronickel Institute LLC
2.73 Approve Related-Party Transaction Re: For For Management
Provide Services on Fire Safety
Supervision to Gipronickel Institute
LLC
2.74 Approve Related-Party Transaction Re: For For Management
Lease of Property to Gipronickel
Institute LLC
2.75 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Equipment and
Unfinished Construction Objects OJSC
NTEK
2.76 Approve Related-Party Transaction Re: For For Management
Transportation and Weightbridge
Services; Fire Safety Supervision and
Road Maintenance Services to OJSC NTEK
2.77 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Goods to OJSC
Norilskgazprom
2.78 Approve Related-Party Transaction Re: For For Management
Providing Technical Railway
Transportation Services to OJSC
Norilskgazprom
2.79 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Goods and
Other Products to OJSC Taimyrgaz
--------------------------------------------------------------------------------
MMC NORILSK NICKEL
Ticker: GMKN Security ID: X40407102
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends of RUB 248.48
5.1 Elect Sergey Barbashev as Director None Against Management
5.2 Elect Alexey Bashkirov as Director None Against Management
5.3 Elect Sergey Bratukhin as Director None Against Management
5.4 Elect Andrey Bugrov as Director None Against Management
5.5 Elect Marianna Zakharova as Director None Against Management
5.6 Elect Egor Ivanov as Director None Against Management
5.7 Elect Stalbek Mishakov as Director None Against Management
5.8 Elect Ardavan Moshiri as Director None Against Management
5.9 Elect Gareth Penny as Director None For Management
5.10 Elect Cornelis J.G. Prinsloo as None For Management
Director
5.11 Elect Sergey Skvortsov as Director None Against Management
5.12 Elect Maxim Sokov as Director None Against Management
5.13 Elect Vladislav Solovyev as Director None Against Management
5.14 Elect Robert Edwards as Director None For Management
6.1 Elect Ekaterina Voziyanova as Member For For Management
of Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgiy Svanidze as Member of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Yanevich as Member of For For Management
Audit Commission
7 Ratify Rosekspertiza LLC as Auditor of For For Management
Company's Financial Statements
Prepared in Accordance with Russian
Accounting Standards (RAS)
8 Ratify CJSC KPMG as Auditor of For For Management
Company's Financial Statements
Prepared in Accordance with
International Financial Reporting
Standards (IFRS)
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
13 Approve New Edition of Charter For Against Management
14 Approve New Edition of Regulations on For For Management
General Meetings
15a1 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Lease of Equipment
15a2 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Supply of Heat Energy and/or
Heat-Carriers
15a3 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Lease of Equipment
15a4 Approve Related-Party Transaction with For For Management
CJSC Taymyr Fuel Company Re: Provision
of Petroleum Products
15a5 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Supply of
Materials Required for Maintenance of
Machinery, and Hoisting Mechanisms
15a6 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Rendition of Sewage
Network Maintenance, and Operation
Services
15a7 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Lease of Movable and Immovable
Property for Production, and Operation
Activities
15a8 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Sale of Fixed Assets, Goods,
Miscellaneous Products, and Materials
15a9 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re: Lease of
Movable and Immovable Property for
Production, and Operation Activities
15a10 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re: Transfer
of Machinery, WIP Products, and Goods
15a11 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Land Plot
Lease Agreement
15a12 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Sale of Fixed
Assets, Goods, Miscellaneous Products,
and Materials
15a13 Approve Related-Party Transaction with For For Management
Norilsk Industrial Transport LLC Re:
Lease of Movable and Immovable
Property for Production and Operation
Activities
15a14 Approve Related-Party Transaction with For For Management
Norilsk Industrial Transport LLC Re:
Sale of Fixed Assets, Goods,
Miscellaneous Products, and Materials
15a15 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Lease of
Movable and Immovable Property for
Production and Operation Activities
15a16 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Sale of
Fixed Assets, Goods, Miscellaneous
Products, and Materials
15a17 Approve Related-Party Transaction with For For Management
CJSC Taymyr Fuel Company Re: Lease of
Movable and Immovable Property for
Production and Operation Activities
15a18 Approve Related-Party Transaction with For For Management
CJSC Taymyr Fuel Company Re: Sale of
Fixed Assets, Goods, Miscellaneous
Products, and Materials
15a19 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Sale of Goods
15a20 Approve Related-Party Transaction with For For Management
OJSC Taimyrgas Re: Transfer of
Inventories, Other Products, and
Materials
15a21 Approve Related-Party Transaction with For For Management
OJSC Yenisey River Shipping Company
Re: Transfer of Coal
15a22 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Placement of
Industrial Wastes
15a23 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Agency Services for Organization of
Training Employees
15a24 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Agency
Services for Organization of Training
Employees
15a25 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re:
Organization of Storage and
Destruction of Documents, Making
Copies, Submission of Information
Requested in Course of Inspection
15a26 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Work on Projects
15a27 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Geodetic
Survey Works
15a28 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re:
Quantitative Chemical Assay of Samples
