0001213900-22-062610.txt : 20221006
0001213900-22-062610.hdr.sgml : 20221006
20221006200115
ACCESSION NUMBER: 0001213900-22-062610
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221005
FILED AS OF DATE: 20221006
DATE AS OF CHANGE: 20221006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Bridget
CENTRAL INDEX KEY: 0001584004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38249
FILM NUMBER: 221299105
MAIL ADDRESS:
STREET 1: 2550 DENALI STREET, SUITE 1000
CITY: ANCHORAGE
STATE: X1
ZIP: 99503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LiveOne, Inc.
CENTRAL INDEX KEY: 0001491419
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 980657263
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE #1201
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 601-2505
MAIL ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE #1201
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
FORMER COMPANY:
FORMER CONFORMED NAME: LiveXLive Media, Inc.
DATE OF NAME CHANGE: 20170808
FORMER COMPANY:
FORMER CONFORMED NAME: LOTON, CORP
DATE OF NAME CHANGE: 20100507
4
1
ownership.xml
X0306
4
2022-10-05
0
0001491419
LiveOne, Inc.
LVO
0001584004
Baker Bridget
C/O LIVEONE, INC.
269 SOUTH BEVERLY DRIVE, SUITE 1450
BEVERLY HILLS
CA
90212
1
0
0
0
Restricted Stock Units
2022-10-05
4
A
0
90476
0
A
Common Stock, $0.001 par value
90476
90476
D
The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.
/s/ Bridget Baker
2022-10-06