0000902664-13-000989.txt : 20130219 0000902664-13-000989.hdr.sgml : 20130219 20130214185350 ACCESSION NUMBER: 0000902664-13-000989 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charter Oak Partners Management, L.P. CENTRAL INDEX KEY: 0001492145 IRS NUMBER: 161681723 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13963 FILM NUMBER: 13616945 BUSINESS ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 226 7591 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 p13-0583form13fhr.txt CHARTER OAK PARTNERS MANAGEMENT, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS MANAGEMENT, L.P. -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06880 -------------------------------------------------- Form 13F File Number: 028-13963 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JERROLD N. FINE -------------------------------------------------- Title: MANAGING MEMBER OF THE GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 2/14/2013 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] The 13F reports relating to the securities holdings of Charter Oak Partners and its affiliated funds prior to January 1, 2010 can be found under the name "Charter Oak Partners/CT", 13F File Number 028-01685. Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ------------- Form 13F Information Table Entry Total: 36 ------------- Form 13F Information Table Value Total: $117,418 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12871 CHARTER OAK MANAGEMENT GP LLC 2. 028-13964 FINE PARTNERS, L.P.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ALLEGHENY TECHNOLOGIES INC COM 01741R102 2,732 89,975 SH DEFINED 1, 2 89,975 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 756 67,478 SH DEFINED 1, 2 67,478 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 1,442 45,011 SH DEFINED 1, 2 45,011 0 0 CENTURYLINK INC COM 156700106 1,760 44,997 SH DEFINED 1, 2 44,997 0 0 CHIQUITA BRANDS INTL INC COM 170032809 334 40,487 SH DEFINED 1, 2 40,487 0 0 DISCOVERY LABORATORIES INC N COM NEW 254668403 372 176,287 SH DEFINED 1, 2 176,287 0 0 DST SYS INC DEL COM 233326107 1,888 31,153 SH DEFINED 1, 2 31,153 0 0 EVEREST RE GROUP LTD COM G3223R108 17,108 155,600 SH DEFINED 1, 2 155,600 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 873 67,433 SH DEFINED 1, 2 67,433 0 0 GEO GROUP INC COM 36159R103 197 6,974 SH DEFINED 1, 2 6,974 0 0 HANESBRANDS INC COM 410345102 1,128 31,488 SH DEFINED 1, 2 31,488 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 4,698 288,759 SH DEFINED 1, 2 288,759 0 0 HOLOGIC INC COM 436440101 5,401 269,909 SH DEFINED 1, 2 269,909 0 0 JABIL CIRCUIT INC COM 466313103 426 22,095 SH DEFINED 1, 2 22,095 0 0 KOHLS CORP COM 500255104 2,321 53,991 SH DEFINED 1, 2 53,991 0 0 KRAFT FOODS GROUP, INC COM 50076Q106 1,841 40,489 SH DEFINED 1, 2 40,489 0 0 MARTEN TRANS LTD COM 573075108 4,316 234,711 SH DEFINED 1, 2 234,711 0 0 MEDTRONIC INC COM 585055106 2,374 57,882 SH DEFINED 1, 2 57,882 0 0 METLIFE INC COM 59156R108 7,287 221,215 SH DEFINED 1, 2 221,215 0 0 MICROSOFT CORP COM 594918104 4,911 183,850 SH DEFINED 1, 2 183,850 0 0 MONDELEZ INTL INC CL A 609207105 1,374 53,987 SH DEFINED 1, 2 53,987 0 0 MYLAN INC COM 628530107 10,661 388,379 SH DEFINED 1, 2 388,379 0 0 NCR CORP NEW COM 62886E108 4,334 170,095 SH DEFINED 1, 2 170,095 0 0 NORTHWEST NAT GAS CO COM 667655104 1,540 34,832 SH DEFINED 1, 2 34,832 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 1,501 67,262 SH DEFINED 1, 2 67,262 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 11,644 151,988 SH DEFINED 1, 2 151,988 0 0 PBF ENERGY INC CL A 69318G106 5,227 179,935 SH DEFINED 1, 2 179,935 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 2,643 89,971 SH DEFINED 1, 2 89,971 0 0 STAPLES INC COM 855030102 513 44,983 SH DEFINED 1, 2 44,983 0 0 SOUTH JERSEY INDS INC COM 838518108 1,306 25,951 SH DEFINED 1, 2 25,951 0 0 SOUTHWEST GAS CORP COM 844895102 1,908 44,985 SH DEFINED 1, 2 44,985 0 0 SOUTHWESTERN ENERGY CO COM 845467109 3,899 116,715 SH DEFINED 1, 2 116,715 0 0 SPDR GOLD TRUST COM 78463V107 1,494 9,221 SH DEFINED 1, 2 9,221 0 0 TOWERS WATSON & CO CL A 891894107 2,935 52,221 SH DEFINED 1, 2 52,221 0 0 UIL HLDG CORP COM 902748102 1,611 44,997 SH DEFINED 1, 2 44,997 0 0 VERIFONE SYS INC COM 92342Y109 2,663 89,730 SH DEFINED 1, 2 89,730 0 0