of Raw Materials and Process Cycle
Products for Quality Control
15a29 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: External
Quality Control of Results of
Quantitative Chemical Assay
15a30 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D
Services
15a31 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Works, Development of Working and
Non-Standard Equipment Design
Documentation for Production Units
15a32 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D Works
for Production Units
15a33 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC : Feasibility
Study for Nadezhda Metallurgical Plant
and for Production Association of
Concentrators
15a34 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D Works
for NMP Facilities and Nickel Plant
Shutdown
15a35 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Unforeseen
Design and Survey Works
15a36 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re:
Development and Approval of Design
Documents for Non-Standard Equipment,
Approval of Estimates for Start-Up
Operations
15a37 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Cadastral
Works
15a38 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Works
15a39 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: Design
Works
15a40 Approve Related-Party Transaction with For For Management
Gipronikel Institut LLC Re: R&D Works,
Approval of Budgeting Documentation
and Engineering Documentation for
Non-Standardized Equipment,
Engineering Documentation Development
15a41 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Execution of Civil, Assembly and
Specialized Works
15a42 Approve Related-Party Transaction with For For Management
Polar Construction Company LLC Re:
Preassembly Equipment Audit Works
15a43 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re:
Preassembly Equipment Audit Works
15a44 Approve Related-Party Transaction For For Management
Norilsknickelremont LLC Re: Transfer
of Goods
15a45 Approve Related-Party Transaction with For For Management
Polar Contraction Company LLC Re:
Lease of Movable Property
15a46 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Lease of
Movable Property
15b1 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Opening Accounts and Debiting of
Monetary Funds
15b2 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Maintenance of Security Deposit on
Accounts
15b3 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Services of Systems of Information
Electronic Transfer and Electronic
Payment Systems
15b4 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Procedures and Terms of
Interest Rate Charging
15b5 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Procedures of Issuance
and Maintenance of International Bank
Cards for Employees
15b6 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Services on Management of Financial
Flows of MMC Norilsk Nickel and Its
Subsidiaries
15b7 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Opening of Letters of Credit
15b8 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Contracts on Placing Deposits
15b9 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Guarantee Agreements
15b10 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Loan Funds in Form of
Credits, Credit Lines, and Overdrafts
15b11 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Promissory Notes
15b12 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Sale
and Purchase of Foreign Currency
15b13 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re:
Agreements on Derivative Financial
Instruments
15b14 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Sale
and Purchase of Precious Metals
15b15 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Joint
Implementation of Corporate Social
Programs
15b16 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia Re: Sale
and Purchase of Securities
15c Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia, and/or
SIB (Cyprus) Ltd., and/or Sberbank CIB
(UK) Ltd., and/or Sberbank
(Switzerland) AG Re: Guarantee
Agreements to Secure Fulfillment of
Obligations of Subsidiaries
--------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS OJSC
Ticker: MOEX Security ID: X5504J102
Meeting Date: FEB 10, 2014 Meeting Type: Special
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Edition of Charter For For Management
2 Approve New Edition of Regulations on For Against Management
Supervisory Board
3 Approve New Edition of Regulations on For For Management
Remuneration of Directors
4 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Officers, and Subsidiaries
--------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS OJSC
Ticker: MOEX Security ID: X5504J102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report For For Management
1.2 Approve Financial Statements For For Management
1.3 Approve Allocation of Income and For For Management
Dividends of RUB 2.38 per Share
2.1 Elect Aleksandr Afanasiev as Director None Against Management
2.2 Elect Nicola Beattie as Director None For Management
2.3 Elect Mikhail Bratanov as Director None For Management
2.4 Elect Yuan Wang as Director None For Management
2.5 Elect Sean Glodek as Director None For Management
2.6 Elect Andrey Golikov as Director None Against Management
2.7 Elect Valeriy Goreglyad as Director None Against Management
2.8 Elect Yuriy Denisov as Director None Against Management
2.9 Elect Bella Zlatkis as Director None Against Management
2.10 Elect Anatoliy Karachinskiy as Director None For Management
2.11 Elect Sergey Kozlov as Director None Against Management
2.12 Elect Aleksey Kudrin as Director None Against Management
2.13 Elect Sergey Lykov as Director None Against Management
2.14 Elect Rainer Riess as Director None For Management
2.15 Elect Kirill Shershun as Director None Against Management
3.1 Fix Number of Audit Commission Members For For Management
at Three
3.2.1 Elect Olga Romantsova as Member of For For Management
Audit Commission
3.2.2 Elect Tatiana Sannikova as Member of For For Management
Audit Commission
3.2.3 Elect Vyacheslav Ulupov as Member of For For Management
Audit Commission
