0001595585-22-000003.txt : 20220104
0001595585-22-000003.hdr.sgml : 20220104
20220104161817
ACCESSION NUMBER: 0001595585-22-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parker Geoffrey M.
CENTRAL INDEX KEY: 0001491874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 22506200
MAIL ADDRESS:
STREET 1: 15 RIORDAN PLACE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricida, Inc.
CENTRAL INDEX KEY: 0001595585
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463372526
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-429-7800
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_164133106298138.xml
FORM 4
X0306
4
2021-12-31
0
0001595585
Tricida, Inc.
TCDA
0001491874
Parker Geoffrey M.
7000 SHORELINE COURT, SUITE 201
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
COO, CFO and EVP
Common Stock
2021-12-31
4
F
0
1384
9.56
D
63617
D
Common Stock
40000
I
By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA
Common Stock
55000
I
By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA
Common Stock
261667
I
By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00
The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs granted on September 10, 2020.
This amount includes 1,664 shares acquired on November 30, 2021 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA. 5,000 of the shares were previously reported as owned directly.
Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA.
Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. These shares were previously reported as owned directly.
/s/ Robert McKague, attorney-in-fact
2022-01-04