0001213900-19-023050.txt : 20191112
0001213900-19-023050.hdr.sgml : 20191112
20191112210513
ACCESSION NUMBER: 0001213900-19-023050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191030
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wachsberger Patrick D
CENTRAL INDEX KEY: 0001765520
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38249
FILM NUMBER: 191211489
MAIL ADDRESS:
STREET 1: C/O LIVEXLIVE MEDIA, INC.
STREET 2: 9200 SUNSET BOULEVARD, SUITE #1201
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LiveXLive Media, Inc.
CENTRAL INDEX KEY: 0001491419
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 980657263
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE #1201
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 601-2500
MAIL ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE #1201
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
FORMER COMPANY:
FORMER CONFORMED NAME: LOTON, CORP
DATE OF NAME CHANGE: 20100507
4
1
ownership.xml
X0306
4
2019-10-30
0
0001491419
LiveXLive Media, Inc.
LIVX
0001765520
Wachsberger Patrick D
C/O LIVEXLIVE MEDIA, INC.
9200 SUNSET BOULEVARD, SUITE #1201
WEST HOLLYWOOD
CA
90069
1
0
0
0
Restricted Stock Units
2019-10-30
4
A
0
54597
0
A
Common Stock, $0.001 par value
54597
54597
D
The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance.
/s/ Patrick Wachsberger
2019-11-12