0001595585-22-000003.txt : 20220104 0001595585-22-000003.hdr.sgml : 20220104 20220104161817 ACCESSION NUMBER: 0001595585-22-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parker Geoffrey M. CENTRAL INDEX KEY: 0001491874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 22506200 MAIL ADDRESS: STREET 1: 15 RIORDAN PLACE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tricida, Inc. CENTRAL INDEX KEY: 0001595585 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463372526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-429-7800 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_164133106298138.xml FORM 4 X0306 4 2021-12-31 0 0001595585 Tricida, Inc. TCDA 0001491874 Parker Geoffrey M. 7000 SHORELINE COURT, SUITE 201 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 COO, CFO and EVP Common Stock 2021-12-31 4 F 0 1384 9.56 D 63617 D Common Stock 40000 I By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA Common Stock 55000 I By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA Common Stock 261667 I By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs granted on September 10, 2020. This amount includes 1,664 shares acquired on November 30, 2021 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B). Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA. 5,000 of the shares were previously reported as owned directly. Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA. Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. These shares were previously reported as owned directly. /s/ Robert McKague, attorney-in-fact 2022-01-04