4 Ratify ZAO Ernst & Young Vneshaudit as For For Management
Auditor
5 Approve New Edition of Charter For For Management
6 Approve New Edition of Regulations on For For Management
Supervisory Board
7 Approve Regulations on Executive Board For For Management
8 Approve Regulations on Audit Commission For For Management
9 Approve New Edition of Regulations on For For Management
Remuneration of Directors
10 Approve Remuneration of Directors for For For Management
2013
11 Approve Remuneration of Members of For For Management
Audit Commission for 2013
12 Approve Related-Party Transactions For For Management
with ZAO Registrar Company STATUS Re:
Conducting General Shareholder Meetings
13.1 Approve Related-Party Transactions For For Management
with OAO Sberbank of Russia Re: Cash
Deposits
13.2 Approve Related-Party Transactions For For Management
with ZAO National Clearing Centre Re:
Cash Deposits
13.3 Approve Related-Party Transactions For For Management
with ZAO National Clearing Centre Re:
Currency Conversion
14.1 Approve Related-Party Transactions For For Management
with ZAO MICEX Stock Exchange Re:
Lease of Immovable Property
14.2 Approve Related-Party Transactions For For Management
with ZAO National Settlement
Depository Re: Lease of Immovable
Property and Parking Spaces
14.3 Approve Related-Party Transactions For For Management
with ZAO National Clearing Centre Re:
Lease of Immovable Property and
Parking Spaces
14.4 Approve Related-Party Transactions For For Management
with ZAO National Mercantile Exchange
Re: Lease of Immovable Property
15 Approve Related-Party Transaction with For For Management
ZAO MICEX Stock Exchange Re: IT
Services
16 Approve Termination of Company's For For Management
Membership in Russian Exchange Union
--------------------------------------------------------------------------------
NOVATEK OAO
Ticker: NVTK Security ID: 669888109
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 3.40 For For Management
per Share for First Six Months of
Fiscal 2013
--------------------------------------------------------------------------------
NOVATEK OAO
Ticker: NVTK Security ID: 669888109
Meeting Date: APR 18, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, Allocation of Income and
Terms of Dividends Payment
2.1 Elect Andrei Akimov as Director None Against Management
2.2 Elect Burckhard Bergmann as Director None Against Management
2.3 Elect Yves Louis Darricarrere as None Against Management
Director
2.4 Elect Vladimir Dmitriyev as Director None Against Management
2.5 Elect Leonid Mikhelson as Director None Against Management
2.6 Elect Alexander Natalenko as Director None For Management
2.7 Elect Viktor Orlov as Director None Against Management
2.8 Elect Gennady Timchenko as Director None Against Management
2.9 Elect Andrey Sharonov as Director None Against Management
3.1 Elect Olga Belyaeva as Member of Audit For For Management
Commission
3.2 Elect Maria Panasenko as Member of For For Management
Audit Commission
3.3 Elect Igor Ryaskov as Member of Audit For For Management
Commission
3.4 Elect Nikolai Shulikin as Member of For For Management
Audit Commission
4 Ratify Auditor For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7 Amend Charter For For Management
8 Amend Regulations on General Meetings For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Related-Party Transactions For Abstain Management
--------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC
Ticker: ROSN Security ID: X7394C106
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 12.85 per For For Management
Share
5 Approve Remuneration of Directors For Against Management
6.1 Elect Andrey Akimov as Director None Against Management
6.2 Elect Andrey Bokarev as Director None Against Management
6.3 Elect Matthias Warnig as Director None Against Management
6.4 Elect Robert Dudley as Director None Against Management
6.5 Elect Nikolay Laverov as Director None Against Management
6.6 Elect Alexandr Nekipelov as Director None Against Management
6.7 Elect Igor Sechin as Director None Against Management
6.8 Elect Donald Humphreys as Director None Against Management
6.9 Elect Artur Chilingarov as Director None Against Management
7.1 Elect Oleg Zenkov as Member of Audit For For Management
Commission
7.2 Elect Sergey Poma as Member of Audit For For Management
Commission
7.3 Elect Zakhar Sabantsev as Member of For For Management
Audit Commission
7.4 Elect Tatyana Fisenko as Member of For For Management
Audit Commission
7.5 Elect Alan Khadziev as Member of Audit For For Management
Commission
8 Ratify Ernst & Young as Auditor For For Management
9a1 Approve Related-Party Transactions For For Management
with OOO RN-Yuganskneftegas Re:
Production of Oil and Gas
9a2 Approve Related-Party Transactions For For Management
with ZAO Vankorneft Re: Oil Supply
9a3 Approve Related-Party Transactions For For Management
with OAO AK Transneft Re:
Transportation of Oil
9a4 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Deposit
Agreements
9a5 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Deposit
Agreements
9a6 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Deposit
Agreements
9a7 Approve Related-Party Transactions For For Management
with OAO Bank Moskvy Re: Deposit
Agreements
9a8 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Foreign
Currency Exchange Agreements
9a9 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Foreign Currency
Exchange Agreements
9a10 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Foreign
Currency Exchange Agreements
9a11 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Loan Agreements
9a12 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Loan Agreements
9a13 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Loan
Agreements
9a14 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Sale/Purchase
of Options, Forwards, and Currency
Swaps
9a15 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Sale/Purchase
of Options, Forwards, and Currency
Swaps
9a16 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Sale/Purchase of
Options, Forwards, and Currency Swaps
9a17 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re:
