0001213900-19-023050.txt : 20191112 0001213900-19-023050.hdr.sgml : 20191112 20191112210513 ACCESSION NUMBER: 0001213900-19-023050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191030 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wachsberger Patrick D CENTRAL INDEX KEY: 0001765520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38249 FILM NUMBER: 191211489 MAIL ADDRESS: STREET 1: C/O LIVEXLIVE MEDIA, INC. STREET 2: 9200 SUNSET BOULEVARD, SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LiveXLive Media, Inc. CENTRAL INDEX KEY: 0001491419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 980657263 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 601-2500 MAIL ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE #1201 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 FORMER COMPANY: FORMER CONFORMED NAME: LOTON, CORP DATE OF NAME CHANGE: 20100507 4 1 ownership.xml X0306 4 2019-10-30 0 0001491419 LiveXLive Media, Inc. LIVX 0001765520 Wachsberger Patrick D C/O LIVEXLIVE MEDIA, INC. 9200 SUNSET BOULEVARD, SUITE #1201 WEST HOLLYWOOD CA 90069 1 0 0 0 Restricted Stock Units 2019-10-30 4 A 0 54597 0 A Common Stock, $0.001 par value 54597 54597 D The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. /s/ Patrick Wachsberger 2019-11-12