0001213900-21-032795.txt : 20210616 0001213900-21-032795.hdr.sgml : 20210616 20210616200620 ACCESSION NUMBER: 0001213900-21-032795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wachsberger Patrick D CENTRAL INDEX KEY: 0001765520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38249 FILM NUMBER: 211022998 MAIL ADDRESS: STREET 1: C/O LIVEXLIVE MEDIA, INC. STREET 2: 9200 SUNSET BOULEVARD, SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LiveXLive Media, Inc. CENTRAL INDEX KEY: 0001491419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 980657263 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 601-2505 MAIL ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 FORMER COMPANY: FORMER CONFORMED NAME: LOTON, CORP DATE OF NAME CHANGE: 20100507 4 1 ownership.xml X0306 4 2021-06-14 0 0001491419 LiveXLive Media, Inc. LIVX 0001765520 Wachsberger Patrick D C/O LIVEXLIVE MEDIA, INC 269 SOUTH BEVERLY DRIVE, SUITE 1450 BEVERLY HILLS CA 90212 1 0 0 0 Restricted Stock Units 2021-06-14 4 A 0 30645 0 A Common Stock, $0.001 par value 30645 30645 D The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). /s/ Patrick Wachsberger 2021-06-16