Currency/Interest Swap
9a18 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re:
Currency/Interest Swap
9a19 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Repurchase
Agreements (REPO)
9a20 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Repurchase
Agreements (REPO)
9a21 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Repurchase
Agreements (REPO)
9a22 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Sale/Purchase
of Bonds and Promissory Notes
9a23 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Sale/Purchase
of Bonds and Promissory Notes
9a24 Approve Related-Party Transactions For For Management
with OAO Bank VTB Re: Sale/Purchase of
Bonds and Promissory Notes
9a25 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Sale/Purchase
of Credit Linked Notes
9a26 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Sale/Purchase of
Credit Linked Notes
9a27 Approve Related-Party Transactions For For Management
with OAO RN Holding Re: Loan Agreements
9b Approve Amendments to Related-Party For For Management
Transaction with OAO AK Transneft Re:
Transportation of Oil
9c1 Approve Cost of Related-Party For For Management
Transaction with OAO SOGAZ Re:
Liability Insurance for Directors,
Executives, the Company, and
Subsidiaries
9c2 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Liability Insurance for
Directors, Executives, the Company,
and Subsidiaries
10 Approve New Edition of Charter For Against Management
11 Approve New Edition of Regulations on For For Management
General Meetings
12 Approve New Edition of Regulations on For For Management
Board of Directors
13 Approve New Edition of Regulations on For For Management
Management
14 Approve New Edition of Regulations on For For Management
President
15 Approve New Edition of Regulations on For For Management
Audit Commission
--------------------------------------------------------------------------------
ROSTELECOM
Ticker: RTKM Security ID: X7367F102
Meeting Date: DEC 30, 2013 Meeting Type: Special
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization via Spin-Off of For Against Management
ZAO RT-Mobile
--------------------------------------------------------------------------------
ROSTELECOM
Ticker: RTKM Security ID: X7367F102
Meeting Date: APR 02, 2014 Meeting Type: Special
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Charter For For Management
2 Approve Early Termination of Powers of For For Management
Board of Directors
3.1 Elect Ruben Aganbegyan as Director None Against Management
3.2 Elect David Benello as Director None For Management
3.3 Elect Kirill Dmitriev as Director None Against Management
3.4 Elect Anton Zlatopolsky as Director None Against Management
3.5 Elect Sergey Kalugin as Director None Against Management
3.6 Elect Igor Kozlov as Director None Against Management
3.7 Elect Yury Kudimov as Director None Against Management
3.8 Elect Mikhail Lesin as Director None Against Management
3.9 Elect Anatoly Milyukov as Director None Against Management
3.10 Elect Mikhail Poluboyarinov as Director None Against Management
3.11 Elect Aleksandr Pchelintsev as Director None Against Management
3.12 Elect Vadim Semenov as Director None Against Management
3.13 Elect Vitaly Sergeichuk as Director None Against Management
--------------------------------------------------------------------------------
ROSTELECOM
Ticker: RTKM Security ID: X7367F102
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends For For Management
5.1 Elect Ruben Aganbegyan as Director None For Management
5.2 Elect David Benello as Director None For Management
5.3 Elect Kirill Dmitriev as Director None Against Management
5.4 Elect Anton Zlatopolsky as Director None Against Management
5.5 Elect Sergey Kalugin as Director None Against Management
5.6 Elect Igor Kozlov as Director None Against Management
5.7 Elect Yury Kudimov as Director None Against Management
5.8 Elect Mikhail Lesin as Director None Against Management
5.9 Elect Anatoly Milyukov as Director None Against Management
5.10 Elect Mikhail Poluboyarinov as Director None Against Management
5.11 Elect Aleksandr Pchelintsev as Director None Against Management
5.12 Elect Vadim Semenov as Director None Against Management
5.13 Elect Vitaly Sergeychuk as Director None Against Management
6.1 Elect Valentina Veremyanina as Member For For Management
of Audit Commission
6.2 Elect Vasily Garshin as Member of For For Management
Audit Commission
6.3 Elect Denis Kant Mandal as Member of For For Management
Audit Commission
6.4 Elect Anna Lerner as Member of Audit For For Management
Commission
6.5 Elect Aleksandr Ponkin as Member of For For Management
Audit Commission
6.6 Elect Vyacheslav Ulupov as Member of For For Management
Audit Commission
6.7 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
7 Ratify ZAO KPMG as Auditor For For Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve New Edition of Regulations on For For Management
Board of Directors
10 Approve Remuneration of Directors For For Management
11 Approve Related-Party Transactions For For Management
with OAO Bank VTB Re: Loan Agreements
12 Approve Related-Party Transactions For For Management
with OAO Russian Agricultural Bank Re:
Loan Agreements
13 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Officers and Companies with OAO SOGAZ
--------------------------------------------------------------------------------
RUSHYDRO JSC
Ticker: HYDR Security ID: X2393H107
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 0.01358751 For For Management
per Share
5 Approve Remuneration of Directors For For Management
6.1 Elect Boris Ayuev as Director None Against Management
6.2 Elect Maxim Bystrov as Director None Against Management
6.3 Elect Viktor Danilov-Danilyan as None For Management
Director
6.4 Elect Evgeny Dod as Director None Against Management
6.5 Elect Viktor Zimin as Director None Against Management
6.6 Elect Vyacheslav Kravchenko as Director None Against Management
6.7 Elect Denis Morozov as Director None Against Management
6.8 Elect Vyacheslav Pivovarov as Director None Against Management
