0000902664-12-001526.txt : 20121127 0000902664-12-001526.hdr.sgml : 20121127 20121127170157 ACCESSION NUMBER: 0000902664-12-001526 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121127 DATE AS OF CHANGE: 20121127 EFFECTIVENESS DATE: 20121127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charter Oak Partners Management, L.P. CENTRAL INDEX KEY: 0001492145 IRS NUMBER: 161681723 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13963 FILM NUMBER: 121227108 BUSINESS ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 226 7591 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR/A 1 p12-1891form13fhra.txt CHARTER OAK PARTNERS MANAGEMENT, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ---------------------------- Check here if Amendment [ X ]; Amendment Number: 1 ----- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS MANAGEMENT, L.P. -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06880 -------------------------------------------------- Form 13F File Number: 028-13963 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JERROLD N. FINE -------------------------------------------------- Title: MANAGING MEMBER OF THE GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/27/2012 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] The 13F reports relating to the securities holdings of Charter Oak Partners and its affiliated funds prior to January 1, 2010 can be found under the name "Charter Oak Partners/CT", 13F File Number 028-01685. Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ------------- Form 13F Information Table Entry Total: 78 ------------- Form 13F Information Table Value Total: $ 137,037 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12871 CHARTER OAK MANAGEMENT GP LLC 2. 028-13964 FINE PARTNERS, L.P.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ABERCROMBIE & FITCH CO. CLA 002896207 627 18,490 SH DEFINED 1, 2 18,490 ABERCROMBIE & FITCH CO. CLA 002896207 51 1,510 SH DEFINED 1 1,510 ALLEGHENY TECHNOLOGIES INC COM 01741R102 5,161 161,783 SH DEFINED 1, 2 161,783 ALLEGHENY TECHNOLOGIES INC COM 01741R102 422 13,217 SH DEFINED 1 13,217 ASBURY AUTOMOTIVE GROUP INC COM 043436104 1,292 46,237 SH DEFINED 1, 2 46,237 ASBURY AUTOMOTIVE GROUP INC COM 043436104 105 3,763 SH DEFINED 1 3,763 CENTURYLINK INC COM 156700106 1,868 46,233 SH DEFINED 1, 2 46,233 CENTURYLINK INC COM 156700106 152 3,767 SH DEFINED 1 3,767 DST SYS INC DEL COM 233326107 523 9,244 SH DEFINED 1, 2 9,244 DST SYS INC DEL COM 233326107 43 756 SH DEFINED 1 756 EVEREST RE GROUP LTD COM G3223R108 17,103 159,905 SH DEFINED 1, 2 159,905 EVEREST RE GROUP LTD COM G3223R108 1,393 13,024 SH DEFINED 1 13,024 FORD MTR CO DEL COM PAR $0.01 345370860 683 69,298 SH DEFINED 1, 2 69,298 FORD MTR CO DEL COM PAR $0.01 345370860 56 5,702 SH DEFINED 1 5,702 GEO GROUP INC COM 36159R103 2,555 92,327 SH DEFINED 1, 2 92,327 GEO GROUP INC COM 36159R103 212 7,673 SH DEFINED 1 7,673 GREENBRIER COS INC COM 393657101 2,849 176,498 SH DEFINED 1, 2 176,498 GREENBRIER COS INC COM 393657101 229 14,208 SH DEFINED 1 14,208 HANESBRANDS INC COM 410345102 1,031 32,355 SH DEFINED 1, 2 32,355 HANESBRANDS INC COM 410345102 84 2,645 SH DEFINED 1 2,645 HERTZ GLOBAL HOLDINGS INC COM 42805T105 5,991 436,370 SH DEFINED 1, 2 436,370 HERTZ GLOBAL HOLDINGS INC COM 42805T105 478 34,788 SH DEFINED 1 34,788 HOLOGIC INC COM 436440101 1,869 92,443 SH DEFINED 1, 2 92,443 HOLOGIC INC COM 436440101 153 7,557 SH DEFINED 1 7,557 KOHLS CORP COM 500255104 2,841 55,472 