0000902664-13-002223.txt : 20130515 0000902664-13-002223.hdr.sgml : 20130515 20130515062757 ACCESSION NUMBER: 0000902664-13-002223 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charter Oak Partners Management, L.P. CENTRAL INDEX KEY: 0001492145 IRS NUMBER: 161681723 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13963 FILM NUMBER: 13843634 BUSINESS ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 226 7591 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 p13-1163form13fhr.txt CHARTER OAK PARTNERS MANAGEMENT, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS MANAGEMENT, L.P. -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06880 -------------------------------------------------- Form 13F File Number: 028-13963 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JERROLD N. FINE -------------------------------------------------- Title: MANAGING MEMBER OF THE GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 5/15/2013 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] The 13F reports relating to the securities holdings of Charter Oak Partners and its affiliated funds prior to January 1, 2010 can be found under the name "Charter Oak Partners/CT", 13F File Number 028-01685. Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ------------- Form 13F Information Table Entry Total: 34 ------------- Form 13F Information Table Value Total: 131,365 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12871 CHARTER OAK MANAGEMENT GP LLC 2. 028-13964 FINE PARTNERS, L.P. DOC ID - 19248005.6
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------------- ---------- --------- ------- --- ----- ----------- --------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------------- ---------- --------- ------- --- ----- ----------- --------- ------ ------ ------ AMARIN CORP PLC SPONS ADR NEW 023111206 741 100,000 SH DEFINED 1, 2 100,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 921 67,478 SH DEFINED 1, 2 67,478 CENTURYLINK INC COM 156700106 1,581 44,997 SH DEFINED 1, 2 44,997 DISCOVERY LABORATORIES INC N COM NEW 254668403 289 126,287 SH DEFINED 1, 2 126,287 DST SYS INC DEL COM 233326107 2,220 31,153 SH DEFINED 1, 2 31,153 EVEREST RE GROUP LTD COM G3223R108 20,206 155,600 SH DEFINED 1, 2 155,600 EXPRESS SCRIPTS HLDG CO COM 30219G108 5,762 100,000 SH DEFINED 1, 2 100,000 FEDEX CORP COM 31428X106 2,062 21,000 SH DEFINED 1, 2 21,000 GREAT LAKES DREDGE & DOCK CO COM 390607109 673 100,000 SH DEFINED 1, 2 100,000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 6,428 288,759 SH DEFINED 1, 2 288,759 HOLOGIC INC COM 436440101 6,100 269,909 SH DEFINED 1, 2 269,909 JABIL CIRCUIT INC COM 466313103 1,148 62,095 SH DEFINED 1, 2 62,095 KOHLS CORP COM 500255104 2,491 53,991 SH DEFINED 1, 2 53,991 MARTEN TRANS LTD COM 573075108 3,762 186,868 SH DEFINED 1, 2 186,868 MEDTRONIC INC COM 585055106 3,892 82,882 SH DEFINED 1, 2 82,882 METLIFE INC COM 59156R108 8,411 221,215 SH DEFINED 1, 2 221,215 MICROSOFT CORP COM 594918104 5,259 183,850 SH DEFINED 1, 2 183,850 MONDELEZ INTL INC CL A 609207105 1,653 53,987 SH DEFINED 1, 2 53,987 MYLAN INC COM 628530107 7,626 263,379 SH DEFINED 1, 2 263,379 MYR GROUP INC DEL COM 55405W104 3,647 148,500 SH DEFINED 1, 2 148,500 NCR CORP NEW COM 62886E108 3,034 110,095 SH DEFINED 1, 2 110,095 NORTHWEST NAT GAS CO COM 667655104 1,526 34,832 SH DEFINED 1, 2 34,832 NUANCE COMMUNICATIONS INC COM 67020Y100 1,357 67,262 SH DEFINED 1, 2 67,262 OCCIDENTAL PETE CORP DEL COM 674599105 13,871 176,988 SH DEFINED 1, 2 176,988 OSI SYSTEMS INC COM 671044105 1,246 20,000 SH DEFINED 1, 2 20,000 PROSHARES TR SHRT 20+YR TRE 74347X849 7,178 239,971 SH DEFINED 1, 2 239,971 RESPONSYS INC COM 761248103 1,328 150,000 SH DEFINED 1, 2 150,000 SOUTH JERSEY INDS INC COM 838518108 1,443 25,951 SH DEFINED 1, 2 25,951 SOUTHWEST GAS CORP COM 844895102 2,135 44,985 SH DEFINED 1, 2 44,985 SOUTHWESTERN ENERGY CO COM 845467109 4,349 116,715 SH DEFINED 1, 2 116,715 SPDR GOLD TRUST COM 78463V107 1,424 9,221 SH DEFINED 1, 2 9,221 TOWERS WATSON & CO CL A 891894107 3,967 57,221 SH DEFINED 1, 2 57,221 UIL HLDG CORP COM 902748102 1,781 44,997 SH DEFINED 1, 2 44,997 VERIFONE SYS INC COM 92342Y109 1,856 89,730 SH DEFINED 1, 2 89,730