6.9 Elect Mikhail Poluboyarinov as Director None Against Management
6.10 Elect Vladimir Stolyarenko as Director None Against Management
6.11 Elect Christian Berndt as Director None For Management
6.12 Elect Eduard Volkov as Director None For Management
6.13 Elect Sergey Ivanov as Director None For Management
6.14 Elect Larisa Kalanda as Director None Against Management
6.15 Elect Sergey Shishin as Director None Against Management
6.16 Elect Andrey Shishkin as Director None Against Management
7.1 Elect Aleksandr Bogashov as Member of For For Management
Audit Commission
7.2 Elect Denis Kant Mandal as Member of For For Management
Audit Commission
7.3 Elect Igor Repin as Member of Audit For For Management
Commission
7.4 Elect Vladimir Khvorov as Member of For For Management
Audit Commission
7.5 Elect Andrey Yudin as Member of Audit For For Management
Commission
8 Ratify PricewaterhouseCoopers as For For Management
Auditor
9 Approve New Edition of Charter For For Management
10 Approve New Edition of Regulations on For For Management
General Meetings
11 Approve Company's Membership in For For Management
Siberian Energy Association
12 Approve Related-Party Transaction with For For Management
OJSIC Ingosstrah Re: Liability
Insurance for Directors, Officers and
Companies
13 Approve Related-Party Transaction Re: For For Management
Supplement to Guarantee Agreement with
Vneshekonombank
14 Approve Related-Party Transaction Re: For For Management
Supplement to Agreement on Pledge of
Shares with Vneshekonombank
15 Approve Related-Party Transaction Re: For For Management
Supplement to Guarantee Agreement with
Vneshekonombank
16 Approve Related-Party Transaction Re: For For Management
Loan Agreement with OAO Sberbank of
Russia
17 Approve Future Related-Party For For Management
Transactions with OAO VTB Bank
--------------------------------------------------------------------------------
SBERBANK OF RUSSIA
Ticker: SBER Security ID: X76317100
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Ratify Auditor For For Management
5.1 Elect Martin Gilman as Director None For Management
5.2 Elect Valery Goreglyad as Director None Against Management
5.3 Elect German Gref as Director None For Management
5.4 Elect Yevsey Gurvich as Director None Against Management
5.5 Elect Bella Zlatkis as Director None Against Management
5.6 Elect Nadezhda Ivanova as Director None Against Management
5.7 Elect Sergey Ignatyev as Director None Against Management
5.8 Elect Peter Kralich as Director None For Management
5.9 Elect Alexei Kudrin as Director None For Management
5.10 Elect Georgy Luntovsky as Director None Against Management
5.11 Elect Vladimir Mau as Director None Against Management
5.12 Elect Gennady Melikyan as Director None Against Management
5.13 Elect Leif Pagrotski as Director None Against Management
5.14 Elect Alessandro Profumo as Director None Against Management
5.15 Elect Sergey Sinelnikov-Murylev as None Against Management
Director
5.16 Elect Dmitriy Tulin as Member as None Against Management
Director
5.17 Elect Nadia Wells as Member as Director None For Management
5.18 Elect Sergey Shvetsov as Director None Against Management
6.1 Elect Natalya Borodina as Member of For For Management
Audit Commission
6.2 Elect Vladimir Volkov as Member of For For Management
Audit Commission
6.3 Elect Tatiyana Domanskaya as Member of For For Management
Audit Commission
6.4 Elect Yuliya Isakhanova as Member of For For Management
Audit Commission
6.5 Elect Aleksey Minenko as Member of For For Management
Audit Commission
6.6 Elect Olga Polyakova as Member of For For Management
Audit Commission
6.7 Elect Natalia Revina as Member of For For Management
Audit Commission
7 Approve New Edition of Charter For For Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve New Edition of Regulations on For For Management
Board of Directors
10 Approve New Edition of Regulations on For For Management
Audit Commission
11 Approve New Edition of Regulations on For For Management
Management
12 Approve Remuneration of Members of For For Management
Audit Commission
--------------------------------------------------------------------------------
SEVERSTAL OAO
Ticker: CHMF Security ID: X7803S106
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
Board of Directors
2.1 Elect Aleksey Mordashov as Director None Against Management
2.2 Elect Mikhail Noskov as Director None Against Management
2.3 Elect Vadim Larin as Director None Against Management
2.4 Elect Aleksey Kulichenko as Director None Against Management
2.5 Elect Vladimir Lukin as Director None Against Management
2.6 Elect Christopher Clark as Director None Against Management
2.7 Elect Rolf Stomberg as Director None For Management
2.8 Elect Martin Angle as Director None For Management
2.9 Elect Ronald Freeman as Director None For Management
2.10 Elect Peter Kraljic as Director None For Management
3 Approve Interim Dividends of RUB 2.03 For For Management
per Share for First Six Months of
Fiscal 2013
4 Amend Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SEVERSTAL OAO
Ticker: CHMF Security ID: X7803S106
Meeting Date: DEC 17, 2013 Meeting Type: Special
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Nine Months of Fiscal 2013
--------------------------------------------------------------------------------
SEVERSTAL OAO
Ticker: CHMF Security ID: X7803S106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aleksey Mordashov as Director None Against Management
1.2 Elect Mikhail Noskov as Director None Against Management
1.3 Elect Vadim Larin as Director None Against Management
1.4 Elect Aleksey Kulichenko as Director None Against Management
1.5 Elect Vladimir Lukin as Director None Against Management
1.6 Elect Christopher Clark as Director None For Management
1.7 Elect Rolf Stomberg as Director None For Management
1.8 Elect Martin Angle as Director None For Management
1.9 Elect Philip Dayer as Director None For Management
1.10 Elect Alun Bowen as Director None For Management
2 Approve Annual Report For For Management
3 Approve Allocation of Income and For For Management
Dividends for Fiscal 2013