SH DEFINED 1, 2 55,472 KOHLS CORP COM 500255104 232 4,528 SH DEFINED 1 4,528 KRAFT FOODS INC CL A 50075N104 2,294 55,469 SH DEFINED 1, 2 55,469 KRAFT FOODS INC CL A 50075N104 187 4,531 SH DEFINED 1 4,531 KRAFT FOODS GROUP, INC COM 50076Q106 1,032 23,110 SH DEFINED 1, 2 23,110 KRAFT FOODS GROUP, INC COM 50076Q106 84 1,890 SH DEFINED 1 1,890 MARINEMAX INC COM 567908108 215 25,892 SH DEFINED 1, 2 25,892 MARINEMAX INC COM 567908108 17 2,108 SH DEFINED 1 2,108 MARTEN TRANS LTD COM 573075108 4,420 251,543 SH DEFINED 1, 2 251,543 MARTEN TRANS LTD COM 573075108 364 20,693 SH DEFINED 1 20,693 MEDTRONIC INC COM 585055106 1,993 46,222 SH DEFINED 1, 2 46,222 MEDTRONIC INC COM 585055106 163 3,778 SH DEFINED 1 3,778 METLIFE INC COM 59156R108 3,931 114,081 SH DEFINED 1, 2 114,081 METLIFE INC COM 59156R108 293 8,509 SH DEFINED 1 8,509 MICROSOFT CORP COM 594918104 5,623 188,931 SH DEFINED 1, 2 188,931 MICROSOFT CORP COM 594918104 458 15,390 SH DEFINED 1 15,390 MYLAN INC COM 628530107 15,360 630,240 SH DEFINED 1, 2 630,240 MYLAN INC COM 628530107 1,251 51,340 SH DEFINED 1 51,340 NIC INC COM 62914B100 1,048 70,828 SH DEFINED 1, 2 70,828 NIC INC COM 62914B100 85 5,772 SH DEFINED 1 5,772 NCR CORP NEW COM 62886E108 4,066 174,445 SH DEFINED 1, 2 174,445 NCR CORP NEW COM 62886E108 338 14,480 SH DEFINED 1 14,480 NORTHWEST NAT GAS CO COM 667655104 2,276 46,223 SH DEFINED 1, 2 46,223 NORTHWEST NAT GAS CO COM 667655104 186 3,777 SH DEFINED 1 3,777 NUANCE COMMUNICATIONS INC COM 67020Y100 1,145 46,006 SH DEFINED 1, 2 46,006 NUANCE COMMUNICATIONS INC COM 67020Y100 93 3,748 SH DEFINED 1 3,748 OCCIDENTAL PETE CORP DEL COM 674599105 13,442 156,188 SH DEFINED 1, 2 156,188 OCCIDENTAL PETE CORP DEL COM 674599105 1,095 12,723 SH DEFINED 1 12,723 PRUDENTIAL FINL INC COM 744320102 4,026 73,866 SH DEFINED 1, 2 73,866 PRUDENTIAL FINL INC COM 744320102 328 6,017 SH DEFINED 1 6,017 PUT/SPY@ 142 EXP 10/20/2012 SPY 9EDEJSEV3 246 2,312 SH DEFINED 1, 2 2,312 PUT/SPY@ 142 EXP 10/20/2012 SPY 9EDEJSEV3 20 188 SH DEFINED 1 188 PUT/SPY@ 137 EXP 11/17/2012 SPY 78462F81I 51 463 SH DEFINED 1, 2 463 PUT/SPY@ 137 EXP 11/17/2012 SPY 78462F81I 4 37 SH DEFINED 1 37 STAPLES INC COM 855030102 532 46,222 SH DEFINED 1, 2 46,222 STAPLES INC COM 855030102 44 3,778 SH DEFINED 1 3,778
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- SOUTH JERSEY INDS INC COM 838518108 1,412 26,669 SH DEFINED 1, 2 26,669 SOUTH JERSEY INDS INC COM 838518108 115 2,172 SH DEFINED 1 2,172 SOUTHWEST GAS CORP COM 844895102 2,043 46,223 SH DEFINED 1, 2 46,223 SOUTHWEST GAS CORP COM 844895102 167 3,777 SH DEFINED 1 3,777 SOUTHWESTERN ENERGY CO COM 845467109 5,458 156,936 SH DEFINED 1, 2 156,936 SOUTHWESTERN ENERGY CO COM 845467109 443 12,744 SH DEFINED 1 12,744 SPDR GOLD TRUST COM 78463V107 1,629 9,475 SH DEFINED 1, 2 9,475 SPDR GOLD TRUST COM 78463V107 133 772 SH DEFINED 1 772 UIL HLDG CORP COM 902748102 3,306 92,183 SH DEFINED 1, 2 92,183 UIL HLDG CORP COM 902748102 269 7,509 SH DEFINED 1 7,509 USA TRUCK INC COM 902925106 68 18,785 SH DEFINED 1, 2 18,785 USA TRUCK INC COM 902925106 5 1,515 SH DEFINED 1 1,515 VERIFONE SYS INC COM 92342Y109 2,573 92,387 SH DEFINED 1, 2 92,387 VERIFONE SYS INC COM 92342Y109 206 7,395 SH DEFINED 1 7,395 WABASH NATL CORP COM 929566107 2,363 331,407 SH DEFINED 1, 2 331,407 WABASH NATL CORP COM 929566107 193 27,093 SH DEFINED 1 27,093 WHITING USA TRUST II TR UNIT 966388100 1,794 92,998 SH DEFINED 1, 2 92,998 WHITING USA TRUST II TR UNIT 966388100 147 7,602 SH DEFINED 1 7,602