4 Approve Interim Dividends of RUB 2.43 For For Management
per Share for First Quarter of Fiscal
2014
5.1 Elect Roman Antonov as Member of Audit For For Management
Commission
5.2 Elect Svetlana Guseva as Member of For For Management
Audit Commission
5.3 Elect Nikolay Lavrov as Member of For For Management
Audit Commission
6 Ratify ZAO KPMG as Auditor For For Management
7 Approve New Edition of Charter For Abstain Management
8 Approve Remuneration of Directors For Abstain Management
--------------------------------------------------------------------------------
SISTEMA JSFC
Ticker: AFKS Security ID: 48122U204
Meeting Date: JUN 28, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Annual Report and Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of RUB 2.06 per Share
4.1 Elect Aleksey Guryev as Member of For For Management
Audit Commission
4.2 Elect Natalia Demeshkina as Member of For For Management
Audit Commission
4.3 Elect Ekaterina Kuznetsova as Member For For Management
of Audit Commission
5.1 Elect Sergey Boev as Director None Against Management
5.2 Elect Aleksandr Goncharuk as Director None Against Management
5.3 Elect Brian Dickie as Director None For Management
5.4 Elect Vladimir Evtushenkov as Director None Against Management
5.5 Elect Dmitry Zubov as Director None Against Management
5.6 Elect Robert Kocharyan as Director None For Management
5.7 Elect Jeannot Krecke as Director None For Management
5.8 Elect Peter Mandelson as Director None For Management
5.9 Elect Roger Munnings as Director None For Management
5.10 Elect Marc Holtzman as Director None For Management
5.11 Elect Serge Tchuruk as Director None For Management
5.12 Elect Mikhail Shamolin as Director None Against Management
5.13 Elect David Yakobashvili as Director None For Management
6.1 Ratify ZAO Deloitte and Touche CIS as For For Management
Auditor for Russian Accounting
Standards
6.2 Ratify ZAO Deloitte and Touche CIS as For For Management
Auditor for US GAAP
--------------------------------------------------------------------------------
SURGUTNEFTEGAZ
Ticker: SNGS Security ID: X8799U105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For Abstain Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 0.60 per Common Share
and RUB 2.36 per Preferred Share
4.1 Elect Vladimir Bogdanov as Director None Against Management
4.2 Elect Aleksandr Bulanov as Director None Against Management
4.3 Elect Ivan Dinichenko as Director None Against Management
4.4 Elect Vladimir Erokhin as Director None Against Management
4.5 Elect Viktor Krivosheev as Director None Against Management
4.6 Elect Nikolay Matveev as Director None Against Management
4.7 Elect Vladimir Raritskiy as Director None Against Management
4.8 Elect Ildus Usmanov as Director None Against Management
4.9 Elect Aleksandr Fesenko as Director None Against Management
4.10 Elect Vladimir Shashkov as Director None Against Management
5.1 Elect Taisiya Klinovskaya as Member of For Against Management
Audit Commission
5.2 Elect Valentina Musikhina as Member For Against Management
of Audit Commission
5.3 Elect Tamara Oleynik as Member of For Against Management
Audit Commission
6 Ratify OOO Rosekspertiza as Auditor For Abstain Management
7 Approve Related-Party Transactions For Against Management
--------------------------------------------------------------------------------
TATNEFT OAO
Ticker: TATN Security ID: X89366102
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends For For Management
5.1 Elect Nail Maganov as Director None Against Management
5.2 Elect Radik Gaizatullin as Director None Against Management
5.3 Elect Sushovan Ghosh as Director None For Management
5.4 Elect Nail Ibragimov as Director None Against Management
5.5 Elect Rais Khisamov as Director None Against Management
5.6 Elect Vladimir Lavushchenko as Director None Against Management
5.7 Elect Renat Muslimov as Director None Against Management
5.8 Elect Rinat Sabirov as Director None Against Management
5.9 Elect Valery Sorokin as Director None Against Management
5.10 Elect Shafagat Takhautdinov as Director None Against Management
5.11 Elect Mirgaziyan Taziev as Director None Against Management
5.12 Elect Azat Khamaev as Director None Against Management
5.13 Elect Mariya Voskresenskaya as Director None For Management
5.14 Elect Rene Steiner as Director None For Management
6.1 Elect Ksenia Borzunova as Member of For For Management
Audit Commission
6.2 Elect Nazilya Farkhutdinova as Member For For Management
of Audit Commission
6.3 Elect Ranilya Gizatova as Member of For For Management
Audit Commission
6.4 Elect Venera Kuzmina as Member of For For Management
Audit Commission
6.5 Elect Nikolai Lapin as Member of Audit For For Management
Commission
6.6 Elect Oleg Matveev as Member of Audit For For Management
Commission
6.7 Elect Liliya Rakhimzyanova as Member For For Management
of Audit Commission
6.8 Elect Tatiana Tsyganova as Member of For For Management
Audit Commission
7 Ratify Auditor For For Management
8 Amend Charter For For Management
--------------------------------------------------------------------------------
TMK OAO
Ticker: TRMK Security ID: 87260R201
Meeting Date: NOV 11, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 1.04 For For Management
per Share for First Six Months of
Fiscal 2013
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: X9519W108
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Large-Scale Transaction Re: For For Management
Loan Agreement with OAO Sberbank of
Russia
2 Approve Large-Scale Transaction Re: For For Management
Loan Agreement with OAO Bank VTB
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: X9519W108
Meeting Date: NOV 29, 2013 Meeting Type: Special
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Early Termination of Powers of For For Management
Board of Directors
3.1 Elect Anton Averin as Director None Against Management
3.2 Elect Vladislav Baumgertner as Director None Against Management
3.3 Elect Viktor Belyakov as Director None Against Management
3.4 Elect Alexandr Voloshin as Director None Against Management
3.5 Elect Pavel Grachev as Director None Against Management
3.6 Elect Anna Kolonchina as Director None Against Management
3.7 Elect Oleg Petrov as Director None Against Management
3.8 Elect Robert John Margetts as Director None For Management
3.9 Elect Paul James Ostling as Director None For Management
3.10 Elect Mikhail Stiskin as Director None Against Management
3.11 Elect Gordon Holden Sage as Director None For Management
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: X9519W108
Meeting Date: DEC 18, 2013 Meeting Type: Special
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 2.21 For For Management
per Share
2 Approve New Edition of Charter For For Management
3 Amend Terms of Large-Scale Transaction For For Management
Re: Loan Agreement with OAO Sberbank
of Russia
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: X9519W108
Meeting Date: MAR 24, 2014 Meeting Type: Special
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Early Termination of Powers of For For Management
Board of Directors
3.1 Elect Dmitry Konyaev as Director None Against Management
3.2 Elect Dmitry Mazepin as Director None Against Management
3.3 Elect Robert John Margetts as Director None For Management
3.4 Elect Dmitry Osipov as Director None Against Management
3.5 Elect Paul James Ostling as Director None For Management
3.6 Elect Dmitry Razumov as Director None Against Management
3.7 Elect Valery Senko as Director None Against Management
3.8 Elect Mikhail Sosnovsky as Director None Against Management
3.9 Elect Gordon Holden Sage as Director None For Management
3.10 Elect Dmitry Tatyanin as Director None Against Management
3.11 Elect Sergey Chemezov as Director None Against Management
3.12 Elect Christophe Charlier as Director None Against Management
3.13 Elect Jian Chen as Director None Against Management
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: X9519W108
Meeting Date: APR 04, 2014 Meeting Type: Special
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Large-Scale Transaction with For For Management
Sberbank of Russia Re: Debt Financing
2 Amend Charter For For Management
--------------------------------------------------------------------------------
URALKALI OAO
Ticker: URKA Security ID: X9519W108
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Annual Report For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends of RUB 1.63 per Share
5.1 Elect Natalia Zhuravleva as Member of For For Management
Audit Commission
5.2 Elect Andrey Kononov as Member of For For Management
Audit Commission
5.3 Elect Maria Kuzmina as Member of Audit For For Management
Commission
5.4 Elect Maria Risuhina as Member of For For Management
Audit Commission
5.5 Elect Irina Sharandina as Member of For For Management
Audit Commission
6 Approve New Edition of Charter For For Management
7 Approve New Edition of Regulations on For For Management
Board of Directors
8 Approve New Edition on Regulations on For For Management
Remuneration of Directors
9 Determine Cost of Indemnification For For Management
Agreements with Directors
10 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors
11.1 Approve Related-Party Transactions For For Management
with OAO Ural Scientific and Research
Project Institute of Halurgy Re:
Service Agreements
11.2 Approve Related-Party Transactions For For Management
with ZAO VNII Galurgii Re: Service
Agreements
11.3 Approve Related-Party Transactions For For Management
with Security Agency Sheriff-Berezniki
Re: Service Agreements
11.4 Approve Related-Party Transactions For For Management
with OAO Ural Scientific and Research
Project Institute of Halurgy Re: Lease
Agreements
11.5 Approve Related-Party Transactions For For Management
with OAO Kopeisk Machine-Building
Plant Re: Lease Agreements
11.6 Approve Related-Party Transactions For For Management
with OOO Silvinit-Transport Re: Lease
Agreements
11.7 Approve Related-Party Transactions For For Management
with Security Agency Sheriff-Berezniki
Re: Lease Agreements
11.8 Approve Related-Party Transactions For For Management
with OAO Ural Scientific and Research
Project Institute of Halurgy Re: Lease
Agreements
11.9 Approve Related-Party Transactions For For Management
with Uralchem Re: Sale/Purchase and
Supply Contracts
11.10 Approve Related-Party Transactions For For Management
with Kirovo-Chepetzkii Chemical Plant
Re: Sale/Purchase and Supply Contracts
11.11 Approve Related-Party Transactions For For Management
with OAO Voskresenskie Mineralniye
Udobrenija Re: Sale/Purchase and
Supply Contracts
11.12 Approve Related-Party Transactions For For Management
with VSMPO-AVISMA Corp. Re:
Sale/Purchase and Supply Contracts
11.13 Approve Related-Party Transactions For For Management
with OAO Kopeisk Machine-Building
Plant Re: Sale/Purchase and Supply
Contracts
11.14 Approve Related-Party Transactions Re: For For Management
Capital Contributions to Subsidiaries
12.1 Elect Dmitry Konyaev as Director None Against Management
12.2 Elect Dmitry Mazepin as Director None For Management
12.3 Elect Robert John Margetts as Director None Against Management
12.4 Elect Dmitry Osipov as Director None Against Management
12.5 Elect Paul James Ostling as Director None For Management
12.6 Elect Dmitry Razumov as Director None Against Management
12.7 Elect Valery Senko as Director None Against Management
12.8 Elect Mikhail Sosnovsky as Director None Against Management
12.9 Elect Gordon Holden Sage as Director None For Management
12.10 Elect Dmitry Tatyanin as Director None Against Management
12.11 Elect Sergey Chemezov as Director None Against Management
12.12 Elect Christophe Charlier as Director None For Management
12.13 Elect Chen Jian as Director None Against Management
13 Ratify IFRS Auditor For For Management
14 Approve Auditor for Company's IFRS For For Management
Consolidated Financial Statements
15 Ratify RAS Auditor For For Management
16 Determine Cost of Liability Insurance For For Management
for Directors and Officers
17 Approve Related-Party Transactions Re: For For Management
Liability Insurance for Directors and
Officers
--------------------------------------------------------------------------------
VTB BANK JSC.
Ticker: VTBR Security ID: X0494D108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 0.00116 per For For Management
Share
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Matthias Warnig as Director None Against Management
7.2 Elect Yves-Thibauil de Silguy as None For Management
Director
7.3 Elect Sergey Dubinin as Director None Against Management
7.4 Elect Simeon Dyankov as Director None For Management
7.5 Elect Mikhail Kopeykin as Director None Against Management
7.6 Elect Andrey Kostin as Director None Against Management
7.7 Elect Nikolay Kropachev as Director None Against Management
7.8 Elect Shahmar Movsumov as Director None Against Management
7.9 Elect Aleksey Moiseev as Director None Against Management
7.10 Elect Elena Popova as Director None For Management
7.11 Elect Vladimir Chistyukhin as Director None Against Management
8 Fix Number of Audit Commission Members For For Management
at Six
9 Elect Six Members of Audit Commission For For Management
10 Ratify Ernst & Young as Auditor For For Management
11 Approve New Edition of Charter For Against Management
12 Approve New Edition of Regulations on For For Management
General Meetings
13 Approve New Edition of Regulations on For For Management
Supervisory Board
14 Approve New Edition of Regulations on For For Management
Management
15 Approve Termination of Company's For For Management
Membership in Association of Bill
Market Participants (AUVER)
16.1 Approve Related-Party Transactions For For Management
with Airport Alliance (Netherlands) B.
V.
16.2 Approve Related-Party Transactions For For Management
with Gazprom Schweiz AG
16.3 Approve Related-Party Transactions For For Management
with Nord Stream AG
16.4 Approve Loan Agreement with Tele2 For For Management
Russia Holding AB
16.5 Approve Related-Party Transactions For For Management
with UC RUSAL plc
16.6 Approve Related-Party Transactions For For Management
with VTB Bank (Austria) AG
16.7 Approve Related-Party Transactions For For Management
with VTB Bank (France) SA
16.8 Approve Related-Party Transactions For For Management
with VTB Capital Plc (United Kingdom)
16.9 Approve Related-Party Transactions For For Management
with OJSC ALROSA
16.10 Approve Related-Party Transactions For For Management
with AVTOTOR Holding LLC
16.11 Approve Related-Party Transactions For For Management
with OJSC Transneft
16.12 Approve Related-Party Transactions For For Management
with OJSC Rossiya Bank
16.13 Approve Related-Party Transactions For For Management
with CJSC VTB24
16.14 Approve Related-Party Transactions For For Management
with OJSC VTB Bank (Azerbaijan)
16.15 Approve Related-Party Transactions For For Management
with CJSC VTB Bank (Belarus)
16.16 Approve Related-Party Transactions For For Management
with JSC VTB Bank (Belgrade)
16.17 Approve Related-Party Transactions For For Management
with JSC VTB Bank (Georgia)
16.18 Approve Related-Party Transactions For For Management
with OJSC Bank Moscow-Minsk
16.19 Approve Related-Party Transactions For For Management
with Bank of Moscow
16.20 Approve Related-Party Transactions For For Management
with PJSC VTB Bank (Ukraine)
16.21 Approve Related-Party Transactions For For Management
with CJSC VTB Development
16.22 Approve Related-Party Transactions For For Management
with VTB Debt Center Ltd
16.23 Approve Related-Party Transactions For For Management
with CJSC VTB Capital
16.24 Approve Related-Party Transactions For For Management
with VTB Capital Investment Management
Ltd.
16.25 Approve Related-Party Transactions For For Management
with JSC VTB Leasing
16.26 Approve Related-Party Transactions For For Management
with CJSC VTB Specialized Depository
16.27 Approve Related-Party Transactions For For Management
with VTB Insurance Ltd.
16.28 Approve Related-Party Transactions For For Management
with OJSC Hals-Development
16.29 Approve Related-Party Transactions For For Management
with Joint-Stock Commercial Bank
Evrofinance Mosnarbank
16.30 Approve Related-Party Transactions For For Management
with OJSC Leto Bank
16.31 Approve Related-Party Transactions For For Management
with OJSC Rosneft Oil Company
16.32 Approve Related-Party Transactions For For Management
with JSC United Aircraft Corporation
16.33 Approve Related-Party Transactions For For Management
with OJSC Sberbank of Russia
16.34 Approve Related-Party Transactions For For Management
with CJSC Dynamo Management Company
16.35 Approve Related-Party Transactions For For Management
with VTB Factoring Ltd.
16.36 Approve Related-Party Transactions For For Management
with The Artistic Gymnastic Federation
of Russia
16.37 Approve Related-Party Transactions For For Management
with CJSC Dynamo Moscow Football Club
16.38 Approve Related-Party Transactions For For Management
with CJSC VTB Capital Holding
16.39 Approve Related-Party Transactions For For Management
with VTB Capital IB Holding Ltd.
16.40 Approve Related-Party Transactions For For Management
with The Bank of Russia
********************************END NPX REPORT**********************************
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) iShares MSCI Russia Capped ETF, Inc.
By: /s/ Manish Mehta
-----------------------------------
Name: Manish Mehta
Title: Principal Executive Officer
Date: August 27, 2014